Insider · CIK 0001182482

BEINSTEIN HENRY C

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001182482

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-10-07	VECTOR GROUP LTDD Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	$15.00	−$225K	0
2024-10-05	VECTOR GROUP LTDU Disposition from Tender	Director	UDisposition from Tender	−878 sh	$15.00	−$13.2K	0
2024-10-05	VECTOR GROUP LTDU Disposition from Tender	Director	UDisposition from Tender	−150K sh	$15.00	−$2.25M	15,000
2024-08-28	VECTOR GROUP LTDA Award	Director	AAward	+7,500 sh	—	—	164,973
2023-12-11	VECTOR GROUP LTDA Award	Director	AAward	+7,500 sh	—	—	157,473
2022-12-15	VECTOR GROUP LTDA Award	Director	AAward	+7,500 sh	—	—	149,973
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−50K sh	$1.10	−$55K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−20K sh	$2.39	−$47.8K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−20K sh	$1.71	−$34.2K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−50K sh	$2.18	−$109K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−50K sh	$2.04	−$102K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−50K sh	$0.49	−$24.5K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−50K sh	$0.12	−$6,000	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.D Disposition to Issuer	Former Director	DDisposition to Issuer	−232K sh	$3.50	−$813K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.D Disposition to Issuer	Former Director	DDisposition to Issuer	−1,532 sh	$3.50	−$5,362	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	0
2019-10-08	Castle Brands IncU Disposition from Tender	Director	UDisposition from Tender	−100K sh	$1.27	−$127K	22,500
2019-10-08	Castle Brands IncD Disposition to Issuer	Director	DDisposition to Issuer	−22.5K sh	$1.27	−$28.6K	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	0
2019-09-12	Castle Brands IncG Gift	Director	GGift	−168K sh	—	—	122,500
2019-06-13	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Director	AAward	+30K sh	—	—	232,143
2019-05-02	VECTOR GROUP LTDA Award	Director	AAward	+10K sh	—	—	135,690
2019-02-27	Castle Brands IncA Award	Director	AAward	+15K sh	—	—	290,000
2018-05-30	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Director	AAward	+30K sh	—	—	202,143
2018-05-18	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)M Exercise/Conversion	Former Director	MExercise/Conversion	−20K sh	—	—	0
2018-05-18	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Director	MExercise/Conversion	+20K sh	$1.88	+$37.6K	172,143
2018-03-05	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2018-03-05	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$0.29	+$5,800	235,000
2018-03-05	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$0.27	+$5,400	255,000
2018-03-05	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$0.29	+$5,800	275,000
2018-03-05	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2018-03-05	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2018-03-01	Castle Brands IncA Award	Director	AAward	+15K sh	—	—	215,000
2017-06-07	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)M Exercise/Conversion	Former Director	MExercise/Conversion	−20K sh	—	—	0
2017-06-07	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Director	MExercise/Conversion	+20K sh	$2.30	+$46K	152,143
2017-05-24	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Director	AAward	+30K sh	—	—	132,143
2017-02-28	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2016-05-18	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)A Award	Former Director	AAward	+50K sh	—	—	50,000
2016-04-28	VECTOR GROUP LTDA Award	Director	AAward	+10K sh	—	—	108,581
2016-03-29	Castle Brands IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−100K sh	—	—	0
2016-03-29	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+100K sh	$0.23	+$23K	200,000
2016-03-23	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)M Exercise/Conversion	Former Director	MExercise/Conversion	−20K sh	—	—	0
2016-03-23	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Director	MExercise/Conversion	+20K sh	$1.39	+$27.8K	102,143
2016-03-17	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2015-05-18	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)A Award	Former Director	AAward	+50K sh	—	—	50,000
2015-03-26	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2014-03-05	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2013-05-28	VECTOR GROUP LTDA Award	Director	AAward	+10K sh	—	—	85,808

Recent filings

Accepted (ET)
Oct 74
BEINSTEIN HENRY C0000950170-24-113391
SEC(opens sec.gov)
Aug 284
BEINSTEIN HENRY C0000950170-24-101559
SEC(opens sec.gov)
Dec 114
BEINSTEIN HENRY C0000950170-23-069516
SEC(opens sec.gov)
Dec 164
BEINSTEIN HENRY C0000899243-22-038866
SEC(opens sec.gov)
Feb 144
BEINSTEIN HENRY C0001493152-20-002459
SEC(opens sec.gov)
Oct 94
BEINSTEIN HENRY C0001209191-19-052887
SEC(opens sec.gov)

Companies

Address

C/O GAGNON SECURITIES 1370 AVENUE OF THE AMERICAS

NEW YORK, NY, 10019