Insider · CIK 0001182968

ZUCKERMAN STEPHEN L

Reports to the SEC for 1 company · PLYMOUTH, MN

sec.gov

Transactions

Companies

Filings

CIK

0001182968

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-02-09	CLFDClearfield, Inc.S Sale	Director	SSale	−2,000 sh	$13.58	−$27.2K	30,842
2015-02-20	CLFDClearfield, Inc.A Award	Director	AAward	+741 sh	—	—	32,842
2014-02-21	CLFDClearfield, Inc.A Award	Director	AAward	+383 sh	—	—	31,701
2014-01-21	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,500 sh	$5.34	+$8,010	31,318
2014-01-21	CLFDClearfield, Inc. · Director Non-qualified stock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,500 sh	—	—	2,400
2013-11-25	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$5.34	+$5,340	30,818
2013-11-25	CLFDClearfield, Inc.S Sale	Director	SSale	−1,000 sh	$17.55	−$17.6K	29,818
2013-11-25	CLFDClearfield, Inc. · Director Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	3,900
2013-02-22	CLFDClearfield, Inc.A Award	Director	AAward	+1,818 sh	—	—	29,818
2012-02-24	CLFDClearfield, Inc. · Option to Purchase Common StockA Award	Director	AAward	+2,400 sh	—	—	2,400
2011-10-14	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$1.16	+$8,700	28,000
2011-10-14	CLFDClearfield, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	—	—	0
2011-08-29	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$2.87	+$2,870	13,000
2011-08-29	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$1.04	+$2,600	15,500
2011-08-29	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$0.96	+$4,800	20,500
2011-08-29	CLFDClearfield, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	—	—	0
2011-08-29	CLFDClearfield, Inc. · Employee Stock ption (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	—	—	0
2011-08-29	CLFDClearfield, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	0
2011-08-29	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$2.87	+$2,870	13,000
2011-08-29	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$1.04	+$2,600	15,500
2011-08-29	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$0.96	+$4,800	20,500
2011-08-29	CLFDClearfield, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	0
2011-08-29	CLFDClearfield, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	—	—	0
2011-08-29	CLFDClearfield, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2011-07-26	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$1.28	+$6,400	12,000
2011-07-26	CLFDClearfield, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	0
2011-02-25	CLFDClearfield, Inc. · Option to Purchase Common StockA Award	Director	AAward	+2,500 sh	—	—	2,500
2010-08-06	CLFDClearfield, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$1.41	+$7,050	12,000
2010-08-06	CLFDClearfield, Inc.S Sale	Director	SSale	−1,346 sh	$2.63	−$3,539.98	10,654
2010-08-06	CLFDClearfield, Inc.S Sale	Director	SSale	−3,654 sh	$2.65	−$9,683.1	7,000
2010-08-06	CLFDClearfield, Inc. · STOCK OPTIONM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2010-02-26	CLFDClearfield, Inc. · OPTION TO PURCHASE COMMON STOCKA Award	Director	AAward	+1,000 sh	—	—	1,000
2009-11-19	CLFDClearfield, Inc.S Sale	Director	SSale	−6,000 sh	$3.17	−$19K	7,000
2009-02-27	CLFDClearfield, Inc. · COMMON STOCK OPTIONSA Award	Director	AAward	+7,500 sh	$1.16	+$8,700	30,000
2005-08-19	CLFDClearfield, Inc. · Director Stock OptionsA Award	Director	AAward	+5,000 sh	—	—	33,000
2004-08-20	CLFDClearfield, Inc. · Director Stock OptionsA Award	Director	AAward	+5,000 sh	—	—	28,000
2004-02-18	CLFDClearfield, Inc.P Purchase	Director	PPurchase	+1,000 sh	$2.81	+$2,810	13,000
2003-08-22	CLFDClearfield, Inc. · Director Stock OptionA Award	Director	AAward	+5,000 sh	—	—	5,000
2003-07-17	CLFDClearfield, Inc.P Purchase	Director	PPurchase	+1,200 sh	$2.34	+$2,808	0
2003-07-17	CLFDClearfield, Inc.P Purchase	Director	PPurchase	+2,800 sh	$2.44	+$6,832	0
2003-07-16	CLFDClearfield, Inc.P Purchase	Director	PPurchase	+900 sh	$2.42	+$2,178	0
2003-07-16	CLFDClearfield, Inc.P Purchase	Director	PPurchase	+100 sh	$2.32	+$232	0
2003-07-11	CLFDClearfield, Inc.P Purchase	Director	PPurchase	0 sh	—	—	8,000

Recent filings

Accepted (ET)
Feb 94
Clearfield, Inc.0000796505-16-000041
SEC(opens sec.gov)
Feb 234
Clearfield, Inc.0000796505-15-000012
SEC(opens sec.gov)
Feb 244
Clearfield, Inc.0000796505-14-000013
SEC(opens sec.gov)
Jan 234
Clearfield, Inc.0000796505-14-000005
SEC(opens sec.gov)
Nov 264
Clearfield, Inc.0000796505-13-000026
SEC(opens sec.gov)
Feb 264
Clearfield, Inc.0000796505-13-000007
SEC(opens sec.gov)
Feb 274
Clearfield, Inc.0001262271-12-000004
SEC(opens sec.gov)
Oct 174
Clearfield, Inc.0001182968-11-000004
SEC(opens sec.gov)
Aug 304/A
Clearfield, Inc.0001182968-11-000003
SEC(opens sec.gov)
Aug 294
Clearfield, Inc.0001182968-11-000002
SEC(opens sec.gov)

Companies

Clearfield, Inc.DirectorCLFD

Address

5480 NATHAN LANE N SUITE 120

PLYMOUTH, MN, 55442