Insider · CIK 0001183752

GALLAGHER GERALD R

Reports to the SEC for 2 companies · WESTPORT, CT

sec.gov

Transactions

Companies

Filings

CIK

0001183752

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-10-09	PBPBPOTBELLY CORPC Conversion	Director, 10% Owner	CConversion	+1M sh	—	—	1,184,470
2013-10-09	PBPBPOTBELLY CORPC Conversion	Director, 10% Owner	CConversion	+405K sh	—	—	1,589,411
2013-10-09	PBPBPOTBELLY CORPC Conversion	Director, 10% Owner	CConversion	+187K sh	—	—	1,776,893
2013-10-09	PBPBPOTBELLY CORPC Conversion	Director, 10% Owner	CConversion	+382K sh	—	—	2,159,336
2013-10-09	PBPBPOTBELLY CORPC Conversion	Director, 10% Owner	CConversion	+358K sh	—	—	2,517,488
2013-10-09	PBPBPOTBELLY CORP · Series B Preferred StockC Conversion	Director, 10% Owner	CConversion	−1M sh	—	—	0
2013-10-09	PBPBPOTBELLY CORP · Series C Preferred StockC Conversion	Director, 10% Owner	CConversion	−401K sh	—	—	0
2013-10-09	PBPBPOTBELLY CORP · Series D Preferred StockC Conversion	Director, 10% Owner	CConversion	−183K sh	—	—	0
2013-10-09	PBPBPOTBELLY CORP · Series E Preferred StockC Conversion	Director, 10% Owner	CConversion	−370K sh	—	—	0
2013-10-09	PBPBPOTBELLY CORP · Series F Preferred StockC Conversion	Director, 10% Owner	CConversion	−258K sh	—	—	0
2013-10-09	PBPBPOTBELLY CORP · Series F Preferred StockC Conversion	Director, 10% Owner	CConversion	−100K sh	—	—	0
2009-07-10	ULTAUlta Beauty, Inc.J Other	See Remarks	JOther	−79K sh	—	—	459,350
2009-06-22	ULTAUlta Beauty, Inc.M Exercise/Conversion	See Remarks	MExercise/Conversion	+79K sh	$0.64	+$50.6K	79,000
2009-06-22	ULTAUlta Beauty, Inc. · Stock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−79K sh	—	—	0
2009-06-09	ULTAUlta Beauty, Inc.J Other	See Remarks	JOther	−1.22M sh	$11.56	−$14.1M	0
2009-06-09	ULTAUlta Beauty, Inc.J Other	See Remarks	JOther	−76.8K sh	$11.56	−$887K	0
2009-04-14	ULTAUlta Beauty, Inc.J Other	See Remarks	JOther	−1.22M sh	$7.94	−$9.71M	1,222,441
2008-08-05	ULTAUlta Beauty, Inc.G Gift	See Remarks	GGift	−16K sh	—	—	75,900
2008-06-26	ULTAUlta Beauty, Inc.J Other	See Remarks	JOther	−1.22M sh	$11.29	−$13.8M	4,889,770
2008-06-26	ULTAUlta Beauty, Inc.J Other	See Remarks	JOther	−76.8K sh	$11.29	−$867K	76,753

Recent filings

Accepted (ET)
Oct 114
POTBELLY CORP0001181431-13-053642
SEC(opens sec.gov)
Jul 144
Ulta Salon, Cosmetics & Fragrance, Inc.0001183752-09-000004
SEC(opens sec.gov)
Jun 244
GALLAGHER GERALD R0001183752-09-000003
SEC(opens sec.gov)
Jun 104
GALLAGHER GERALD R0001183752-09-000002
SEC(opens sec.gov)
Apr 144
GALLAGHER GERALD R0001183752-09-000001
SEC(opens sec.gov)
Aug 64
Ulta Salon, Cosmetics & Fragrance, Inc.0001183752-08-000003
SEC(opens sec.gov)
Jun 274
Ulta Salon, Cosmetics & Fragrance, Inc.0001183752-08-000002
SEC(opens sec.gov)

Companies

Address

C/O OAK INVESTMENT PARTNERS ONE GORHAM ISLAND

WESTPORT, CT, 06880