Insider · CIK 0001190800

RAINES JAMES M

Reports to the SEC for 3 companies · OVERLAND PARK, KS

sec.gov

Transactions

Companies

Filings

CIK

0001190800

Forms 4 and 5

Insider transactions

44 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-02-15	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−1,000 sh	$17.75	−$17.8K	23,492
2019-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+2,308 sh	—	—	24,492
2018-09-11	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−2,642 sh	$20.53	−$54.2K	22,184
2018-06-12	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−2,640 sh	$19.93	−$52.6K	24,826
2018-05-04	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−964 sh	$18.38	−$17.7K	27,466
2018-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+5,734 sh	—	—	28,430
2017-01-03	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+6,254 sh	—	—	22,696
2016-01-04	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+4,421 sh	—	—	16,442
2015-08-03	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−3,000 sh	$44.96	−$135K	12,021
2015-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+2,529 sh	—	—	15,021
2014-02-06	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−4,143 sh	$67.73	−$281K	12,492
2014-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+1,931 sh	—	—	16,635
2013-01-31	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−4,953 sh	$39.28	−$195K	14,704
2013-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+3,459 sh	—	—	19,657
2012-02-10	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−4,541 sh	$30.10	−$137K	16,198
2012-01-03	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+4,946 sh	—	—	20,739
2012-01-02	WADDELL & REED FINANCIAL INCJ Other	Director	JOther	−750 sh	—	—	15,793
2011-05-04	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−1,916 sh	$39.33	−$75.4K	16,543
2011-02-02	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−3,791 sh	$37.14	−$141K	18,459
2011-01-03	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+3,487 sh	—	—	23,583
2011-01-03	WADDELL & REED FINANCIAL INCJ Other	Director	JOther	−1,333 sh	—	—	22,250
2010-02-24	CCOClear Channel Outdoor Holdings, Inc. · Stock option (buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2010-01-04	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+3,997 sh	—	—	22,013
2010-01-04	WADDELL & REED FINANCIAL INCJ Other	Director	JOther	−1,917 sh	—	—	20,096
2009-05-01	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−10.7K sh	$22.07	−$237K	18,016
2009-02-06	CCOClear Channel Outdoor Holdings, Inc. · Stock option (buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2009-01-03	WADDELL & REED FINANCIAL INCJ Other	Director	JOther	−1,750 sh	—	—	28,745
2009-01-03	WADDELL & REED FINANCIAL INCJ Other	Director	JOther	−2,333 sh	—	—	28,162
2009-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+7,374 sh	—	—	30,495
2008-07-14	CCOClear Channel Outdoor Holdings, Inc.J Other	Director	JOther	−4,126 sh	—	—	2,124
2008-05-16	CCOClear Channel Outdoor Holdings, Inc. · Stock Option (buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2008-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+4,500 sh	—	—	31,129
2006-01-03	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+3,500 sh	—	—	23,129
2005-01-03	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+3,500 sh	—	—	19,629
2004-02-09	WADDELL & REED FINANCIAL INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$15.13	+$75.6K	21,016
2004-02-09	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−5,000 sh	$26.00	−$130K	16,016
2004-02-09	WADDELL & REED FINANCIAL INCNQSO (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2004-01-02	WADDELL & REED FINANCIAL INCA Award	Director	AAward	+1,833 sh	—	—	16,016
2003-11-21	WADDELL & REED FINANCIAL INCM Exercise/Conversion	Director	MExercise/Conversion	+3,538 sh	$13.50	+$47.8K	17,721
2003-11-21	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−3,538 sh	$21.60	−$76.4K	14,183
2003-11-21	WADDELL & REED FINANCIAL INCNQSO (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,538 sh	—	—	9,230
2003-11-14	WADDELL & REED FINANCIAL INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$13.50	+$27K	16,183
2003-11-14	WADDELL & REED FINANCIAL INCS Sale	Director	SSale	−2,000 sh	$22.26	−$44.5K	14,183
2003-11-14	WADDELL & REED FINANCIAL INCNQSO (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	$13.50	−$27K	3,538

Recent filings

Accepted (ET)
Feb 194
RAINES JAMES M0001052100-19-000024
SEC(opens sec.gov)
Jan 34
RAINES JAMES M0001052100-19-000016
SEC(opens sec.gov)
Sep 134
RAINES JAMES M0001190800-18-000009
SEC(opens sec.gov)
Jun 134
RAINES JAMES M0001190800-18-000007
SEC(opens sec.gov)
May 74
RAINES JAMES M0001190800-18-000004
SEC(opens sec.gov)
Jan 34
RAINES JAMES M0001190800-18-000002
SEC(opens sec.gov)
Jan 44
WADDELL & REED FINANCIAL INC0001190800-17-000002
SEC(opens sec.gov)
Jan 54
WADDELL & REED FINANCIAL INC0001190800-16-000006
SEC(opens sec.gov)
Aug 44
WADDELL & REED FINANCIAL INC0001190800-15-000004
SEC(opens sec.gov)
Jan 54
WADDELL & REED FINANCIAL INC0001190800-15-000002
SEC(opens sec.gov)
Feb 74
WADDELL & REED FINANCIAL INC0001190800-14-000004
SEC(opens sec.gov)
Jan 64
WADDELL & REED FINANCIAL INC0001190800-14-000002
SEC(opens sec.gov)
Jan 314
WADDELL & REED FINANCIAL INC0001190800-13-000004
SEC(opens sec.gov)
Jan 44
WADDELL & REED FINANCIAL INC0001190800-13-000002
SEC(opens sec.gov)
Feb 144
WADDELL & REED FINANCIAL INC0001190800-12-000004
SEC(opens sec.gov)
Jan 44
WADDELL & REED FINANCIAL INC0001190800-12-000002
SEC(opens sec.gov)
May 64
WADDELL & REED FINANCIAL INC0001190800-11-000006
SEC(opens sec.gov)
Feb 44
WADDELL & REED FINANCIAL INC0001190800-11-000004
SEC(opens sec.gov)
Jan 44
WADDELL & REED FINANCIAL INC0001190800-11-000002
SEC(opens sec.gov)

Companies

Address

6300 LAMAR AVE

OVERLAND PARK, KS, 66202