Insider · CIK 0001173853

SANTA CRUZ CARLOS

Reports to the SEC for 1 company · GREENWOOD VILLAGE, CO

sec.gov

Transactions

Companies

Filings

CIK

0001173853

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-11-08	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+285 sh	—	—	62,060
2013-03-01	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+6,750 sh	—	—	61,775
2013-02-27	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+5,408 sh	—	—	55,025
2012-03-02	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+4,594 sh	—	—	50,269
2012-03-02	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−652 sh	$58.27	−$38K	49,617
2012-03-01	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+5,712 sh	—	—	49,554
2012-03-01	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−1,403 sh	$58.22	−$81.7K	48,151
2012-03-01	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−2,476 sh	$58.23	−$144K	45,675
2012-02-28	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−8 sh	$60.61	−$484.88	44,637
2012-02-28	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−795 sh	$61.56	−$48.9K	43,842
2011-09-21	NEMNEWMONT Corp /DE/M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+5,000 sh	$49.73	+$249K	49,645
2011-09-21	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−5,000 sh	$69.01	−$345K	44,645
2011-09-21	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	−5,000 sh	—	—	5,000
2011-08-22	NEMNEWMONT Corp /DE/M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+10K sh	$45.74	+$457K	54,645
2011-08-22	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−10K sh	$63.07	−$631K	44,645
2011-08-22	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	−10K sh	—	—	0
2011-06-24	NEMNEWMONT Corp /DE/M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+10K sh	$38.05	+$381K	54,645
2011-06-24	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−10K sh	$54.18	−$542K	44,645
2011-06-24	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	−10K sh	—	—	0
2011-04-25	NEMNEWMONT Corp /DE/ · Employee Stock Option (right to buy)A Award	SVP, Australia & New Zealand	AAward	+14.8K sh	—	—	14,750
2011-03-25	NEMNEWMONT Corp /DE/M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+10K sh	$40.43	+$404K	54,645
2011-03-25	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−10K sh	$54.34	−$543K	44,645
2011-03-25	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	−10K sh	—	—	0
2011-03-01	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+2,711 sh	—	—	44,645
2011-02-28	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+5,719 sh	—	—	41,934
2010-09-10	NEMNEWMONT Corp /DE/M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+3,750 sh	$28.56	+$107K	39,965
2010-09-10	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−3,750 sh	$60.82	−$228K	36,215
2010-09-10	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+3,750 sh	—	—	0
2010-08-06	NEMNEWMONT Corp /DE/M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+10K sh	$28.11	+$281K	46,215
2010-08-06	NEMNEWMONT Corp /DE/S Sale	SVP, Australia & New Zealand	SSale	−10K sh	$57.30	−$573K	36,215
2010-08-06	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)M Exercise/Conversion	SVP, Australia & New Zealand	MExercise/Conversion	+10K sh	—	—	0
2010-04-29	NEMNEWMONT Corp /DE/ · Employee Stock Option (right to buy)A Award	SVP, Australia & New Zealand	AAward	+14.7K sh	—	—	14,749
2010-03-01	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+9,708 sh	—	—	36,215
2009-05-04	NEMNEWMONT Corp /DE/ · Employee Stock Option (right to buy)A Award	SVP, Australia & New Zealand	AAward	+21.8K sh	—	—	21,761
2009-02-23	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+6,686 sh	—	—	26,687
2009-02-23	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+6,686 sh	—	—	26,507
2008-04-28	NEMNEWMONT Corp /DE/ · Employee Stock Option (right to buy)A Award	SVP, Australia & New Zealand	AAward	+25K sh	—	—	25,000
2005-10-26	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)A Award	SVP, Australia & New Zealand	AAward	+10K sh	—	—	10,000
2005-04-27	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)A Award	SVP, Australia & New Zealand	AAward	+10K sh	—	—	10,000
2005-02-24	NEMNEWMONT Corp /DE/A Award	SVP, Australia & New Zealand	AAward	+2,973 sh	—	—	11,535
2005-02-01	NEMNEWMONT Corp /DE/D Disposition to Issuer	SVP, Australia & New Zealand	DDisposition to Issuer	−149 sh	—	—	8,562
2004-04-27	NEMNEWMONT Corp /DE/ · Stock Option (right to buy)A Award	SVP, Australia & New Zealand	AAward	+10K sh	—	—	10,000

Recent filings

Accepted (ET)
Nov 124
NEWMONT MINING CORP /DE/0001164727-13-000067
SEC(opens sec.gov)
Mar 54
SANTA CRUZ CARLOS0001164727-13-000028
SEC(opens sec.gov)
Mar 14
SANTA CRUZ CARLOS0001164727-13-000012
SEC(opens sec.gov)
Mar 54
SANTA CRUZ CARLOS0001164727-12-000037
SEC(opens sec.gov)
Mar 14
SANTA CRUZ CARLOS0001164727-12-000024
SEC(opens sec.gov)
Sep 224
SANTA CRUZ CARLOS0001164727-11-000102
SEC(opens sec.gov)
Aug 244
SANTA CRUZ CARLOS0001164727-11-000096
SEC(opens sec.gov)
Jun 284
SANTA CRUZ CARLOS0001164727-11-000092
SEC(opens sec.gov)
Apr 274
SANTA CRUZ CARLOS0001164727-11-000076
SEC(opens sec.gov)

Companies

NEWMONT Corp /DE/SVP, Australia & New ZealandNEM

Address

6363 SOUTH FIDDLERS GREEN CIRCLE

GREENWOOD VILLAGE, CO, 80111