Insider · CIK 0001180994

PEARCE RANDY L

Reports to the SEC for 4 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001180994

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-09-28	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+37K sh	—	—	99,012
2018-09-28	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−37K sh	—	—	0
2018-09-17	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,917 sh	—	—	62,020
2018-09-17	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,917 sh	—	—	0
2017-12-10	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+364 sh	—	—	59,103
2017-12-10	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−364 sh	—	—	365
2017-09-28	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+37K sh	—	—	36,992
2017-09-23	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	—	—	58,739
2017-09-23	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	—	—	0
2017-09-22	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+16K sh	—	—	57,072
2017-09-22	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−16K sh	—	—	0
2017-09-17	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,916 sh	—	—	41,062
2017-09-17	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,916 sh	—	—	2,917
2016-12-10	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	−364 sh	—	—	38,146
2016-12-10	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−364 sh	—	—	729
2016-09-26	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	—	—	37,782
2016-09-26	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	—	—	0
2016-09-23	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,666 sh	—	—	36,115
2016-09-23	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,666 sh	—	—	1,668
2016-09-22	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+16K sh	—	—	16,010
2016-09-17	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,917 sh	—	—	34,449
2016-09-17	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,917 sh	—	—	5,833
2015-12-10	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+1,093 sh	—	—	1,093
2015-10-13	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+13.3K sh	$8.55	+$114K	31,532
2015-10-13	Mahwah Bergen Retail Group, Inc.Option To BuyM Exercise/Conversion	Director	MExercise/Conversion	−13.3K sh	—	—	0
2015-09-25	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,666 sh	—	—	18,200
2015-09-25	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,666 sh	—	—	1,667
2015-09-23	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	—	—	16,534
2015-09-23	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	—	—	3,333
2015-09-18	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	—	—	14,867
2015-09-18	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	—	—	0
2015-09-17	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+8,750 sh	—	—	8,750
2014-09-26	Mahwah Bergen Retail Group, Inc.A Award	Director	AAward	+1,667 sh	—	—	13,200
2014-09-26	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	—	—	3,333
2014-09-24	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+5,000 sh	—	—	5,000
2014-09-22	Mahwah Bergen Retail Group, Inc.A Award	Director	AAward	+1,667 sh	—	—	11,533
2014-09-22	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	—	—	1,667
2013-09-20	Mahwah Bergen Retail Group, Inc.A Award	Director	AAward	+1,666 sh	—	—	9,866
2013-09-20	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,666 sh	—	—	3,334
2013-05-09	AIFCAI Financial Corp · Stock Option GrantA Award	Director	AAward	+7,500 sh	—	—	7,500
2012-09-26	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+5,000 sh	—	—	5,000
2012-09-20	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+5,000 sh	—	—	5,000
2012-08-02	AIFCAI Financial Corp · Stock Option GrantA Award	Director	AAward	+7,500 sh	—	—	7,500
2012-06-07	Mahwah Bergen Retail Group, Inc.P Purchase	Director	PPurchase	+8,200 sh	$18.59	+$152K	8,200
2012-04-30	RGSREGIS CORPF Tax Payment	President	FTax Payment	−3,678 sh	$18.35	−$67.5K	111,748
2012-04-26	RGSREGIS CORPF Tax Payment	President	FTax Payment	−450 sh	$18.15	−$8,167.5	115,426
2012-04-24	RGSREGIS CORPF Tax Payment	President	FTax Payment	−447 sh	$18.04	−$8,063.88	115,876
2011-09-22	Mahwah Bergen Retail Group, Inc.Option To BuyA Award	Director	AAward	−10K sh	—	—	10,000
2011-05-02	RGSREGIS CORPF Tax Payment	President	FTax Payment	−3,699 sh	$16.75	−$62K	115,513
2011-04-28	RGSREGIS CORPA Award	President	AAward	+10.9K sh	—	—	119,212

Recent filings

Accepted (ET)
Oct 24
PEARCE RANDY L0001498301-18-000070
SEC(opens sec.gov)
Sep 184
PEARCE RANDY L0001498301-18-000050
SEC(opens sec.gov)
Dec 114
PEARCE RANDY L0001498301-17-000116
SEC(opens sec.gov)
Sep 294
PEARCE RANDY L0001498301-17-000088
SEC(opens sec.gov)
Sep 254
PEARCE RANDY L0001498301-17-000072
SEC(opens sec.gov)
Sep 184
PEARCE RANDY L0001498301-17-000059
SEC(opens sec.gov)
Dec 124
Ascena Retail Group, Inc.0001498301-16-000209
SEC(opens sec.gov)
Sep 264
Ascena Retail Group, Inc.0001498301-16-000178
SEC(opens sec.gov)
Sep 234
Ascena Retail Group, Inc.0001498301-16-000172
SEC(opens sec.gov)

Companies

Address

7201 METRO BOULEVARD

MINNEAPOLIS, MN, 55439