Insider · CIK 0001190418

HOFFMAN STEPHEN J

Reports to the SEC for 8 companies · SAN MATEO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001190418

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-22	TLPHTALPHERA, INC.A Award	Director	AAward	+5,100 sh	—	—	13,959
2026-06-22	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+30.7K sh	—	—	30,700
2025-10-23	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+25.6K sh	—	—	25,600
2025-10-23	TLPHTALPHERA, INC.A Award	Director	AAward	+4,267 sh	—	—	8,859
2024-06-24	TLPHTALPHERA, INC.A Award	Director	AAward	+2,174 sh	—	—	4,592
2024-06-24	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+13K sh	—	—	13,044
2023-10-10	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+3,487 sh	—	—	3,487
2023-10-10	TLPHTALPHERA, INC.A Award	Director	AAward	+581 sh	—	—	2,418
2022-07-15	TLPHTALPHERA, INC.A Award	Director	AAward	+15.5K sh	—	—	36,750
2022-07-15	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+31K sh	—	—	31,000
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncU Disposition from Tender	Director	UDisposition from Tender	−16.2K sh	$38.25	−$618K	0
2021-12-28	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2021-12-28	Dicerna Pharmaceuticals IncRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−3,333 sh	—	—	0
2021-06-17	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2021-06-17	TLPHTALPHERA, INC.A Award	Director	AAward	+10K sh	—	—	21,250
2021-06-03	Dicerna Pharmaceuticals IncM Exercise/Conversion	Director	MExercise/Conversion	+3,333 sh	—	—	29,071
2021-06-03	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2021-06-03	Dicerna Pharmaceuticals IncRestricted Stock UnitsA Award	Director	AAward	+3,333 sh	—	—	3,333
2021-06-03	Dicerna Pharmaceuticals IncRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,333 sh	—	—	0
2020-12-10	Dicerna Pharmaceuticals IncJ Other	Director	JOther	+10.1K sh	—	—	25,738
2020-08-26	Dicerna Pharmaceuticals IncJ Other	Director	JOther	+15.6K sh	—	—	15,601
2020-06-16	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2020-06-16	TLPHTALPHERA, INC.A Award	Director	AAward	+7,500 sh	—	—	11,250
2020-06-15	Dicerna Pharmaceuticals IncDirector Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2020-06-15	Dicerna Pharmaceuticals IncRestricted Stock UnitsA Award	Director	AAward	+3,333 sh	—	—	3,333
2019-06-25	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2019-06-25	TLPHTALPHERA, INC.A Award	Director	AAward	+3,750 sh	—	—	3,750
2019-06-20	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2019-05-14	WHWKWhitehawk Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+709K sh	—	—	709,050
2019-02-15	WHWKWhitehawk Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+365K sh	—	—	365,000
2018-11-12	WHWKWhitehawk Therapeutics, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+30K sh	$2.01	+$60.3K	31,967
2018-11-09	WHWKWhitehawk Therapeutics, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+1,967 sh	$1.95	+$3,835.65	1,967
2018-06-21	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2018-06-14	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2018-04-23	WHWKWhitehawk Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+300K sh	—	—	300,000
2017-12-14	WHWKWhitehawk Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+586K sh	$5.50	+$3.22M	0
2017-07-18	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2017-06-15	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2016-06-21	TLPHTALPHERA, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2016-06-14	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2016-06-07	GENOCEA BIOSCIENCES, INC.Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2015-06-25	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000

Recent filings

Accepted (ET)
Jun 244
HOFFMAN STEPHEN J0001190418-26-000002
SEC(opens sec.gov)
Oct 244
HOFFMAN STEPHEN J0001190418-25-000005
SEC(opens sec.gov)
Jun 244
HOFFMAN STEPHEN J0001415889-24-018075
SEC(opens sec.gov)
Dec 134
HOFFMAN STEPHEN J0001209191-23-058489
SEC(opens sec.gov)
Jul 154
HOFFMAN STEPHEN J0001209191-22-042307
SEC(opens sec.gov)
Dec 294
HOFFMAN STEPHEN J0001399529-21-000201
SEC(opens sec.gov)

Companies

Address

C/O TALPHERA, INC. 1850 GATEWAY DRIVE, SUITE 175

SAN MATEO, CA, 94404