Insider · CIK 0001184071

HARRIS MCCLELLAN III

Reports to the SEC for 1 company · NEWPORT BEACH, CA

sec.gov

Transactions

Companies

Filings

CIK

0001184071

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-26	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−189.779 sh	$32.43	−$6,154.53	23,092.87
2014-03-04	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−680.414 sh	$30.02	−$20.4K	23,282.649
2014-03-03	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+55.597 sh	$30.02	+$1,669.028	23,963.063
2014-02-05	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−304.966 sh	$27.74	−$8,459.76	24,798.252
2014-02-05	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−890.786 sh	$27.74	−$24.7K	23,907.466
2014-01-28	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+1,565 sh	—	—	25,103.218
2014-01-28	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+11K sh	—	—	21,195.294
2013-12-02	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+56.107 sh	$27.71	+$1,554.722	23,538.218
2013-09-03	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+36.329 sh	$51.69	+$1,877.831	11,740.891
2013-09-03	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+0.165 sh	—	—	11,741.056
2013-09-03	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+11.7K sh	—	—	23,482.111
2013-06-05	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+1,158 sh	$33.36	+$38.6K	12,868.948
2013-06-05	AWRAMERICAN STATES WATER COS Sale	Sr. Vice President	SSale	−1,158 sh	$52.92	−$61.3K	11,710.948
2013-06-05	AWRAMERICAN STATES WATER CO · Common StockM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+1,158 sh	—	—	0
2013-06-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+37.163 sh	$53.13	+$1,974.454	11,710.948
2013-03-26	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+744 sh	$56.73	+$42.2K	11,673.785
2013-03-04	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−330.487 sh	$53.71	−$17.8K	10,929.785
2013-03-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+31.274 sh	$53.71	+$1,679.71	11,260.272
2013-02-01	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−319.667 sh	$50.55	−$16.2K	11,228.998
2013-01-31	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−422.125 sh	$50.78	−$21.4K	11,548.665
2013-01-29	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+1,025 sh	—	—	11,970.79
2013-01-29	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+753.159 sh	—	—	10,169.909
2012-12-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+41.822 sh	$45.50	+$1,902.878	10,945.79
2012-09-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+43.311 sh	$43.58	+$1,887.502	10,903.968
2012-08-10	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+5,378 sh	$38.62	+$208K	16,238.657
2012-08-10	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+2,584 sh	$34.57	+$89.3K	18,822.657
2012-08-10	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+1,125 sh	$33.36	+$37.5K	19,947.657
2012-08-10	AWRAMERICAN STATES WATER COS Sale	Sr. Vice President	SSale	−9,087 sh	$43.54	−$396K	10,860.657
2012-08-10	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−5,378 sh	—	—	0
2012-08-10	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−2,584 sh	—	—	0
2012-08-10	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−1,125 sh	—	—	0
2012-06-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+40.356 sh	$36.61	+$1,477.433	10,860.657
2012-03-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+20.053 sh	$36.38	+$729.539	10,820.301
2012-02-15	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+2,651 sh	—	—	10,800.248
2012-02-01	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−287.36 sh	$36.17	−$10.4K	8,149.248
2012-02-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+1,396.911 sh	—	—	8,149.248
2012-01-31	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−390.322 sh	$35.41	−$13.8K	8,436.608
2012-01-30	AWRAMERICAN STATES WATER COF Tax Payment	Sr. Vice President	FTax Payment	−218.751 sh	$35.68	−$7,805.021	8,826.93
2011-12-05	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+4,105 sh	$25.92	+$106K	13,150.68
2011-12-05	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+3,618 sh	$33.73	+$122K	16,768.68
2011-12-05	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+3,609 sh	$34.11	+$123K	20,377.68
2011-12-05	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+5,016 sh	$34.57	+$173K	25,393.68
2011-12-05	AWRAMERICAN STATES WATER COM Exercise/Conversion	Sr. Vice President	MExercise/Conversion	+1,125 sh	$33.36	+$37.5K	26,518.68
2011-12-05	AWRAMERICAN STATES WATER COS Sale	Sr. Vice President	SSale	−17.5K sh	$35.61	−$622K	9,045.68
2011-12-05	AWRAMERICAN STATES WATER CO · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−4,105 sh	—	—	0
2011-12-05	AWRAMERICAN STATES WATER CO · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−3,618 sh	—	—	0
2011-12-05	AWRAMERICAN STATES WATER CO · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−3,609 sh	—	—	0
2011-12-05	AWRAMERICAN STATES WATER CO · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−5,016 sh	—	—	0
2011-12-05	AWRAMERICAN STATES WATER CO · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. Vice President	MExercise/Conversion	−1,125 sh	—	—	0
2011-12-01	AWRAMERICAN STATES WATER COA Award	Sr. Vice President	AAward	+37.316 sh	$35.36	+$1,319.504	9,045.68

Recent filings

Accepted (ET)
Mar 274
AMERICAN STATES WATER CO0001181431-14-014194
SEC(opens sec.gov)
Mar 64
AMERICAN STATES WATER CO0001181431-14-011377
SEC(opens sec.gov)
Feb 74
AMERICAN STATES WATER CO0001181431-14-005875
SEC(opens sec.gov)
Jan 304
AMERICAN STATES WATER CO0001181431-14-004528
SEC(opens sec.gov)
Jun 64
AMERICAN STATES WATER CO0001181431-13-033324
SEC(opens sec.gov)
Mar 294
HARRIS MCCLELLAN III0001181431-13-019469
SEC(opens sec.gov)
Mar 64
HARRIS MCCLELLAN III0001181431-13-014823
SEC(opens sec.gov)
Feb 54
HARRIS MCCLELLAN III0001181431-13-006952
SEC(opens sec.gov)
Feb 44
HARRIS MCCLELLAN III0001181431-13-006544
SEC(opens sec.gov)

Companies

AMERICAN STATES WATER COSr. Vice PresidentAWR

Address

3419 VIA LIDO DRIVE PMB#334

NEWPORT BEACH, CA, 92663