Insider · CIK 0001187852

FLEMING DAVID E

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001187852

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-09-19	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+26K sh	$0.51	+$13.3K	50,396
2013-09-19	WARREN RESOURCES INCStock Options (Right to Buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−26K sh	—	—	0
2013-09-19	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−8,180 sh	$2.90	−$23.7K	42,216
2013-09-18	WARREN RESOURCES INCStock Options (Right to Buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−29K sh	—	—	26,000
2013-09-18	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+29K sh	$0.51	+$14.8K	53,396
2013-09-18	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−29K sh	$2.91	−$84.4K	24,396
2013-05-02	WARREN RESOURCES INCRestricted Stock UnitsM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−10.2K sh	$2.57	−$26.3K	20,480
2013-05-02	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−3,313 sh	$2.57	−$8,514.41	24,396
2013-05-02	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+10.2K sh	$2.57	+$26.3K	27,709
2013-03-12	WARREN RESOURCES INCStock Options (Right to Buy)A Award	Secretary & General Counsel	AAward	+75K sh	—	—	75,000
2013-03-04	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+10.6K sh	$2.68	+$28.4K	20,803
2013-03-04	WARREN RESOURCES INCRestricted Stock UnitsM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−10.6K sh	$2.68	−$28.4K	10,600
2013-03-04	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−3,334 sh	$2.68	−$8,935.12	17,469
2012-05-02	WARREN RESOURCES INCRestricted Stock UnitsA Award	Secretary & General Counsel	AAward	+30.7K sh	—	—	30,720
2012-03-05	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+10.6K sh	$3.99	+$42.3K	13,982
2012-03-05	WARREN RESOURCES INCRestricted Stock UnitsM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−10.6K sh	$3.99	−$42.3K	21,200
2012-03-05	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−3,779 sh	$3.99	−$15.1K	10,203
2011-03-25	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+15K sh	$0.51	+$7,650	15,000
2011-03-25	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−15K sh	$5.00	−$75K	0
2011-03-25	WARREN RESOURCES INCStock Options (Right to buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−15K sh	—	—	45,000
2011-03-07	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+4,934 sh	$4.32	+$21.3K	4,934
2011-03-07	WARREN RESOURCES INCRestricted Stock UnitsM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−4,934 sh	$4.32	−$21.3K	0
2011-03-07	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−1,552 sh	$4.32	−$6,704.64	3,382
2011-03-04	WARREN RESOURCES INCRestricted Stock UnitsA Award	Secretary & General Counsel	AAward	+31.8K sh	—	—	31,800
2010-12-14	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−5,008 sh	$4.52	−$22.6K	0
2010-12-10	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−2,298 sh	$4.57	−$10.5K	5,008
2010-12-10	WARREN RESOURCES INCRestricted Stock UnitM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−7,306 sh	—	—	0
2010-12-10	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+7,306 sh	$4.57	+$33.4K	7,307
2010-11-11	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−5,009 sh	$4.12	−$20.6K	0
2010-09-10	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+7,306 sh	$3.32	+$24.3K	7,307
2010-09-10	WARREN RESOURCES INCRestricted Stock UnitM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−7,306 sh	—	—	7,306
2010-09-10	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−2,298 sh	$3.32	−$7,629.36	5,009
2010-08-09	WARREN RESOURCES INCStock Options (Right-to-Buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−2,500 sh	—	—	10,000
2010-08-09	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−2,500 sh	$3.33	−$8,325	0
2010-08-09	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+2,500 sh	$0.51	+$1,275	2,500
2010-08-06	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−17.5K sh	$3.27	−$57.2K	0
2010-08-06	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−8,400 sh	$3.26	−$27.4K	0
2010-08-06	WARREN RESOURCES INCStock Options (Right-to-Buy)M Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−17.5K sh	—	—	12,500
2010-08-06	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+17.5K sh	$0.51	+$8,925	17,500
2010-06-10	WARREN RESOURCES INCRestricted Stock UnitM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−7,306 sh	—	—	14,612
2010-06-10	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−2,298 sh	$2.99	−$6,871.02	8,401
2010-06-10	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+7,306 sh	$2.99	+$21.8K	10,699
2010-03-19	WARREN RESOURCES INCS Sale	Secretary & General Counsel	SSale	−20K sh	$2.37	−$47.4K	3,393
2010-03-09	WARREN RESOURCES INCRestricted Stock UnitsM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−4,938 sh	$2.56	−$12.6K	0
2010-03-09	WARREN RESOURCES INCRestricted Stock UnitsM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−7,306 sh	$2.56	−$18.7K	21,919
2010-03-09	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−2,736 sh	$2.56	−$7,004.16	23,979
2010-03-09	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+7,306 sh	$2.56	+$18.7K	26,715
2010-03-09	WARREN RESOURCES INCF Tax Payment	Secretary & General Counsel	FTax Payment	−1,849 sh	$2.56	−$4,733.44	19,409
2010-03-09	WARREN RESOURCES INCM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	+4,938 sh	$2.56	+$12.6K	21,258
2010-03-08	WARREN RESOURCES INCRestricted Stock UnitsM Exercise/Conversion	Secretary & General Counsel	MExercise/Conversion	−4,933 sh	$2.51	−$12.4K	4,933

Recent filings

Accepted (ET)
Sep 204
WARREN RESOURCES INC0001181431-13-050076
SEC(opens sec.gov)
May 64
FLEMING DAVID E0001181431-13-025492
SEC(opens sec.gov)
Mar 144
FLEMING DAVID E0001181431-13-016949
SEC(opens sec.gov)
Mar 64
FLEMING DAVID E0001181431-13-014934
SEC(opens sec.gov)
May 44
FLEMING DAVID E0001181431-12-027804
SEC(opens sec.gov)
Mar 74
FLEMING DAVID E0001181431-12-015174
SEC(opens sec.gov)
Mar 294
FLEMING DAVID E0001181431-11-020573
SEC(opens sec.gov)

Companies

WARREN RESOURCES INCSecretary & General Counsel

Address

1114 AVENUE OF THE AMERICAS 34TH FLOOR

NEW YORK, NY, 10036