AMBOIAN JOHN P

CIK 000118872129 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001188721

Recent Transactions

50 trades

Award
Danimer Scientific, Inc.
Restricted Stock Units
2024-07-18+147,826→ 147,826 total
Exercise/Conversion
Danimer Scientific, Inc.
Class A Common Stock
2024-06-01+26,578→ 26,578 total
Exercise/Conversion
Danimer Scientific, Inc.
Restricted Stock Units
2024-06-01−26,578→ 0 total
Award
Danimer Scientific, Inc.
Restricted Stock Units
2023-06-01+26,578→ 26,578 total
Award
Danimer Scientific, Inc.
Stock Option (right to purchase)
2022-05-16+43,243→ 43,243 total
Other
Danimer Scientific, Inc.
Class A Common Stock ("Common Stock")
2021-07-08+363,943→ 363,943 total
Other
Danimer Scientific, Inc.
Common Stock
2021-07-08+181,972→ 545,915 total
Other
Danimer Scientific, Inc.
Warrants
2021-03-23+218,335→ 218,335 total
Other
Danimer Scientific, Inc.
Warrants
2021-03-23+109,168→ 109,168 total
Award
Danimer Scientific, Inc.
Stock Option
2020-12-29+50,000→ 50,000 total
Purchase
Nuveen Flexible Investment Income Fund
Common Stock
2013-06-28$20.00/sh+10,000→ 10,000 total
Sale
Nuveen Equity Premium Advantage Fund
Common Stock
2010-08-23$13.11/sh−5,500→ 0 total
Sale
Nuveen Equity Premium Advantage Fund
Common Stock
2010-08-23$13.10/sh−685→ 5,500 total
Purchase
Nuveen AMT-Free Municipal Credit Income Fund$NVG
Common Stock
2010-02-17$10.17/sh+18,000→ 22,500 total
Purchase
Nuveen AMT-Free Quality Municipal Income Fund$NEA
Common Stock
2010-02-17$10.07/sh+18,000→ 22,500 total
Purchase
Nuveen AMT-Free Quality Municipal Income Fund$NEA
Common Stock
2010-02-16$10.06/sh+4,500→ 4,500 total
Purchase
Nuveen AMT-Free Quality Municipal Income Fund$NEA
Preferred
2010-02-16$10.06/sh+4,500→ 4,500 total
Purchase
Nuveen AMT-Free Municipal Credit Income Fund$NVG
Common Stock
2010-02-16$10.16/sh+4,500→ 4,500 total
Purchase
Nuveen AMT-Free Municipal Credit Income Fund$NVG
Preferred
2010-02-16$10.16/sh+4,500→ 4,500 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualified Stock Option
2007-02-05$50.49/sh−30,000→ 118,940 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2007-02-05$50.49/sh−30,000→ 355,339 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2007-02-05$11.85/sh+30,000→ 385,339 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2006-07-28$47.17/sh−27,200→ 355,339 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualified Stock Option
2006-07-28−27,200→ 208,940 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2006-07-28$11.85/sh+27,200→ 382,539 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2006-07-27$11.85/sh+2,800→ 358,139 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualified Stock Option
2006-07-27−2,800→ 236,140 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2006-07-27$47.17/sh−2,800→ 355,339 total
Award
NUVEEN INVESTMENTS, INC
Class A Common Stock
2006-01-13+25,990→ 355,339 total
Award
NUVEEN INVESTMENTS, INC
Non-Qualified Stock Option
2006-01-13+109,139→ 109,139 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2005-11-07$40.23/sh−10,200→ 329,349 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualfied Stock Option
2005-11-07−10,200→ 65,660 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2005-11-07$10.00/sh+10,200→ 339,549 total
Award
NUVEEN INVESTMENTS, INC
Class A Common Stock
2005-01-14+26,849→ 260,849 total
Award
NUVEEN INVESTMENTS, INC
Non-Qualified Stock Option
2005-01-14+342,000→ 342,000 total
Award
NUVEEN INVESTMENTS, INC
Class A Common Stock
2005-01-14+68,500→ 329,349 total
Award
NUVEEN INVESTMENTS, INC
Non-Qualified Stock Option
2005-01-14+135,618→ 135,618 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-12$10.00/sh+7,750→ 241,750 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-12$29.61/sh−7,750→ 234,000 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualfied Stock Option
2004-02-12$29.61/sh−7,750→ 122,410 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-11$10.00/sh+10,400→ 244,400 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualfied Stock Option
2004-02-11$29.56/sh−10,400→ 130,160 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-11$29.56/sh−10,400→ 234,000 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualfied Stock Option
2004-02-10$29.30/sh−8,000→ 140,560 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-10$10.00/sh+8,000→ 242,000 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-10$29.30/sh−8,000→ 234,000 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualfied Stock Option
2004-02-09$29.18/sh−14,950→ 148,560 total
Sale
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-09$29.18/sh−14,950→ 234,000 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Class A Common Stock
2004-02-09$10.00/sh+14,950→ 248,950 total
Exercise/Conversion
NUVEEN INVESTMENTS, INC
Non-Qualified Stock Option (to purchase)
2004-01-26$29.36/sh−8,000→ 46,060 total

Companies

Recent Filings

Address

C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE

CHICAGO, IL, 60606

View on SEC.gov