NORTH SOUND CAPITAL LLC

CIK 00011669044 companiesOLD GREENWICH, CT

Transactions

Companies

Filings

CIK

0001166904

Recent Transactions

13 trades

Exercise of In-Money
Navios Maritime Holdings Inc.$NMPGY
Warrants to purchase Common Stock
2006-06-06−3,888,000→ 0 total
Exercise of In-Money
Navios Maritime Holdings Inc.$NMPGY
Common Stock, par value $0.0001 per share
2006-06-06$4.10/sh+3,888,000→ 6,206,400 total
Other
IdentiPHI, Inc.
Equity Swap on Common Stock
2005-06-23+1→ 1 total
Sale
AZZURRA HOLDING CORP
Common Stock, $.0001 par value per share
2004-12-31$0.54/sh−110,000→ 1,621,028 total
Exercise of In-Money
IdentiPHI, Inc.
Warrant to purchase Common Stock
2004-08-06−665,309→ 0 total
Exercise of In-Money
IdentiPHI, Inc.
Common Stock, $.01 par value per share
2004-08-06$2.50/sh+1,666,668→ 9,440,922 total
Exercise of In-Money
IdentiPHI, Inc.
Common Stock, $.01 par value per share
2004-08-06$2.50/sh+665,309→ 7,774,254 total
Exercise of In-Money
IdentiPHI, Inc.
Warrant to purchase Common Stock
2004-08-06−1,666,668→ 0 total
Other
IdentiPHI, Inc.
Equity Swap on Warrant and Common Stock Underlying Warrant
2003-11-24+1→ 1 total
Other
IdentiPHI, Inc.
Equity Swap on Warrant and Common Stock Underlying Warrant
2003-11-24+1→ 1 total
Other
IdentiPHI, Inc.
Equity Swap on Common Stock
2003-11-24+1→ 1 total
Other
IdentiPHI, Inc.
Equity Swap on Common Stock
2003-11-24+1→ 1 total
Other
IdentiPHI, Inc.
Equity Swap on Common Stock
2002-06-18+1→ 1 total

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OLD GREENWICH, CT, 06870