Insider · CIK 0001182378

KAPLAN MARTIN A

Reports to the SEC for 5 companies · MORRISVILLE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001182378

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-02-22	LITELumentum Holdings Inc.S Sale	Director	SSale	−3,025 sh	$48.72	−$147K	18,902
2018-11-09	LITELumentum Holdings Inc.A Award	Director	AAward	+3,017 sh	—	—	21,927
2018-10-16	Clearday, Inc.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+2,500 sh	$1.92	+$4,800	3,067
2018-08-16	LITELumentum Holdings Inc.S Sale	Director	SSale	−7,000 sh	$60.00	−$420K	18,910
2018-08-15	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,282 sh	—	—	25,910
2018-08-15	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,282 sh	—	—	0
2018-02-09	LITELumentum Holdings Inc.S Sale	Director	SSale	−6,000 sh	$56.66	−$340K	22,628
2017-12-08	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,055 sh	—	—	28,628
2017-12-08	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,055 sh	—	—	0
2017-11-30	LITELumentum Holdings Inc.S Sale	Director	SSale	−3,000 sh	$55.02	−$165K	26,573
2017-11-13	LITELumentum Holdings Inc.S Sale	Director	SSale	−15K sh	$57.07	−$856K	29,573
2017-11-02	LITELumentum Holdings Inc.A Award	Director	AAward	+2,992 sh	—	—	44,573
2017-09-27	Clearday, Inc.A Award	Director	AAward	+15K sh	—	—	21,473
2017-08-15	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,282 sh	—	—	41,581
2017-08-15	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,282 sh	—	—	3,282
2017-01-31	Clearday, Inc.A Award	Director	AAward	+4,000 sh	—	—	6,473
2016-12-15	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+9,869 sh	—	—	38,299
2016-12-15	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−9,869 sh	—	—	0
2016-12-08	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,055 sh	—	—	28,430
2016-12-08	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,055 sh	—	—	0
2016-11-14	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,924 sh	—	—	26,375
2016-11-14	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,924 sh	—	—	0
2016-11-11	LITELumentum Holdings Inc.A Award	Director	AAward	+4,264 sh	—	—	24,451
2016-08-15	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,283 sh	—	—	20,187
2016-08-15	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,283 sh	—	—	6,564
2015-12-15	LITELumentum Holdings Inc. · Restricted Stock UnitsA Award	Director	AAward	+9,869 sh	—	—	9,869
2015-12-08	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,055 sh	—	—	16,904
2015-12-08	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,055 sh	—	—	4,110
2015-11-15	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,579 sh	—	—	14,849
2015-11-15	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,579 sh	—	—	0
2015-11-14	LITELumentum Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,924 sh	—	—	12,270
2015-11-14	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,924 sh	—	—	1,924
2015-11-09	Clearday, Inc.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+60K sh	$0.22	+$13.2K	60,000
2015-08-15	LITELumentum Holdings Inc. · Restricted Stock UnitsA Award	Director	AAward	+9,847 sh	—	—	9,847
2015-08-07	LITELumentum Holdings Inc. · Restricted Stock UnitsJ Other	Director	JOther	+2,579 sh	—	—	2,579
2015-08-07	LITELumentum Holdings Inc. · Restricted Stock UnitsJ Other	Director	JOther	+3,849 sh	—	—	3,849
2015-08-07	LITELumentum Holdings Inc. · Restricted Stock UnitsJ Other	Director	JOther	+6,167 sh	—	—	6,167
2014-12-08	VIAVVIAVI SOLUTIONS INC. · Restricted Stock UnitA Award	Director	AAward	+11.3K sh	—	—	11,297
2014-12-04	Clearday, Inc.A Award	Director	AAward	+15K sh	—	—	37,097
2014-11-17	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,329 sh	—	—	51,732
2014-11-17	VIAVVIAVI SOLUTIONS INC. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−4,329 sh	—	—	4,329
2014-11-17	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,329 sh	—	—	61,739
2014-11-17	VIAVVIAVI SOLUTIONS INC. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−4,329 sh	—	—	4,329
2014-11-17	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,329 sh	—	—	61,739
2014-11-17	VIAVVIAVI SOLUTIONS INC. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−4,329 sh	—	—	4,329
2014-11-15	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,726 sh	—	—	47,403
2014-11-15	VIAVVIAVI SOLUTIONS INC. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−4,726 sh	—	—	4,726
2014-11-15	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,726 sh	—	—	57,410
2014-11-15	VIAVVIAVI SOLUTIONS INC. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−4,726 sh	—	—	4,726
2014-11-15	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,726 sh	—	—	57,410

Recent filings

Accepted (ET)
Feb 274
KAPLAN MARTIN A0001633978-19-000028
SEC(opens sec.gov)
Nov 94
KAPLAN MARTIN A0001633978-18-000130
SEC(opens sec.gov)
Oct 184
KAPLAN MARTIN A0000895665-18-000010
SEC(opens sec.gov)
Aug 174
KAPLAN MARTIN A0001633978-18-000076
SEC(opens sec.gov)
Aug 164
KAPLAN MARTIN A0001633978-18-000068
SEC(opens sec.gov)
Feb 134
KAPLAN MARTIN A0001633978-18-000005
SEC(opens sec.gov)
Dec 114
KAPLAN MARTIN A0001633978-17-000163
SEC(opens sec.gov)
Dec 14
KAPLAN MARTIN A0001633978-17-000155
SEC(opens sec.gov)
Nov 134
KAPLAN MARTIN A0001633978-17-000139
SEC(opens sec.gov)
Nov 34
KAPLAN MARTIN A0001633978-17-000125
SEC(opens sec.gov)
Sep 294
KAPLAN MARTIN A0000895665-17-000007
SEC(opens sec.gov)
Aug 174
KAPLAN MARTIN A0001633978-17-000062
SEC(opens sec.gov)
Feb 14
SUPERCONDUCTOR TECHNOLOGIES INC0000895665-17-000002
SEC(opens sec.gov)
Dec 164
Lumentum Holdings Inc.0001633978-16-000150
SEC(opens sec.gov)
Dec 94
Lumentum Holdings Inc.0001633978-16-000140
SEC(opens sec.gov)

Companies

Address

C/O TEKELEC 5200 PARAMOUNT PARKWAY

MORRISVILLE, NC, 27560