Insider · CIK 0001156140

SANFORD PHILIP H

Reports to the SEC for 4 companies · ATLANTA, GA

sec.gov

Transactions

Companies

Filings

CIK

0001156140

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-08-18	Neptune Wellness Solutions Inc.Option (right to buy)A Award	Director	AAward	+1,429 sh	—	—	1,429
2013-01-24	Caribou Coffee Company, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,978 sh	$16.00	−$47.6K	0
2013-01-24	Caribou Coffee Company, Inc.Employee Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$16.00	−$160K	0
2013-01-23	Caribou Coffee Company, Inc.U Disposition from Tender	Director	UDisposition from Tender	−5,000 sh	$16.00	−$80K	2,978
2012-03-09	Caribou Coffee Company, Inc.A Award	Director	AAward	+2,978 sh	$16.70	+$49.7K	7,978
2011-05-16	Caribou Coffee Company, Inc.S Sale	Director	SSale	−3,300 sh	$10.15	−$33.5K	6,700
2011-05-16	Caribou Coffee Company, Inc.S Sale	Director	SSale	−100 sh	$10.21	−$1,021	6,600
2011-05-16	Caribou Coffee Company, Inc.S Sale	Director	SSale	−300 sh	$10.24	−$3,072	6,300
2011-05-16	Caribou Coffee Company, Inc.S Sale	Director	SSale	−1,000 sh	$10.20	−$10.2K	5,300
2011-05-16	Caribou Coffee Company, Inc.S Sale	Director	SSale	−100 sh	$10.23	−$1,023	5,200
2011-05-16	Caribou Coffee Company, Inc.S Sale	Director	SSale	−200 sh	$10.22	−$2,044	5,000
2011-03-11	Caribou Coffee Company, Inc.A Award	Director	AAward	+5,000 sh	—	—	10,000
2010-03-12	Caribou Coffee Company, Inc.A Award	Director	AAward	+5,000 sh	—	—	5,000
2010-02-09	CHATTEM INCU Disposition from Tender	Director	UDisposition from Tender	−469 sh	$93.50	−$43.9K	0
2009-12-16	CHATTEM INCA Award	Director	AAward	+14 sh	—	—	469
2009-12-01	CHATTEM INCA Award	Director	AAward	+455 sh	—	—	455
2009-08-20	CHATTEM INCS Sale	Director	SSale	−864 sh	$62.66	−$54.1K	0
2009-04-08	CHATTEM INC1999 Stock Option (right to buy)A Award	Director	AAward	+2,000 sh	—	—	2,000
2009-04-03	Caribou Coffee Company, Inc.Employee Stock OptionA Award	Director	AAward	−10K sh	$2.01	−$20.1K	10,000
2009-02-02	CHATTEM INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$15.01	+$30K	2,864
2009-02-02	CHATTEM INCS Sale	Director	SSale	−2,000 sh	$66.33	−$133K	864
2009-02-02	CHATTEM INC1999 Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	0
2008-04-09	CHATTEM INC1999 Stock Option (right to buy)A Award	Director	AAward	+2,000 sh	—	—	2,000
2006-08-25	CHATTEM INCA Award	Director	AAward	+31 sh	—	—	17,209
2006-06-22	CHATTEM INCA Award	Director	AAward	+31 sh	—	—	29,149
2005-08-23	CHATTEM INCA Award	Director	AAward	+22 sh	—	—	28,531
2005-07-27	CHATTEM INCA Award	Director	AAward	+21 sh	—	—	28,509
2005-07-26	CHATTEM INCCall option (obligation to sell)J Other	Director	JOther	−1 sh	—	—	1
2005-07-26	CHATTEM INCPut option (right to sell)P Purchase	Director	PPurchase	+1 sh	—	—	1
2005-04-19	CHATTEM INCA Award	Director	AAward	+116 sh	—	—	28,488
2005-01-25	CHATTEM INCA Award	Director	AAward	+28 sh	—	—	28,372
2004-12-01	CHATTEM INCA Award	Director	AAward	+331 sh	$36.22	+$12K	28,344
2004-09-20	CHATTEM INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$18.13	+$181K	37,982
2004-09-20	CHATTEM INCS Sale	Director	SSale	−10K sh	$32.62	−$326K	27,982
2004-09-20	CHATTEM INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$6.97	+$13.9K	29,982
2004-09-20	CHATTEM INCS Sale	Director	SSale	−2,000 sh	$32.54	−$65.1K	27,982
2004-09-20	CHATTEM INC1999 Stock Option Plan (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2004-09-20	CHATTEM INC1999 Stock Option Plan (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	0
2004-04-27	CHATTEM INCA Award	Director	AAward	+35 sh	$28.39	+$993.65	27,947
2004-04-14	CHATTEM INC1999 Stock Option Plan (Right to Buy)A Award	Director	AAward	+2,000 sh	—	—	2,000
2003-12-01	CHATTEM INCA Award	Director	AAward	+561 sh	$16.02	+$8,987.22	27,711
2003-10-28	CHATTEM INCA Award	Director	AAward	+69 sh	$14.38	+$992.22	27,150
2003-07-29	CHATTEM INCA Award	Director	AAward	+55 sh	$18.17	+$999.35	27,081

Recent filings

Accepted (ET)
Aug 224
SANFORD PHILIP H0000899243-22-029443
SEC(opens sec.gov)
Jan 254
SANFORD PHILIP H0001209191-13-004394
SEC(opens sec.gov)
Mar 144
SANFORD PHILIP H0001209191-12-018223
SEC(opens sec.gov)
May 184
SANFORD PHILIP H0001209191-11-029404
SEC(opens sec.gov)
Mar 144
SANFORD PHILIP H0001209191-11-017581
SEC(opens sec.gov)
Mar 164
SANFORD PHILIP H0001209191-10-017439
SEC(opens sec.gov)
Feb 114
SANFORD PHILIP H0001072613-10-000200
SEC(opens sec.gov)
Dec 174
SANFORD PHILIP H0001072613-09-001575
SEC(opens sec.gov)
Dec 34
SANFORD PHILIP H0001072613-09-001545
SEC(opens sec.gov)
Aug 214
SANFORD PHILIP H0001072613-09-001276
SEC(opens sec.gov)
Apr 134
SANFORD PHILIP H0001072613-09-000718
SEC(opens sec.gov)
Apr 64
SANFORD PHILIP H0001209191-09-020501
SEC(opens sec.gov)
Feb 44
SANFORD PHILIP H0001072613-09-000190
SEC(opens sec.gov)

Companies

Address

78 LINDBERGH DRIVE #80

ATLANTA, GA, 30305