Insider · CIK 0001183832

HAVENS JOHN P

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001183832

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-01-17	CCITIGROUP INCA Award	President and COO	AAward	+123K sh	—	—	457,184.9
2011-10-27	CCITIGROUP INCS Sale	President and COO	SSale	−50K sh	$33.90	−$1.7M	334,379.1
2011-10-26	CCITIGROUP INCS Sale	President and COO	SSale	−60K sh	$30.41	−$1.82M	384,379.1
2011-02-14	CCITIGROUP INC · Employee Stock Options (Right to Buy)A Award	President and COO	AAward	+2M sh	—	—	2,000,000
2011-01-18	CCITIGROUP INCA Award	President and COO	AAward	+990K sh	—	—	4,443,791.6
2010-12-30	CCITIGROUP INCA Award	President and COO	AAward	+158K sh	—	—	3,526,735.3
2010-12-30	CCITIGROUP INCF Tax Payment	President and COO	FTax Payment	−72.5K sh	$4.76	−$345K	3,454,208.3
2010-11-30	CCITIGROUP INCA Award	President and COO	AAward	+179K sh	—	—	3,451,369.3
2010-11-30	CCITIGROUP INCF Tax Payment	President and COO	FTax Payment	−82.2K sh	$4.20	−$345K	3,369,172.3
2010-10-29	CCITIGROUP INCA Award	President and COO	AAward	+180K sh	—	—	3,355,586.3
2010-10-29	CCITIGROUP INCF Tax Payment	President and COO	FTax Payment	−82.8K sh	$4.17	−$345K	3,272,798.3
2010-09-30	CCITIGROUP INCA Award	President and COO	AAward	+1.73M sh	—	—	3,975,346.3
2010-09-30	CCITIGROUP INCF Tax Payment	President and COO	FTax Payment	−800K sh	$3.90	−$3.12M	3,175,730.3
2010-04-26	CCITIGROUP INCS Sale	President and COO	SSale	−597K sh	$4.68	−$2.79M	2,244,577.3
2009-12-30	CCITIGROUP INCA Award	President and COO	AAward	+2.71M sh	—	—	3,788,754.3
2009-12-30	CCITIGROUP INCF Tax Payment	President and COO	FTax Payment	−947K sh	$3.32	−$3.14M	2,841,754.3
2009-01-14	CCITIGROUP INCA Award	President and COO	AAward	+578K sh	—	—	1,077,910.9
2009-01-14	CCITIGROUP INC · Employee Stock Options (Right to Buy)A Award	President and COO	AAward	+305K sh	—	—	305,085
2009-01-14	CCITIGROUP INC · Employee Stock Options (Right to Buy)A Award	President and COO	AAward	+305K sh	—	—	305,085
2004-12-23	MSMORGAN STANLEYG Gift	Business Unit Head	GGift	−20K sh	—	—	1,363,250
2004-12-14	MSMORGAN STANLEYA Award	Business Unit Head	AAward	+159K sh	—	—	1,383,250
2003-11-28	MSMORGAN STANLEYA Award	Business Unit Head	AAward	+58.3K sh	—	—	959,576
2003-11-28	MSMORGAN STANLEY · Employee Stock Option (Right to Buy)A Award	Business Unit Head	AAward	+131K sh	—	—	131,205
2003-10-15	MSMORGAN STANLEYG Gift	Business Unit Head	GGift	−10K sh	—	—	901,263
2002-12-05	MSMORGAN STANLEYA Award	Business Unit Head	AAward	−892K sh	—	—	58,351
2002-12-05	MSMORGAN STANLEY · Employee Stock Option (Right to Buy)A Award	Business Unit Head	AAward	+131K sh	—	—	—
2002-09-09	MSMORGAN STANLEYD Disposition to Issuer	Business Unit Head	DDisposition to Issuer	—	—	—	4,155,640.07

Recent filings

Accepted (ET)
Jan 194
CITIGROUP INC0001181431-12-003174
SEC(opens sec.gov)
Oct 284
CITIGROUP INC0001181431-11-053751
SEC(opens sec.gov)
Feb 164
CITIGROUP INC0001181431-11-010841
SEC(opens sec.gov)
Jan 204
CITIGROUP INC0001181431-11-004510
SEC(opens sec.gov)
Jan 34
CITIGROUP INC0001181431-11-000329
SEC(opens sec.gov)
Dec 24
CITIGROUP INC0001181431-10-058736
SEC(opens sec.gov)
Nov 24
CITIGROUP INC0001181431-10-052900
SEC(opens sec.gov)
Oct 14
CITIGROUP INC0001181431-10-048796
SEC(opens sec.gov)
Apr 284
CITIGROUP INC0001181431-10-023208
SEC(opens sec.gov)
Jan 44
CITIGROUP INC0001181431-10-000572
SEC(opens sec.gov)
Jan 164
CITIGROUP INC0001181431-09-003454
SEC(opens sec.gov)
Dec 274
MORGAN STANLEY0001204892-04-000145
SEC(opens sec.gov)

Companies

Address

C/O CITIGROUP INC. CORPORATE LAW DEPT. 425 PARK AVE, 2ND FLOOR

NEW YORK, NY, 10043