Insider · CIK 0001184012

THOMAS FRANKLIN A

Reports to the SEC for 5 companies · PITTSBURGH, PA

sec.gov

Transactions

Companies

Filings

CIK

0001184012

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-06-30	HWMHowmet Aerospace Inc.M Exercise/Conversion	Senior Advisor to the Board	MExercise/Conversion	+67.3K sh	—	—	83,222.609
2010-06-30	HWMHowmet Aerospace Inc.D Disposition to Issuer	Senior Advisor to the Board	DDisposition to Issuer	−67.3K sh	$10.28	−$691K	15,969.609
2010-06-30	HWMHowmet Aerospace Inc. · Phantom Stock UnitsM Exercise/Conversion	Senior Advisor to the Board	MExercise/Conversion	−67.3K sh	—	—	0
2009-11-13	HWMHowmet Aerospace Inc.M Exercise/Conversion	Senior Advisor to the Board	MExercise/Conversion	+50 sh	—	—	15,918.575
2009-11-13	HWMHowmet Aerospace Inc.D Disposition to Issuer	Senior Advisor to the Board	DDisposition to Issuer	−50 sh	$13.18	−$659	15,868.575
2009-11-13	HWMHowmet Aerospace Inc. · Restricted Stock UnitsM Exercise/Conversion	Senior Advisor to the Board	MExercise/Conversion	−50 sh	—	—	0
2009-01-14	CCITIGROUP INCA Award	Director	AAward	+8,026 sh	—	—	31,130.5
2008-11-13	HWMHowmet Aerospace Inc. · Restricted Stock UnitsA Award	Senior Advisor to the Board	AAward	+50 sh	—	—	50
2008-01-22	CCITIGROUP INCA Award	Director	AAward	+5,696.9 sh	—	—	22,985
2006-01-17	CCITIGROUP INCA Award	Director	AAward	+3,075.5 sh	—	—	20,212.7
2006-01-01	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+31.01 sh	$59.76	+$1,853.158	7,156.33
2006-01-01	PEPPEPSICO INC · Phantom Stock UnitsI Discretionary Transaction	Director	IDiscretionary Transaction	−1,431.26 sh	$59.76	−$85.5K	5,725.07
2006-01-01	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+27.8 sh	$59.76	+$1,661.328	6,416.86
2005-10-01	PEPPEPSICO INCA Award	Director	AAward	+881 sh	—	—	4,248
2005-10-01	PEPPEPSICO INC · Employee Stock Option (right to buy)A Award	Director	AAward	+3,524 sh	—	—	3,524
2005-09-30	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+127.25 sh	—	—	7,125.32
2005-09-30	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+114.1 sh	—	—	6,389.06
2005-03-01	ALCATEL-LUCENT USA INC.Stock UnitsA Award	Director	AAward	+33.5K sh	$3.13	+$105K	159,836.94
2005-01-18	CCITIGROUP INCA Award	Director	AAward	+3,128.5 sh	—	—	16,624.2
2005-01-03	HWMHowmet Aerospace Inc. · Phantom Stock UnitsA Award	Senior Advisor to the Board	AAward	+1,196 sh	$31.36	+$37.5K	55,286
2005-01-01	CCITIGROUP INCA Award	Director	AAward	+338.4 sh	$46.18	+$15.6K	10,038.9
2005-01-01	CCITIGROUP INCJ Other	Director	JOther	+84.2 sh	$46.18	+$3,888.356	10,123.1
2004-10-01	HWMHowmet Aerospace Inc. · Phantom Stock UnitsA Award	Senior Advisor to the Board	AAward	+1,106 sh	$33.90	+$37.5K	53,716
2004-10-01	CCITIGROUP INCA Award	Director	AAward	+332.7 sh	$46.97	+$15.6K	9,621.3
2004-10-01	CCITIGROUP INCJ Other	Director	JOther	+79.2 sh	$46.97	+$3,720.024	9,700.5
2004-10-01	PEPPEPSICO INCA Award	Director	AAward	+754 sh	—	—	3,367
2004-10-01	PEPPEPSICO INC · Employee Stock Option (right to buy)A Award	Director	AAward	+3,015 sh	—	—	3,015
2004-09-30	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+103.5 sh	—	—	6,998.07
2004-09-30	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+92.81 sh	—	—	6,274.97
2004-01-20	CCITIGROUP INC · Employee Stock Options (Right to Buy)A Award	Director	AAward	+2,500 sh	—	—	2,500
2004-01-20	CCITIGROUP INC · Employee Stock Options (Right to Buy)A Award	Director	AAward	+2,500 sh	—	—	2,500
2004-01-02	HWMHowmet Aerospace Inc. · Phantom Stock UnitsA Award	Senior Advisor to the Board	AAward	+990 sh	$37.88	+$37.5K	49,737
2004-01-01	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	—	—	—	—
2004-01-01	CCITIGROUP INCA Award	Director	AAward	+205 sh	$47.24	+$9,685.02	8,399
2004-01-01	CCITIGROUP INCJ Other	Director	JOther	+60.8 sh	$47.24	+$2,872.435	8,459.8
2003-12-01	CMICUMMINS INCA Award	Director	AAward	+39.892 sh	—	—	6,957.33
2003-12-01	CMICUMMINS INC · Stock UnitsA Award	Director	AAward	+46.487 sh	—	—	46.487
2003-10-01	CMICUMMINS INCA Award	Director	AAward	+32.068 sh	—	—	6,917.438
2003-10-01	CMICUMMINS INC · Stock UnitsA Award	Director	AAward	+43.52 sh	—	—	43.52
2003-10-01	CCITIGROUP INCA Award	Director	AAward	+218.8 sh	$44.28	+$9,689.558	8,131.4
2003-10-01	CCITIGROUP INCJ Other	Director	JOther	+62.6 sh	$44.28	+$2,772.241	8,194
2003-10-01	PEPPEPSICO INCA Award	Director	AAward	+1,613 sh	—	—	2,613
2003-10-01	HWMHowmet Aerospace Inc. · Phantom Stock UnitsA Award	Senior Advisor to the Board	AAward	+1,411 sh	$26.57	+$37.5K	48,796
2003-09-30	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+99.56 sh	—	—	6,894.57
2003-09-30	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	+89.27 sh	—	—	6,182.16
2003-09-16	CMICUMMINS INCA Award	Director	AAward	+857.6 sh	—	—	6,885.37
2002-10-01	PEPPEPSICO INC · Stock Option Grant (right to buy)A Award	Director	AAward	—	—	—	—
2002-10-01	PEPPEPSICO INC · Phantom Stock UnitsA Award	Director	AAward	—	—	—	—

Recent filings

Accepted (ET)
Jul 24
THOMAS FRANKLIN A0000004281-10-000060
SEC(opens sec.gov)
Nov 174
THOMAS FRANKLIN A0000004281-09-000073
SEC(opens sec.gov)
Jan 275
ALCOA INC0000004281-09-000033
SEC(opens sec.gov)
Jan 164
THOMAS FRANKLIN A0001181431-09-003418
SEC(opens sec.gov)
Jan 244
CITIGROUP INC0001181431-08-005321
SEC(opens sec.gov)
Jan 194
THOMAS FRANKLIN A0001181431-06-004280
SEC(opens sec.gov)
Jan 44
THOMAS FRANKLIN A0001209191-06-001453
SEC(opens sec.gov)
Oct 44
PEPSICO INC0001209191-05-050690
SEC(opens sec.gov)
Mar 34
THOMAS FRANKLIN A0001006240-05-000006
SEC(opens sec.gov)
Jan 204
THOMAS FRANKLIN A0001181431-05-003909
SEC(opens sec.gov)
Jan 44
THOMAS FRANKLIN A0000004281-05-000015
SEC(opens sec.gov)

Companies

Address

201 ISABELLA STREET

PITTSBURGH, PA, 15212