Insider · CIK 0001189629

SCHNEIDER WILLIAM J

Reports to the SEC for 63 companies · DAYTON, OH

sec.gov

Transactions

Companies

Filings

CIK

0001189629

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-12-18	Nuveen Emerging Markets Debt 2022 Target Term FundS Sale	Chairman of the Board	SSale	−20.9K sh	$7.56	−$158K	0
2018-11-27	JFRNUVEEN FLOATING RATE INCOME FUNDS Sale	other	SSale	−35.8K sh	$9.64	−$345K	0
2018-06-01	NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDP Purchase	Director	PPurchase	+15.6K sh	$13.80	+$215K	30,600
2018-05-31	NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDP Purchase	Director	PPurchase	+15K sh	$13.78	+$207K	15,000
2018-01-23	Nuveen Emerging Markets Debt 2022 Target Term FundP Purchase	Chairman of the Board	PPurchase	+8,900 sh	$9.64	+$85.8K	20,915
2018-01-22	JFRNUVEEN FLOATING RATE INCOME FUNDP Purchase	other	PPurchase	+35.8K sh	$11.18	+$400K	35,775
2018-01-22	Nuveen Emerging Markets Debt 2022 Target Term FundP Purchase	Chairman of the Board	PPurchase	+12K sh	$9.53	+$114K	12,015
2017-12-15	Nuveen Emerging Markets Debt 2022 Target Term FundS Sale	Chairman of the Board	SSale	−19.3K sh	$9.34	−$180K	0
2017-12-15	JGHNuveen Global High Income FundS Sale	Chairman of the Board	SSale	−23.1K sh	$16.68	−$385K	0
2017-12-15	Nuveen Floating Rate Income Opportunity FundS Sale	other	SSale	−38.6K sh	$11.27	−$435K	8,800
2017-10-04	Nuveen Emerging Markets Debt 2022 Target Term FundP Purchase	Chairman of the Board	PPurchase	+10.3K sh	$10.10	+$104K	19,275
2017-10-03	Nuveen Emerging Markets Debt 2022 Target Term FundP Purchase	Chairman of the Board	PPurchase	+9,000 sh	$10.06	+$90.5K	9,000
2017-09-18	JGHNuveen Global High Income FundP Purchase	Chairman of the Board	PPurchase	+23.1K sh	$17.33	+$400K	23,100
2017-07-06	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDP Purchase	other	PPurchase	+3,850 sh	$12.97	+$49.9K	34,550
2017-07-05	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDP Purchase	other	PPurchase	+21.9K sh	$13.02	+$284K	30,700
2017-06-30	Nuveen Floating Rate Income Opportunity FundP Purchase	other	PPurchase	+8,600 sh	$11.55	+$99.3K	47,400
2017-06-30	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDP Purchase	other	PPurchase	+8,847 sh	$12.80	+$113K	8,847
2017-06-21	Nuveen Energy MLP Total Return FundS Sale	Trustee	SSale	−40K sh	$11.85	−$474K	0
2017-04-21	Nuveen Energy MLP Total Return FundS Sale	Trustee	SSale	−3,730 sh	$13.35	−$49.8K	40,030
2017-02-16	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDS Sale	other	SSale	−4,900 sh	$12.04	−$59K	650
2016-12-07	NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDS Sale	Director	SSale	−20K sh	$15.00	−$300K	0
2016-12-07	Nuveen Floating Rate Income Opportunity FundP Purchase	other	PPurchase	+30K sh	$11.78	+$353K	38,800
2016-12-07	NMZNUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDS Sale	Trustee	SSale	−14.9K sh	$12.92	−$193K	0
2016-12-07	Nuveen Energy MLP Total Return FundP Purchase	Trustee	PPurchase	+11.3K sh	$13.30	+$150K	43,760
2016-12-07	JQCNuveen Credit Strategies Income FundP Purchase	other	PPurchase	+25K sh	$8.68	+$217K	25,000
2016-04-18	Nuveen Energy MLP Total Return FundP Purchase	Trustee	PPurchase	+4,860 sh	$10.24	+$49.8K	32,510
2016-04-18	NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDP Purchase	Director	PPurchase	+3,130 sh	$15.95	+$49.9K	19,980
2016-02-02	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDP Purchase	other	PPurchase	+4,900 sh	$10.22	+$50.1K	5,550
2016-02-02	Nuveen Floating Rate Income Opportunity FundP Purchase	other	PPurchase	+5,300 sh	$9.43	+$50K	8,800
2016-02-02	Nuveen Energy MLP Total Return FundP Purchase	Trustee	PPurchase	+5,800 sh	$8.63	+$50.1K	27,650
2015-12-15	Nuveen Floating Rate Income Opportunity FundS Sale	other	SSale	−42.3K sh	$9.17	−$388K	3,500
2015-12-15	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDS Sale	other	SSale	−23.6K sh	$10.19	−$241K	650
2015-12-15	NMZNUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDP Purchase	Trustee	PPurchase	+14.9K sh	$13.55	+$202K	14,900
2015-12-15	Nuveen Tax-Advantaged Dividend Growth FundS Sale	Trustee	SSale	−19.9K sh	$13.40	−$266K	0
2015-12-15	Nuveen Energy MLP Total Return FundP Purchase	Trustee	PPurchase	+21.9K sh	$9.24	+$202K	21,850
2015-05-11	NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDP Purchase	Director	PPurchase	+16.9K sh	$14.83	+$250K	16,850
2015-05-11	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDP Purchase	other	PPurchase	+23.6K sh	$12.70	+$300K	24,270
2015-05-11	Nuveen Tax-Advantaged Dividend Growth FundP Purchase	Trustee	PPurchase	+19.9K sh	$16.36	+$325K	19,850
2015-05-08	SPXXNuveen S&P 500 Dynamic Overwrite FundS Sale	other	SSale	−26.4K sh	$14.10	−$372K	5,600
2015-04-08	Nuveen Floating Rate Income Opportunity FundP Purchase	other	PPurchase	+17K sh	$11.76	+$200K	45,774
2013-09-26	Nuveen Floating Rate Income Opportunity FundP Purchase	other	PPurchase	+20.3K sh	$12.28	+$249K	20,290
2013-09-26	Nuveen Short Duration Credit Opportunities FundP Purchase	Trustee	PPurchase	+5,260 sh	$18.98	+$99.9K	5,260
2013-01-07	SPXXNuveen S&P 500 Dynamic Overwrite FundP Purchase	other	PPurchase	+21.4K sh	$13.33	+$286K	31,188
2013-01-07	SPXXNuveen S&P 500 Dynamic Overwrite FundP Purchase	other	PPurchase	+762 sh	$13.32	+$10.1K	31,950
2012-08-10	SPXXNuveen S&P 500 Dynamic Overwrite FundP Purchase	other	PPurchase	+4,150 sh	$13.20	+$54.8K	9,750
2012-08-10	NUWNuveen AMT-Free Municipal Value FundS Sale	Trustee	SSale	−3,000 sh	$18.43	−$55.3K	0
2011-12-15	Nuveen Diversified Commodity FundS Sale	Trustee	SSale	−5,695 sh	$18.94	−$108K	0
2011-12-15	Nuveen Diversified Commodity FundS Sale	Trustee	SSale	−4,110 sh	$18.94	−$77.8K	0
2011-12-15	JLSNuveen Mortgage & Income Fund/MA/S Sale	Trustee	SSale	−4,000 sh	$20.26	−$81K	0
2011-10-20	JFRNUVEEN FLOATING RATE INCOME FUNDS Sale	other	SSale	−25.3K sh	$10.27	−$260K	0

Recent filings

Accepted (ET)
Dec 194
SCHNEIDER WILLIAM J0001225208-18-016935
SEC(opens sec.gov)
Nov 284
SCHNEIDER WILLIAM J0001225208-18-015937
SEC(opens sec.gov)
Jun 54
SCHNEIDER WILLIAM J0001225208-18-010148
SEC(opens sec.gov)
Jun 14
SCHNEIDER WILLIAM J0001225208-18-010006
SEC(opens sec.gov)
Jan 254
SCHNEIDER WILLIAM J0001225208-18-001481
SEC(opens sec.gov)
Jan 244
SCHNEIDER WILLIAM J0001225208-18-001416
SEC(opens sec.gov)
Jan 244
SCHNEIDER WILLIAM J0001225208-18-001412
SEC(opens sec.gov)
Dec 194
SCHNEIDER WILLIAM J0001225208-17-018848
SEC(opens sec.gov)
Dec 194
SCHNEIDER WILLIAM J0001225208-17-018850
SEC(opens sec.gov)
Dec 194
SCHNEIDER WILLIAM J0001225208-17-018892
SEC(opens sec.gov)
Oct 54
SCHNEIDER WILLIAM J0001225208-17-016022
SEC(opens sec.gov)
Oct 54
SCHNEIDER WILLIAM J0001225208-17-016023
SEC(opens sec.gov)
Sep 204
SCHNEIDER WILLIAM J0001225208-17-015147
SEC(opens sec.gov)
Jul 104
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND0001225208-17-012457
SEC(opens sec.gov)
Jul 54
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND0001225208-17-012221
SEC(opens sec.gov)
Jul 54
Nuveen Floating Rate Income Opportunity Fund0001225208-17-012069
SEC(opens sec.gov)
Jun 234
Nuveen Energy MLP Total Return Fund0001225208-17-011558
SEC(opens sec.gov)
Apr 244
Nuveen Energy MLP Total Return Fund0001225208-17-008280
SEC(opens sec.gov)
Feb 164
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND0001225208-17-003638
SEC(opens sec.gov)

Companies

Address

5502 TALL TREES DR

DAYTON, OH, 45429