Insider · CIK 0001171523

CHEN ROBERT I

Reports to the SEC for 2 companies · SAN JOSE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001171523

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-11-09	AOSLALPHA & OMEGA SEMICONDUCTOR LtdA Award	Director	AAward	+7,974 sh	—	—	24,030
2017-11-08	AOSLALPHA & OMEGA SEMICONDUCTOR LtdA Award	Director	AAward	+5,771 sh	—	—	16,056
2016-12-09	AOSLALPHA & OMEGA SEMICONDUCTOR Ltd · Share Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	—	—	0
2016-12-09	AOSLALPHA & OMEGA SEMICONDUCTOR LtdM Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$7.56	+$56.7K	23,635
2016-12-09	AOSLALPHA & OMEGA SEMICONDUCTOR LtdS Sale	Director	SSale	−7,500 sh	$21.00	−$158K	16,135
2016-12-09	AOSLALPHA & OMEGA SEMICONDUCTOR LtdS Sale	Director	SSale	−2,000 sh	$22.00	−$44K	14,135
2016-12-09	AOSLALPHA & OMEGA SEMICONDUCTOR LtdS Sale	Director	SSale	−3,850 sh	$23.00	−$88.6K	10,285
2016-11-09	AOSLALPHA & OMEGA SEMICONDUCTOR LtdA Award	Director	AAward	+4,513 sh	—	—	16,135
2015-11-09	AOSLALPHA & OMEGA SEMICONDUCTOR LtdA Award	Director	AAward	+5,134 sh	—	—	11,622
2014-11-10	AOSLALPHA & OMEGA SEMICONDUCTOR LtdA Award	Director	AAward	+4,488 sh	—	—	6,488
2014-03-24	AOSLALPHA & OMEGA SEMICONDUCTOR LtdA Award	Director	AAward	+2,000 sh	—	—	2,000
2013-11-11	AOSLALPHA & OMEGA SEMICONDUCTOR Ltd · Share Option (right to buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2011-06-16	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−2.7M sh	$2.25	−$6.09M	10,882,785
2011-06-16	RAE SYSTEMS INCNonqualified Stock OptionS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−200K sh	$1.17	−$234K	0
2011-06-16	RAE SYSTEMS INCNonqualified Stock OptionS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−200K sh	$0.38	−$76K	0
2011-06-16	RAE SYSTEMS INCJ Other	Director, Chief Executive Officer, 10% Owner	JOther	−1.98M sh	—	—	10,882,785
2009-05-11	RAE SYSTEMS INCP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1.17M sh	—	—	15,564,109
2009-05-11	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−584K sh	—	—	0
2009-05-01	RAE SYSTEMS INCNonqualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+200K sh	—	—	200,000
2009-05-01	RAE SYSTEMS INCNonqualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+200K sh	—	—	200,000
2009-05-01	RAE SYSTEMS INCNonqualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+200K sh	—	—	200,000
2006-06-05	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−17.5K sh	$4.40	−$77K	15,724,365
2006-06-02	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−38K sh	$4.20	−$160K	15,741,865
2006-06-01	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−38K sh	$4.13	−$157K	15,779,865
2006-05-26	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−33.5K sh	$4.03	−$135K	15,817,865
2004-11-29	RAE SYSTEMS INCG Gift	Director, Chief Executive Officer, 10% Owner	GGift	−212K sh	—	—	15,927,905
2004-10-26	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−20K sh	$7.00	−$140K	16,209,905
2004-09-07	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−10K sh	$6.00	−$60K	16,229,905
2004-01-22	RAE SYSTEMS INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−1.5M sh	$4.25	−$6.38M	16,464,905
2003-08-29	RAE SYSTEMS INCP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+100 sh	$2.98	+$298	17,964,905

Recent filings

Accepted (ET)
Nov 134
CHEN ROBERT I0001387467-18-000090
SEC(opens sec.gov)
Nov 134
CHEN ROBERT I0001387467-17-000077
SEC(opens sec.gov)
Dec 134
ALPHA & OMEGA SEMICONDUCTOR Ltd0001387467-16-000251
SEC(opens sec.gov)
Nov 144
ALPHA & OMEGA SEMICONDUCTOR Ltd0001387467-16-000235
SEC(opens sec.gov)
Nov 124
ALPHA & OMEGA SEMICONDUCTOR Ltd0001387467-15-000113
SEC(opens sec.gov)
Nov 134
ALPHA & OMEGA SEMICONDUCTOR Ltd0001387467-14-000135
SEC(opens sec.gov)
Mar 264
ALPHA & OMEGA SEMICONDUCTOR Ltd0001387467-14-000051
SEC(opens sec.gov)
Nov 134
ALPHA & OMEGA SEMICONDUCTOR Ltd0001387467-13-000113
SEC(opens sec.gov)
Jun 174
RAE SYSTEMS INC0001209191-11-035129
SEC(opens sec.gov)
May 134
RAE SYSTEMS INC0001209191-09-026129
SEC(opens sec.gov)
May 54/A
RAE SYSTEMS INC0001209191-09-024544
SEC(opens sec.gov)
May 44
RAE SYSTEMS INC0001209191-09-023961
SEC(opens sec.gov)

Companies

Address

3775 NORTH FIRST STREET

SAN JOSE, CA, 95134