Insider · CIK 0001181073

HARPER PHILIP R

Reports to the SEC for 2 companies · BETHESDA, MD

sec.gov

Transactions

Companies

Filings

CIK

0001181073

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-09-01	Aevi Genomic Medicine, LLCP Purchase	10% Owner	PPurchase	+83.8K sh	$1.20	+$101K	4,959,819
2017-08-23	Aevi Genomic Medicine, LLCP Purchase	10% Owner	PPurchase	+5,700 sh	$1.20	+$6,840	4,876,044
2017-08-22	Aevi Genomic Medicine, LLCP Purchase	10% Owner	PPurchase	+4,661 sh	$1.20	+$5,593.2	4,870,344
2017-08-10	Aevi Genomic Medicine, LLCP Purchase	10% Owner	PPurchase	+20.5K sh	$1.19	+$24.4K	4,865,683
2017-03-24	Aevi Genomic Medicine, LLCP Purchase	10% Owner	PPurchase	+53.8K sh	$1.60	+$86.1K	4,845,213
2017-03-23	Aevi Genomic Medicine, LLCP Purchase	10% Owner	PPurchase	+4,705 sh	$1.60	+$7,528	4,791,387
2017-03-22	Aevi Genomic Medicine, LLCP Purchase	10% Owner	PPurchase	+1M sh	$1.79	+$1.79M	4,786,682
2017-01-03	AMERICAN CAPITAL, LTDD Disposition to Issuer	Director	DDisposition to Issuer	−12.7K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	Director	DDisposition to Issuer	−156K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	Director	DDisposition to Issuer	−93.8K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	Director	DDisposition to Issuer	−93.8K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDD Disposition to Issuer	Director	DDisposition to Issuer	−931K sh	—	—	0
2015-12-03	AMERICAN CAPITAL, LTDS Sale	Director	SSale	−70K sh	$15.31	−$1.07M	930,762
2015-03-12	AMERICAN CAPITAL, LTDS Sale	Director	SSale	−39.4K sh	$14.65	−$577K	1,000,762
2014-12-11	AMERICAN CAPITAL, LTDS Sale	Director	SSale	−43.6K sh	$14.71	−$642K	1,040,153
2014-03-07	AMERICAN CAPITAL, LTDS Sale	Director	SSale	−120K sh	$15.51	−$1.86M	1,083,753
2014-02-25	AMERICAN CAPITAL, LTDS Sale	Director	SSale	−60K sh	$15.25	−$915K	1,203,753
2014-02-20	AMERICAN CAPITAL, LTDS Sale	Director	SSale	−120K sh	$15.63	−$1.88M	1,263,753
2013-12-12	AMERICAN CAPITAL, LTDS Sale	Director	SSale	−15K sh	$14.76	−$221K	1,383,753
2011-08-30	AMERICAN CAPITAL, LTDDirector Stock Option (right to buy)A Award	Director	AAward	+156K sh	—	—	156,250
2011-06-10	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+20K sh	$8.65	+$173K	1,398,753
2010-10-08	AMERICAN CAPITAL, LTDDirector Stock Option (right to buy)A Award	Director	AAward	+93.8K sh	—	—	93,750
2010-08-18	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+40K sh	$5.14	+$206K	1,378,753
2009-09-30	AMERICAN CAPITAL, LTDCommon Stock OptionsA Award	Director	AAward	+93.8K sh	—	—	93,750
2009-03-13	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+30.9K sh	$0.89	+$27.3K	1,050,173
2009-03-06	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+350K sh	$0.61	+$214K	1,019,273
2007-03-05	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+50K sh	$41.23	+$2.06M	550,000.96
2007-03-05	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+50K sh	$41.23	+$2.06M	550,000.96
2007-02-16	AMERICAN CAPITAL, LTDCommon Stock OptionsA Award	Director	AAward	+40K sh	—	—	40,000
2007-02-16	AMERICAN CAPITAL, LTDCommon Stock OptionsA Award	Director	AAward	+40K sh	—	—	40,000
2005-02-23	AMERICAN CAPITAL, LTDG Gift	Director	GGift	−59.8K sh	—	—	255,436
2005-02-23	AMERICAN CAPITAL, LTDG Gift	Director	GGift	+59.8K sh	—	—	74,841
2005-02-23	AMERICAN CAPITAL, LTDG Gift	Director	GGift	+59.8K sh	—	—	76,841
2004-11-05	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+30K sh	$31.77	+$953K	315,277
2003-11-20	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+5,711 sh	$27.60	+$158K	285,277
2003-11-18	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+10K sh	$27.78	+$278K	279,566
2003-09-11	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+13.5K sh	$25.92	+$350K	269,566
2003-09-11	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+1,500 sh	$25.89	+$38.8K	269,566
2003-09-10	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+10K sh	$26.10	+$261K	254,566
2003-09-10	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+3,000 sh	$25.89	+$77.7K	254,566
2003-09-10	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+7,000 sh	$25.90	+$181K	254,566
2003-08-22	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+3,000 sh	$24.11	+$72.3K	222,824
2003-08-21	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+1,413 sh	$24.26	+$34.3K	219,824
2003-08-20	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+2,000 sh	$24.36	+$48.7K	218,411
2003-08-19	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+9,100 sh	$23.30	+$212K	216,276
2003-08-18	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+20K sh	$23.10	+$462K	207,176
2003-08-15	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+23K sh	$22.88	+$526K	187,176
2003-08-15	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+14K sh	$22.25	+$312K	17,000
2003-08-15	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+14.8K sh	$22.66	+$336K	187,176
2003-02-20	AMERICAN CAPITAL, LTDP Purchase	Director	PPurchase	+30K sh	$23.56	+$707K	23.56

Recent filings

Accepted (ET)
Sep 64
HARPER PHILIP R0001235802-17-000145
SEC(opens sec.gov)
Aug 244
HARPER PHILIP R0001235802-17-000143
SEC(opens sec.gov)
Aug 144
HARPER PHILIP R0001235802-17-000140
SEC(opens sec.gov)
Mar 274
Aevi Genomic Medicine, Inc.0001686266-17-000002
SEC(opens sec.gov)
Jan 44
AMERICAN CAPITAL, LTD0000899243-17-000359
SEC(opens sec.gov)
Dec 44
AMERICAN CAPITAL, LTD0001181073-15-000002
SEC(opens sec.gov)
Mar 134
AMERICAN CAPITAL, LTD0001181073-15-000001
SEC(opens sec.gov)
Dec 154
AMERICAN CAPITAL, LTD0001181073-14-000006
SEC(opens sec.gov)
Mar 104
AMERICAN CAPITAL, LTD0001181073-14-000004
SEC(opens sec.gov)
Feb 254
AMERICAN CAPITAL, LTD0001181073-14-000003
SEC(opens sec.gov)
Feb 214
AMERICAN CAPITAL, LTD0001181073-14-000002
SEC(opens sec.gov)
Dec 164
AMERICAN CAPITAL, LTD0001181073-13-000001
SEC(opens sec.gov)
Sep 14
AMERICAN CAPITAL, LTD0001181073-11-000002
SEC(opens sec.gov)

Companies

Address

2 BETHESDA METRO CENTER 14TH FLOOR

BETHESDA, MD, 20814