Insider · CIK 0001165513

GUTFREUND JOHN H

Reports to the SEC for 5 companies · CINCINNATI, OH

sec.gov

Transactions

Companies

Filings

CIK

0001165513

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-03-28	LCA VISION INCA Award	Director	AAward	+1,488 sh	—	—	68,144
2012-12-31	LCA VISION INCA Award	Director	AAward	+1,754 sh	—	—	66,656
2012-09-28	LCA VISION INCA Award	Director	AAward	+1,238 sh	—	—	64,902
2012-06-29	LCA VISION INCA Award	Director	AAward	+1,163 sh	—	—	63,644
2012-05-15	LCA VISION INCA Award	Director	AAward	+7,440 sh	—	—	62,501
2012-03-30	LCA VISION INCA Award	Director	AAward	+796 sh	—	—	55,061
2011-12-30	LCA VISION INCA Award	Director	AAward	+1,724 sh	—	—	54,265
2011-12-23	NXXI Inc.S Sale	Director, Chairman of the Board	SSale	−667K sh	$0.00	−$200.155	0
2011-12-07	NXXI Inc.S Sale	Director, Chairman of the Board	SSale	+567K sh	$0.00	+$2,098.577	667,183
2011-11-28	NXXI Inc.S Sale	Director, Chairman of the Board	SSale	−567K sh	$0.00	−$170.155	100,000
2011-09-30	LCA VISION INCA Award	Director	AAward	+2,336 sh	—	—	52,541
2011-06-30	LCA VISION INCA Award	Director	AAward	+1,046 sh	—	—	50,205
2011-05-17	LCA VISION INCA Award	Director	AAward	+9,242 sh	—	—	49,159
2011-03-31	LCA VISION INCA Award	Director	AAward	+741 sh	—	—	39,917
2010-12-31	LCA VISION INCA Award	Director	AAward	+870 sh	—	—	39,176
2010-11-09	NXXI Inc.Stock OptionsA Award	Director, Chairman of the Board	AAward	+25K sh	—	—	225,000
2010-09-30	LCA VISION INCA Award	Director	AAward	+898 sh	—	—	38,306
2010-06-30	LCA VISION INCA Award	Director	AAward	+903 sh	—	—	37,408
2010-05-18	LCA VISION INCA Award	Director	AAward	+5,834 sh	—	—	36,505
2010-03-31	LCA VISION INCA Award	Director	AAward	+601 sh	—	—	30,671
2009-12-31	LCA VISION INCA Award	Director	AAward	+977 sh	—	—	30,070
2009-12-08	NXXI Inc.Stock OptionsA Award	Director, Chairman of the Board	AAward	+25K sh	—	—	210,000
2009-09-30	LCA VISION INCA Award	Director	AAward	+713 sh	—	—	29,093
2009-06-30	LCA VISION INCA Award	Director	AAward	+1,185 sh	—	—	28,380
2009-06-02	LCA VISION INCA Award	Director	AAward	+7,681 sh	—	—	27,195
2009-03-31	LCA VISION INCA Award	Director	AAward	+1,718 sh	—	—	19,514
2009-03-09	NXXI Inc.P Purchase	Director, Chairman of the Board	PPurchase	+85K sh	$0.12	+$10.2K	667,183
2009-03-06	NXXI Inc.P Purchase	Director, Chairman of the Board	PPurchase	+15K sh	$0.12	+$1,800	582,183
2009-02-13	NXXI Inc.P Purchase	Director, Chairman of the Board	PPurchase	+200K sh	$0.17	+$34K	567,183
2009-01-05	NXXI Inc.P Purchase	Director, Chairman of the Board	PPurchase	+12.8K sh	$0.15	+$1,984	367,183
2008-12-31	NXXI Inc.P Purchase	Director, Chairman of the Board	PPurchase	+4,383 sh	$0.15	+$657.45	354,383
2008-12-31	LCA VISION INCA Award	Director	AAward	+1,217 sh	—	—	17,796
2007-12-31	LCA VISION INCA Award	Director	AAward	+250 sh	—	—	6,361
2007-12-04	NXXI Inc.Stock OptionsA Award	Director, Chairman of the Board	AAward	+25K sh	—	—	160,000
2007-09-30	LCA VISION INCA Award	Director	AAward	+170 sh	—	—	6,111
2007-09-13	COMPUDYNE CORPF Tax Payment	Director	FTax Payment	−8,621 sh	$7.00	−$60.3K	1,522
2007-09-13	COMPUDYNE CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$6.04	+$60.4K	10,143
2007-09-13	COMPUDYNE CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$6.90	+$69K	10,000
2007-09-13	COMPUDYNE CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2007-09-13	COMPUDYNE CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2007-09-13	COMPUDYNE CORPF Tax Payment	Director	FTax Payment	−7,328 sh	$7.00	−$51.3K	4,194
2007-09-13	COMPUDYNE CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$5.13	+$51.3K	11,522
2007-09-13	COMPUDYNE CORPF Tax Payment	Director	FTax Payment	−9,857 sh	$7.00	−$69K	143
2007-09-13	COMPUDYNE CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2007-08-21	LCA VISION INCA Award	Director	AAward	+2,060 sh	—	—	5,941
2007-06-29	LCA VISION INCA Award	Director	AAward	+106 sh	—	—	3,881
2007-05-23	COMPUDYNE CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2006-07-15	GVI SECURITY SOLUTIONS INCA Award	Director	AAward	+6,667 sh	—	—	251,178
2006-07-05	LCA VISION INCA Award	Director	AAward	+94 sh	—	—	6,688
2006-06-15	GVI SECURITY SOLUTIONS INCA Award	Director	AAward	+5,000 sh	—	—	244,511

Recent filings

Accepted (ET)
Apr 24
GUTFREUND JOHN H0001181431-13-020039
SEC(opens sec.gov)
Jan 34
GUTFREUND JOHN H0001181431-13-000956
SEC(opens sec.gov)
Oct 24
GUTFREUND JOHN H0001181431-12-052901
SEC(opens sec.gov)
Jul 34
GUTFREUND JOHN H0001181431-12-039294
SEC(opens sec.gov)
May 174
GUTFREUND JOHN H0001181431-12-030617
SEC(opens sec.gov)
Apr 34
GUTFREUND JOHN H0001181431-12-021669
SEC(opens sec.gov)
Jan 44
GUTFREUND JOHN H0001181431-12-000800
SEC(opens sec.gov)
Dec 274
GUTFREUND JOHN H0001144204-11-071646
SEC(opens sec.gov)
Dec 94/A
GUTFREUND JOHN H0001144204-11-069140
SEC(opens sec.gov)
Nov 304
GUTFREUND JOHN H0001144204-11-067542
SEC(opens sec.gov)
Oct 44
GUTFREUND JOHN H0001181431-11-051542
SEC(opens sec.gov)
Jul 54
GUTFREUND JOHN H0001181431-11-039786
SEC(opens sec.gov)
May 194
GUTFREUND JOHN H0001181431-11-031047
SEC(opens sec.gov)
Apr 44
GUTFREUND JOHN H0001411028-11-000011
SEC(opens sec.gov)
Jan 44
GUTFREUND JOHN H0001144204-11-000556
SEC(opens sec.gov)
Nov 104
GUTFREUND JOHN H0001144204-10-058857
SEC(opens sec.gov)
Oct 64
GUTFREUND JOHN H0001144204-10-052762
SEC(opens sec.gov)
Jul 24
GUTFREUND JOHN H0001144204-10-036492
SEC(opens sec.gov)
May 204
GUTFREUND JOHN H0001144204-10-029265
SEC(opens sec.gov)
Apr 24
GUTFREUND JOHN H0001144204-10-018234
SEC(opens sec.gov)

Companies

Address

7840 MONTGOMERY ROAD

CINCINNATI, OH, US 45236