Insider · CIK 0001174451

KATEN KAREN L

Reports to the SEC for 6 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001174451

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-05-18	HDHOME DEPOT, INC. · Deferred SharesA Award	Director	AAward	+1,477.2 sh	—	—	65,950.806
2016-10-03	IMS Health Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−11.6K sh	—	—	0
2016-10-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+368.41 sh	$91.61	+$33.8K	88,228.58
2016-05-19	HDHOME DEPOT, INC. · Deferred SharesA Award	Director	AAward	+1,745.996 sh	—	—	63,077.884
2016-05-19	HDHOME DEPOT, INC. · Deferred Stock UnitsA Award	Director	AAward	+189.782 sh	$131.73	+$25K	12,050.041
2016-05-05	IMS Health Holdings, Inc.A Award	Director	AAward	+6,216 sh	—	—	11,633
2016-02-10	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Restricted Stock UnitsA Award	Director	AAward	+1,000 sh	—	—	1,000
2016-01-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+388.38 sh	$86.90	+$33.8K	86,265.8
2015-10-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+460.81 sh	$73.24	+$33.7K	85,351.79
2015-07-23	Catamaran CorpD Disposition to Issuer	Director	DDisposition to Issuer	−6,177 sh	$61.50	−$380K	0
2015-07-23	Catamaran CorpRestricted stock unitD Disposition to Issuer	Director	DDisposition to Issuer	−4,212 sh	—	—	0
2015-07-23	Catamaran CorpRestricted stock unitD Disposition to Issuer	Director	DDisposition to Issuer	−3,825 sh	—	—	0
2015-07-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+436.16 sh	$77.38	+$33.8K	84,330.82
2015-05-21	HDHOME DEPOT, INC. · Deferred SharesA Award	Director	AAward	+2,053.388 sh	—	—	60,116.883
2015-05-21	HDHOME DEPOT, INC. · Deferred Stock UnitsA Award	Director	AAward	+223.194 sh	$112.01	+$25K	11,625.303
2015-04-21	IMS Health Holdings, Inc.A Award	Director	AAward	+5,417 sh	—	—	5,417
2015-04-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+429.44 sh	$78.59	+$33.7K	83,401.05
2015-03-06	Catamaran CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,620 sh	$48.57	+$78.7K	6,177
2015-03-06	Catamaran CorpRestricted stock unitM Exercise/Conversion	Director	MExercise/Conversion	−1,620 sh	—	—	0
2015-03-04	Catamaran CorpRestricted stock unitA Award	Director	AAward	+3,825 sh	—	—	3,825
2015-01-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+435.12 sh	$71.82	+$31.3K	82,456.26
2014-12-12	Catamaran CorpM Exercise/Conversion	Director	MExercise/Conversion	+469 sh	$49.10	+$23K	4,557
2014-12-12	Catamaran CorpRestricted stock unitM Exercise/Conversion	Director	MExercise/Conversion	−469 sh	—	—	0
2014-10-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+470.63 sh	$66.40	+$31.2K	81,480.39
2014-07-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+411.18 sh	$76.00	+$31.2K	80,475.17
2014-03-06	Catamaran CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,620 sh	$44.62	+$72.3K	4,088
2014-03-06	Catamaran CorpRestricted stock unitM Exercise/Conversion	Director	MExercise/Conversion	−1,620 sh	—	—	1,620
2014-03-05	Catamaran CorpRestricted stock unitA Award	Director	AAward	+4,212 sh	—	—	4,212
2014-01-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+447.64 sh	$69.81	+$31.2K	78,763.36
2013-12-12	Catamaran CorpM Exercise/Conversion	Director	MExercise/Conversion	+468 sh	$44.00	+$20.6K	2,468
2013-12-12	Catamaran CorpRestricted stock unitM Exercise/Conversion	Director	MExercise/Conversion	−468 sh	—	—	469
2013-10-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+522.84 sh	$59.77	+$31.3K	77,802.17
2013-07-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+625.5 sh	$49.96	+$31.2K	76,692.29
2013-05-23	HDHOME DEPOT, INC. · Deferred SharesA Award	Director	AAward	+2,914.713 sh	—	—	52,824.726
2013-05-23	HDHOME DEPOT, INC. · Deferred Stock UnitsA Award	Director	AAward	+316.817 sh	—	—	10,624.002
2013-04-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+678.76 sh	$46.04	+$31.3K	75,520.5
2013-03-11	Catamaran CorpP Purchase	Director	PPurchase	+2,000 sh	$55.00	+$110K	2,000
2013-03-06	Catamaran CorpRestricted stock unitA Award	Director	AAward	+3,240 sh	—	—	3,240
2013-01-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+592.32 sh	$48.96	+$29K	74,259.86
2012-12-12	Catamaran CorpRestricted stock unitA Award	Director	AAward	+937 sh	—	—	937
2012-12-10	LHXL3HARRIS TECHNOLOGIES, INC. /DE/M Exercise/Conversion	Director	MExercise/Conversion	+4,228 sh	$16.86	+$71.3K	14,228
2012-12-10	LHXL3HARRIS TECHNOLOGIES, INC. /DE/M Exercise/Conversion	Director	MExercise/Conversion	+4,228 sh	$27.30	+$115K	18,456
2012-12-10	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−4,228 sh	—	—	0
2012-12-10	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−4,228 sh	—	—	0
2012-10-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+569.97 sh	$50.88	+$29K	73,083
2012-07-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+692.95 sh	$41.85	+$29K	71,955.51
2012-05-17	HDHOME DEPOT, INC. · Deferred SharesA Award	Director	AAward	+4,891.536 sh	$47.02	+$230K	48,886.727
2012-05-17	HDHOME DEPOT, INC. · Deferred Stock UnitsA Award	Director	AAward	+531.689 sh	$47.02	+$25K	10,095.861
2012-04-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+643.3 sh	$45.08	+$29K	70,673.32
2012-01-01	LHXL3HARRIS TECHNOLOGIES, INC. /DE/ · Phantom Stock UnitsA Award	Director	AAward	+804.66 sh	$36.04	+$29K	69,504.08

Recent filings

Accepted (ET)
May 224
HOME DEPOT INC0001209191-17-034456
SEC(opens sec.gov)
Oct 44
HARRIS CORP /DE/0001209191-16-144020
SEC(opens sec.gov)
Oct 34
IMS Health Holdings, Inc.0001595262-16-000058
SEC(opens sec.gov)
May 234
HOME DEPOT INC0001209191-16-122641
SEC(opens sec.gov)
May 94
IMS Health Holdings, Inc.0001595262-16-000049
SEC(opens sec.gov)
Feb 124
HARRIS CORP /DE/0001209191-16-097916
SEC(opens sec.gov)
Jan 54
HARRIS CORP /DE/0001209191-16-088176
SEC(opens sec.gov)
Oct 54
HARRIS CORP /DE/0001209191-15-073765
SEC(opens sec.gov)
Jul 234
Catamaran Corp0001209191-15-062265
SEC(opens sec.gov)
Jul 64
HARRIS CORP /DE/0001209191-15-059274
SEC(opens sec.gov)
May 264
HOME DEPOT INC0001209191-15-046833
SEC(opens sec.gov)
Apr 234
IMS Health Holdings, Inc.0001595262-15-000018
SEC(opens sec.gov)
Apr 34
HARRIS CORP /DE/0001209191-15-032183
SEC(opens sec.gov)
Mar 104
Catamaran Corp0001209191-15-024710
SEC(opens sec.gov)
Mar 64
Catamaran Corp0001209191-15-023442
SEC(opens sec.gov)

Companies

Address

425 E. 58TH STREET, #22D

NEW YORK, NY, 10022