Insider · CIK 0001188721

AMBOIAN JOHN P

Reports to the SEC for 29 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001188721

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-07-18	Danimer Scientific, Inc.Restricted Stock UnitsA Award	Director	AAward	+148K sh	—	—	147,826
2024-06-01	Danimer Scientific, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−26.6K sh	—	—	0
2024-06-01	Danimer Scientific, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+26.6K sh	—	—	26,578
2023-06-01	Danimer Scientific, Inc.Restricted Stock UnitsA Award	Director	AAward	+26.6K sh	—	—	26,578
2022-05-16	Danimer Scientific, Inc.Stock Option (right to purchase)A Award	Director	AAward	+43.2K sh	—	—	43,243
2021-07-08	Danimer Scientific, Inc.J Other	Director	JOther	+182K sh	—	—	545,915
2021-07-08	Danimer Scientific, Inc.J Other	Director	JOther	+364K sh	—	—	363,943
2021-03-23	Danimer Scientific, Inc.WarrantsJ Other	Director	JOther	+109K sh	—	—	109,168
2021-03-23	Danimer Scientific, Inc.WarrantsJ Other	Director	JOther	+218K sh	—	—	218,335
2020-12-29	Danimer Scientific, Inc.Stock OptionA Award	Director	AAward	+50K sh	—	—	50,000
2013-06-28	Nuveen Flexible Investment Income FundP Purchase	Trustee	PPurchase	+10K sh	$20.00	+$200K	10,000
2010-08-23	Nuveen Equity Premium Advantage FundS Sale	CEO of Investment Adviser	SSale	−685 sh	$13.10	−$8,973.5	5,500
2010-08-23	Nuveen Equity Premium Advantage FundS Sale	CEO of Investment Adviser	SSale	−5,500 sh	$13.11	−$72.1K	0
2010-02-17	NEANuveen AMT-Free Quality Municipal Income FundP Purchase	Trustee	PPurchase	+18K sh	$10.07	+$181K	22,500
2010-02-17	NVGNuveen AMT-Free Municipal Credit Income FundP Purchase	Trustee	PPurchase	+18K sh	$10.17	+$183K	22,500
2010-02-16	NVGNuveen AMT-Free Municipal Credit Income FundP Purchase	Trustee	PPurchase	+4,500 sh	$10.16	+$45.7K	4,500
2010-02-16	NEANuveen AMT-Free Quality Municipal Income FundP Purchase	Trustee	PPurchase	+4,500 sh	$10.06	+$45.3K	4,500
2010-02-16	NVGNuveen AMT-Free Municipal Credit Income FundP Purchase	Trustee	PPurchase	+4,500 sh	$10.16	+$45.7K	4,500
2010-02-16	NEANuveen AMT-Free Quality Municipal Income FundP Purchase	Trustee	PPurchase	+4,500 sh	$10.06	+$45.3K	4,500
2008-06-10	NUVEEN INVESTMENTS, INCCommon StockD Disposition to Issuer	Director, President	DDisposition to Issuer	—	—	—	—
2007-02-05	NUVEEN INVESTMENTS, INCS Sale	Director, President	SSale	−30K sh	$50.49	−$1.51M	355,339
2007-02-05	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Director, President	MExercise/Conversion	+30K sh	$11.85	+$356K	385,339
2007-02-05	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionM Exercise/Conversion	Director, President	MExercise/Conversion	−30K sh	$50.49	−$1.51M	118,940
2006-07-28	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Director, President	MExercise/Conversion	+27.2K sh	$11.85	+$322K	382,539
2006-07-28	NUVEEN INVESTMENTS, INCS Sale	Director, President	SSale	−27.2K sh	$47.17	−$1.28M	355,339
2006-07-28	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionM Exercise/Conversion	Director, President	MExercise/Conversion	−27.2K sh	—	—	208,940
2006-07-27	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionM Exercise/Conversion	Director, President	MExercise/Conversion	−2,800 sh	—	—	236,140
2006-07-27	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Director, President	MExercise/Conversion	+2,800 sh	$11.85	+$33.2K	358,139
2006-07-27	NUVEEN INVESTMENTS, INCS Sale	Director, President	SSale	−2,800 sh	$47.17	−$132K	355,339
2006-01-13	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Director, President	AAward	+109K sh	—	—	109,139
2006-01-13	NUVEEN INVESTMENTS, INCClass A Common StockD Disposition to Issuer	Director, President	DDisposition to Issuer	−210K sh	—	—	—
2006-01-13	NUVEEN INVESTMENTS, INCA Award	Director, President	AAward	+26K sh	—	—	355,339
2005-11-07	NUVEEN INVESTMENTS, INCNon-Qualfied Stock OptionM Exercise/Conversion	Director, President	MExercise/Conversion	−10.2K sh	—	—	65,660
2005-11-07	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Director, President	MExercise/Conversion	+10.2K sh	$10.00	+$102K	339,549
2005-11-07	NUVEEN INVESTMENTS, INCS Sale	Director, President	SSale	−10.2K sh	$40.23	−$410K	329,349
2005-01-14	NUVEEN INVESTMENTS, INCA Award	Director, President	AAward	+26.8K sh	—	—	260,849
2005-01-14	NUVEEN INVESTMENTS, INCA Award	Director, President	AAward	+68.5K sh	—	—	329,349
2005-01-14	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Director, President	AAward	+136K sh	—	—	135,618
2005-01-14	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Director, President	AAward	+342K sh	—	—	342,000
2005-01-11	NUVEEN INVESTMENTS, INCCommon StockD Disposition to Issuer	Director, President	DDisposition to Issuer	—	—	—	—
2005-01-11	NUVEEN INVESTMENTS, INCNon-Qualified Stock Option(right to buy)(4)A Award	Director, President	AAward	—	—	—	—
2004-02-12	NUVEEN INVESTMENTS, INCNon-Qualfied Stock OptionM Exercise/Conversion	Director, President	MExercise/Conversion	−7,750 sh	$29.61	−$229K	122,410
2004-02-12	NUVEEN INVESTMENTS, INCS Sale	Director, President	SSale	−7,750 sh	$29.61	−$229K	234,000
2004-02-12	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Director, President	MExercise/Conversion	+7,750 sh	$10.00	+$77.5K	241,750
2004-02-11	NUVEEN INVESTMENTS, INCS Sale	Director, President	SSale	−10.4K sh	$29.56	−$307K	234,000
2004-02-11	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Director, President	MExercise/Conversion	+10.4K sh	$10.00	+$104K	244,400
2004-02-11	NUVEEN INVESTMENTS, INCNon-Qualfied Stock OptionM Exercise/Conversion	Director, President	MExercise/Conversion	−10.4K sh	$29.56	−$307K	130,160
2004-02-10	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Director, President	MExercise/Conversion	+8,000 sh	$10.00	+$80K	242,000
2004-02-10	NUVEEN INVESTMENTS, INCNon-Qualfied Stock OptionM Exercise/Conversion	Director, President	MExercise/Conversion	−8,000 sh	$29.30	−$234K	140,560
2004-02-10	NUVEEN INVESTMENTS, INCS Sale	Director, President	SSale	−8,000 sh	$29.30	−$234K	234,000

Recent filings

Accepted (ET)
Jul 224
AMBOIAN JOHN P0000950170-24-085084
SEC(opens sec.gov)
Jun 44
AMBOIAN JOHN P0000950170-24-068813
SEC(opens sec.gov)
Jun 54
AMBOIAN JOHN P0001209191-23-034556
SEC(opens sec.gov)
May 184
AMBOIAN JOHN P0001213900-22-028040
SEC(opens sec.gov)
Aug 104
AMBOIAN JOHN P0001213900-21-041392
SEC(opens sec.gov)
Mar 254
AMBOIAN JOHN P0001213900-21-017810
SEC(opens sec.gov)
Jan 44
AMBOIAN JOHN P0001213900-21-000015
SEC(opens sec.gov)
Jul 24
Nuveen Flexible Investment Income Fund0001225208-13-015384
SEC(opens sec.gov)
Aug 254
AMBOIAN JOHN P0001225208-10-019798
SEC(opens sec.gov)
Mar 54/A
AMBOIAN JOHN P0001225208-10-007296
SEC(opens sec.gov)
Mar 54/A
NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND0001225208-10-007312
SEC(opens sec.gov)
Feb 194
NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND0001225208-10-005108
SEC(opens sec.gov)
Feb 194
AMBOIAN JOHN P0001225208-10-005105
SEC(opens sec.gov)
Feb 184
AMBOIAN JOHN P0001225208-10-004997
SEC(opens sec.gov)
Feb 184
NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND0001225208-10-004999
SEC(opens sec.gov)
Feb 74
NUVEEN INVESTMENTS INC0001189642-07-000124
SEC(opens sec.gov)

Companies

Address

C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE

CHICAGO, IL, 60606