Insider · CIK 0001166857

HELTON SANDRA L

Reports to the SEC for 6 companies · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001166857

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−962 sh	—	—	0
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−962 sh	—	—	0
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−962 sh	—	—	0
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,566 sh	—	—	0
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−962 sh	—	—	0
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,133 sh	—	—	0
2025-05-21	OptiNose, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,925 sh	—	—	0
2024-06-06	OptiNose, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+75K sh	—	—	75,000
2023-06-08	OptiNose, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+53.5K sh	—	—	53,500
2022-10-19	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Director	SSale	−1,000 sh	$80.02	−$80K	35,747
2022-10-18	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Director	SSale	−14K sh	$80.05	−$1.12M	36,747
2022-10-18	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Director	SSale	−14K sh	$80.05	−$1.12M	18,245
2022-10-13	COVETRUS, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−38.1K sh	—	—	0
2022-10-13	COVETRUS, INC.Restricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−14.6K sh	—	—	0
2022-08-09	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Director	SSale	−15K sh	$72.90	−$1.09M	32,278
2022-06-08	OptiNose, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+32K sh	—	—	32,000
2022-05-12	COVETRUS, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−7,718 sh	—	—	0
2022-05-12	COVETRUS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+7,718 sh	—	—	38,095
2022-05-11	COVETRUS, INC.Restricted Stock UnitsA Award	Director	AAward	+14.6K sh	—	—	14,638
2022-03-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+558 sh	—	—	65,320
2021-12-21	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+579 sh	—	—	64,762
2021-09-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+616 sh	—	—	64,183
2021-06-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+591 sh	—	—	63,567
2021-06-09	OptiNose, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+14.4K sh	—	—	14,439
2021-05-18	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,512 sh	—	—	62,976
2021-05-13	COVETRUS, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−24.1K sh	—	—	0
2021-05-13	COVETRUS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+24.1K sh	—	—	30,377
2021-05-12	COVETRUS, INC.Restricted Stock UnitsA Award	Director	AAward	+7,718 sh	—	—	7,718
2021-03-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+548 sh	—	—	60,464
2020-12-21	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+691 sh	—	—	59,916
2020-09-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+838 sh	—	—	59,225
2020-06-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+815 sh	—	—	58,387
2020-06-10	OptiNose, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+14.4K sh	$5.65	+$81.6K	14,439
2020-05-19	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+4,674 sh	—	—	57,572
2020-05-13	COVETRUS, INC.Restricted Stock UnitsA Award	Director	AAward	+24.1K sh	—	—	24,089
2020-03-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+883 sh	—	—	52,898
2019-12-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+511 sh	—	—	52,526
2019-09-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+483 sh	—	—	52,015
2019-06-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+466 sh	—	—	51,532
2019-06-06	OptiNose, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+14.4K sh	$6.60	+$95.3K	14,439
2019-05-21	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,982 sh	—	—	51,047
2019-03-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+500 sh	—	—	48,065
2019-02-28	COVETRUS, INC.A Award	Director	AAward	+6,288 sh	—	—	6,288
2018-12-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+569 sh	—	—	47,565
2018-09-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+411 sh	—	—	46,996
2018-06-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+442 sh	—	—	46,585
2018-06-07	OptiNose, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+14.4K sh	$22.50	+$325K	14,439
2018-05-22	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,752 sh	—	—	46,143
2018-03-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+351 sh	—	—	43,391

Recent filings

Accepted (ET)
May 214
HELTON SANDRA L0001104659-25-051347
SEC(opens sec.gov)
Jun 74
HELTON SANDRA L0001494650-24-000089
SEC(opens sec.gov)
Jun 94
HELTON SANDRA L0001494650-23-000065
SEC(opens sec.gov)
Oct 214/A
HELTON SANDRA L0001062993-22-021022
SEC(opens sec.gov)
Oct 214
HELTON SANDRA L0001062993-22-021024
SEC(opens sec.gov)
Oct 204
HELTON SANDRA L0001062993-22-021005
SEC(opens sec.gov)
Oct 134
HELTON SANDRA L0001752836-22-000155
SEC(opens sec.gov)
Aug 184
HELTON SANDRA L0001062993-22-018331
SEC(opens sec.gov)
Jun 94
HELTON SANDRA L0001494650-22-000064
SEC(opens sec.gov)
May 134
HELTON SANDRA L0001752836-22-000069
SEC(opens sec.gov)

Companies

Address

711 HIGH STREET

DES MOINES, IA, 50392