Insider · CIK 0001186465

LIKEN JAMES W

Reports to the SEC for 3 companies · PITTSBURGH, PA

sec.gov

Transactions

Companies

Filings

CIK

0001186465

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-09-20	VAPOTHERM INCStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,089 sh	—	—	0
2024-09-20	VAPOTHERM INCD Disposition to Issuer	Director	DDisposition to Issuer	−50.3K sh	$2.18	−$110K	0
2024-09-20	VAPOTHERM INCD Disposition to Issuer	Director	DDisposition to Issuer	−4,500 sh	$2.18	−$9,810	0
2024-09-20	VAPOTHERM INCStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,187 sh	—	—	0
2024-01-22	VAPOTHERM INCS Sale	Director	SSale	−17.5K sh	$0.91	−$16K	50,308
2024-01-01	VAPOTHERM INCA Award	Director	AAward	+9,000 sh	$10.00	+$90K	72,308
2023-07-26	VAPOTHERM INCA Award	Director	AAward	+21K sh	—	—	506,473
2023-02-10	VAPOTHERM INCWarrantP Purchase	Director	PPurchase	+238K sh	—	—	238,095
2023-02-10	VAPOTHERM INCP Purchase	Director	PPurchase	+238K sh	—	—	485,473
2023-01-02	VAPOTHERM INCA Award	Director	AAward	+18K sh	$2.70	+$48.6K	247,378
2022-11-29	VAPOTHERM INCP Purchase	Director	PPurchase	+75K sh	$0.76	+$57.3K	229,378
2022-08-18	VAPOTHERM INCP Purchase	Director	PPurchase	+20K sh	$1.70	+$34.1K	154,378
2022-07-27	VAPOTHERM INCStock Option (right to buy)A Award	Director	AAward	+8,717 sh	—	—	8,717
2022-05-11	VAPOTHERM INCP Purchase	Director	PPurchase	+10K sh	$2.98	+$29.8K	134,378
2022-01-01	VAPOTHERM INCA Award	Director	AAward	+4,345 sh	$20.71	+$90K	124,378
2021-12-31	VAPOTHERM INCA Award	Director	AAward	+4,345 sh	$20.71	+$90K	120,033
2021-07-21	VAPOTHERM INCA Award	Director	AAward	+5,392 sh	—	—	115,688
2021-05-13	VAPOTHERM INCP Purchase	Director	PPurchase	+10K sh	$16.99	+$170K	110,296
2021-01-20	VAPOTHERM INCA Award	Director	AAward	+703 sh	$31.98	+$22.5K	96,178
2020-10-14	VAPOTHERM INCA Award	Director	AAward	+751 sh	$29.95	+$22.5K	95,475
2020-09-01	VAPOTHERM INCA Award	Director	AAward	+4,118 sh	—	—	100,296
2020-07-15	VAPOTHERM INCA Award	Director	AAward	+449 sh	$50.09	+$22.5K	94,724
2020-04-15	VAPOTHERM INCA Award	Director	AAward	+1,247 sh	$18.04	+$22.5K	94,275
2020-01-02	VAPOTHERM INCA Award	Director	AAward	+1,936 sh	$11.62	+$22.5K	93,028
2020-01-02	VAPOTHERM INCA Award	Director	AAward	+1,936 sh	—	—	93,028
2019-11-08	VAPOTHERM INCP Purchase	Director	PPurchase	+25K sh	$8.60	+$215K	91,092
2019-10-16	VAPOTHERM INCA Award	Director	AAward	+2,236 sh	$10.06	+$22.5K	66,092
2019-07-24	VAPOTHERM INCOption to purchase Common StockA Award	Director	AAward	+9,500 sh	—	—	9,500
2019-07-17	VAPOTHERM INCA Award	Director	AAward	+1,159 sh	$19.40	+$22.5K	63,856
2019-04-12	VAPOTHERM INCA Award	Director	AAward	+1,167 sh	$19.28	+$22.5K	62,697
2019-02-01	VAPOTHERM INCA Award	Director	AAward	+703 sh	$16.69	+$11.7K	61,530
2012-05-31	DynaVox Inc.A Award	Director	AAward	+10K sh	—	—	38,336
2011-05-16	DynaVox Inc.A Award	Director	AAward	+1,669 sh	—	—	28,336
2010-11-29	DynaVox Inc.P Purchase	Director	PPurchase	+25K sh	$4.10	+$102K	26,667
2008-03-06	RESPIRONICS INCStock OptionD Disposition to Issuer	Vice Chairman	DDisposition to Issuer	−13K sh	$15.50	−$202K	0
2008-03-06	RESPIRONICS INCStock OptionD Disposition to Issuer	Vice Chairman	DDisposition to Issuer	−9,700 sh	$30.70	−$298K	0
2008-03-06	RESPIRONICS INCU Disposition from Tender	Vice Chairman	UDisposition from Tender	−139K sh	$66.00	−$9.17M	0
2005-11-15	RESPIRONICS INCStock OptionM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+5,938 sh	$16.84	+$100K	5,938
2005-11-15	RESPIRONICS INCStock OptionM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+14.1K sh	$16.84	+$237K	14,062
2005-11-15	RESPIRONICS INCStock OptionM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+10K sh	$16.34	+$163K	10,000
2005-11-15	RESPIRONICS INCM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+5,938 sh	$16.84	+$100K	230,102
2005-11-15	RESPIRONICS INCS Sale	Vice Chairman	SSale	−14.1K sh	$38.81	−$546K	224,164
2005-11-15	RESPIRONICS INCM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+10K sh	$16.34	+$163K	234,164
2005-11-15	RESPIRONICS INCS Sale	Vice Chairman	SSale	−10K sh	$38.80	−$388K	224,164
2005-11-15	RESPIRONICS INCM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+14.1K sh	$16.84	+$237K	238,226
2005-08-23	RESPIRONICS INCS Sale	Vice Chairman	SSale	−20K sh	$38.02	−$760K	224,164
2005-08-19	RESPIRONICS INCS Sale	Vice Chairman	SSale	−14.5K sh	$38.04	−$552K	244,164
2005-08-18	RESPIRONICS INCS Sale	Vice Chairman	SSale	−15.5K sh	$38.09	−$590K	258,664
2004-08-17	RESPIRONICS INCM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+18.2K sh	$8.38	+$152K	249,966
2004-08-17	RESPIRONICS INCM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+77.9K sh	$8.38	+$652K	231,816

Recent filings

Accepted (ET)
Sep 244
LIKEN JAMES W0001235802-24-000079
SEC(opens sec.gov)
Jan 34
LIKEN JAMES W0001235802-24-000009
SEC(opens sec.gov)
Jul 284
LIKEN JAMES W0001235802-23-000081
SEC(opens sec.gov)
Feb 144
LIKEN JAMES W0001235802-23-000023
SEC(opens sec.gov)
Jan 44
LIKEN JAMES W0001235802-23-000015
SEC(opens sec.gov)
Nov 294
LIKEN JAMES W0001235802-22-000127
SEC(opens sec.gov)
Aug 224
LIKEN JAMES W0001235802-22-000103
SEC(opens sec.gov)
Aug 44
LIKEN JAMES W0001235802-22-000085
SEC(opens sec.gov)
May 114
LIKEN JAMES W0001235802-22-000057
SEC(opens sec.gov)
Jan 44
LIKEN JAMES W0001235802-22-000009
SEC(opens sec.gov)
Jul 234
LIKEN JAMES W0001235802-21-000086
SEC(opens sec.gov)
May 174
LIKEN JAMES W0001235802-21-000049
SEC(opens sec.gov)
Apr 274
LIKEN JAMES W0001235802-21-000022
SEC(opens sec.gov)
Jan 214
LIKEN JAMES W0001562180-21-000431
SEC(opens sec.gov)

Companies

Address

5 DEER SPRING LANE

PITTSBURGH, PA, 15238