Insider · CIK 0001162058

BARKAS ALEXANDER E

Reports to the SEC for 6 companies · MENLO PARK, CA

sec.gov

Transactions

Companies

Filings

CIK

0001162058

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-05-24	AMICUS THERAPEUTICS, INC.Stock Options (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2011-05-20	GERNGERON CORPA Award	Director	AAward	+5,000 sh	—	—	348,122
2011-05-20	GERNGERON CORPA Award	Director	AAward	+5,000 sh	—	—	353,122
2011-05-11	GERNGERON CORPA Award	Director	AAward	+14K sh	—	—	338,122
2011-05-11	GERNGERON CORP · Stock Option (right to buy)A Award	Director	AAward	+28K sh	—	—	28,000
2011-05-11	GERNGERON CORPA Award	Director	AAward	+5,000 sh	—	—	343,122
2011-03-09	GERNGERON CORPA Award	Director	AAward	+18.8K sh	—	—	324,122
2011-03-09	GERNGERON CORP · Stock Option (right to buy)A Award	Director	AAward	+37.5K sh	—	—	37,500
2010-11-30	COMPLETE GENOMICS INCRestricted Stock UnitsA Award	Director, 10% Owner	AAward	+5,000 sh	—	—	5,000
2010-11-30	COMPLETE GENOMICS INCNon-Qualified Stock Option (right to buy)A Award	Director, 10% Owner	AAward	+10K sh	—	—	10,000
2010-11-16	COMPLETE GENOMICS INCWarrant to Purchase Series D Preferred StockX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−31.3K sh	—	—	0
2010-11-16	COMPLETE GENOMICS INCWarrant to Purchase Series D Preferred StockX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−29.3K sh	—	—	0
2010-11-16	COMPLETE GENOMICS INCSeries E Preferred StockC Conversion	Director, 10% Owner	CConversion	−808K sh	—	—	0
2010-11-16	COMPLETE GENOMICS INCSeries D Preferred StockC Conversion	Director, 10% Owner	CConversion	−674K sh	—	—	0
2010-11-16	COMPLETE GENOMICS INCSeries C Preferred StockC Conversion	Director, 10% Owner	CConversion	−161K sh	—	—	0
2010-11-16	COMPLETE GENOMICS INCSeries B Preferred StockC Conversion	Director, 10% Owner	CConversion	−601K sh	—	—	0
2010-11-16	COMPLETE GENOMICS INCP Purchase	Director, 10% Owner	PPurchase	+333K sh	$9.00	+$3M	2,994,358
2010-11-16	COMPLETE GENOMICS INCF Tax Payment	Director, 10% Owner	FTax Payment	−832 sh	$9.00	−$7,488	2,255,483
2010-11-16	COMPLETE GENOMICS INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+990 sh	$7.56	+$7,484.4	2,256,315
2010-11-16	COMPLETE GENOMICS INCF Tax Payment	Director, 10% Owner	FTax Payment	−8,602 sh	$9.00	−$77.4K	2,255,325
2010-11-16	COMPLETE GENOMICS INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+10.2K sh	$7.56	+$77.4K	2,263,927
2010-11-16	COMPLETE GENOMICS INCF Tax Payment	Director, 10% Owner	FTax Payment	−26.3K sh	$9.00	−$237K	2,253,687
2010-11-16	COMPLETE GENOMICS INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+31.3K sh	$7.56	+$237K	2,279,979
2010-11-16	COMPLETE GENOMICS INCF Tax Payment	Director, 10% Owner	FTax Payment	−24.6K sh	$9.00	−$222K	2,248,680
2010-11-16	COMPLETE GENOMICS INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+29.3K sh	$7.56	+$222K	2,273,329
2010-11-16	COMPLETE GENOMICS INCC Conversion	Director, 10% Owner	CConversion	+808K sh	—	—	2,243,986
2010-11-16	COMPLETE GENOMICS INCC Conversion	Director, 10% Owner	CConversion	+161K sh	—	—	761,800
2010-11-16	COMPLETE GENOMICS INCC Conversion	Director, 10% Owner	CConversion	+674K sh	—	—	1,436,226
2010-11-16	COMPLETE GENOMICS INCC Conversion	Director, 10% Owner	CConversion	+601K sh	—	—	601,248
2010-11-16	COMPLETE GENOMICS INCWarrant to Purchase Series D Preferred StockX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−990 sh	—	—	0
2010-11-16	COMPLETE GENOMICS INCWarrant to Purchase Series D Preferred StockX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−10.2K sh	—	—	0
2010-07-09	GERNGERON CORPA Award	Director	AAward	+13.5K sh	—	—	278,372
2010-07-09	GERNGERON CORPA Award	Director	AAward	+13.5K sh	—	—	251,372
2010-07-09	GERNGERON CORPA Award	Director	AAward	+13.5K sh	—	—	264,872
2010-07-09	GERNGERON CORPA Award	Director	AAward	+27K sh	—	—	305,372
2010-06-15	AMICUS THERAPEUTICS, INC.Stock Options (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-05-19	GERNGERON CORP · Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-05-19	GERNGERON CORPA Award	Director	AAward	+7,561 sh	$5.29	+$40K	225,372
2010-05-19	GERNGERON CORPA Award	Director	AAward	+12.5K sh	—	—	237,872
2010-05-19	GERNGERON CORP · Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2009-05-29	GERNGERON CORPA Award	Director	AAward	+20K sh	—	—	217,811
2009-05-29	GERNGERON CORPA Award	Director	AAward	+12.5K sh	—	—	197,811
2009-05-29	GERNGERON CORPA Award	Director	AAward	+6,135 sh	$6.52	+$40K	185,311
2009-05-29	GERNGERON CORP · Stock Option (right to buy)A Award	Director	AAward	+25K sh	$6.52	+$163K	387,500
2009-05-29	GERNGERON CORP · Stock Option (right to buy)A Award	Director	AAward	+25K sh	$6.52	+$163K	412,500
2009-05-29	GERNGERON CORP · Stock Option (right to buy)A Award	Director	AAward	+40K sh	$6.52	+$261K	452,500
2007-06-05	AMICUS THERAPEUTICS, INC.Series D Convertible Preferred StockC Conversion	Director	CConversion	−3,334 sh	—	—	—
2007-06-05	AMICUS THERAPEUTICS, INC.Series C Convertible Preferred StockC Conversion	Director	CConversion	−15.2K sh	—	—	—
2007-06-05	AMICUS THERAPEUTICS, INC.Series C Convertible Preferred StockC Conversion	Director	CConversion	−1M sh	—	—	—
2007-06-05	AMICUS THERAPEUTICS, INC.Series B Convertible Preferred StockC Conversion	Director	CConversion	−14.9K sh	—	—	—

Recent filings

Accepted (ET)
Jun 144
BARKAS ALEXANDER E0001209191-11-034503
SEC(opens sec.gov)
May 244
BARKAS ALEXANDER E0000886744-11-000041
SEC(opens sec.gov)
May 134
BARKAS ALEXANDER E0000886744-11-000030
SEC(opens sec.gov)
Mar 114
BARKAS ALEXANDER E0000886744-11-000019
SEC(opens sec.gov)
Dec 24
BARKAS ALEXANDER E0001181431-10-058819
SEC(opens sec.gov)
Nov 164
BARKAS ALEXANDER E0001181431-10-055863
SEC(opens sec.gov)

Companies

Address

C/O GERON CORPORATION 230 CONSTITUTION DRIVE

MENLO PARK, CA, 94025