Insider · CIK 0001191807

COLE JAMES A

Reports to the SEC for 2 companies · THOUSAND OAKS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001191807

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-02-25	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (Right to buy)A Award	Director	AAward	+5,500 sh	—	—	5,500
2015-02-25	GRESHAM WORLDWIDE, INC.A Award	Director	AAward	+36K sh	—	—	174,594
2014-08-15	GRESHAM WORLDWIDE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$1.95	+$19.5K	148,594
2014-08-15	GRESHAM WORLDWIDE, INC.S Sale	Director	SSale	−10K sh	$2.10	−$21K	138,594
2014-08-15	GRESHAM WORLDWIDE, INC.Employee stock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	48,500
2014-07-01	GRESHAM WORLDWIDE, INC.A Award	Director	AAward	+27K sh	—	—	124,594
2014-07-01	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (Right to buy)A Award	Director	AAward	+5,500 sh	—	—	53,500
2013-04-24	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (Right to buy)A Award	Director	AAward	+18K sh	—	—	18,000
2013-04-24	GRESHAM WORLDWIDE, INC.Restricted Share Award AgreementA Award	Director	AAward	+13K sh	—	—	13,000
2011-12-15	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2011-08-23	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+15K sh	—	—	98,594
2011-08-23	GRESHAM WORLDWIDE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$1.42	+$21.3K	98,594
2010-06-03	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2009-08-18	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2006-01-01	VITESSE SEMICONDUCTOR CORPNon-qualified Stock Option (right to buy)A Award	Director	AAward	+40K sh	$1.92	+$76.8K	40,000
2005-02-03	GRESHAM WORLDWIDE, INC.P Purchase	Director	PPurchase	+1,000 sh	$2.50	+$2,500	33,594
2005-02-02	GRESHAM WORLDWIDE, INC.P Purchase	Director	PPurchase	+10K sh	$2.39	+$23.9K	33,594
2005-01-01	VITESSE SEMICONDUCTOR CORPNon-qualified Stock Option (Right to Buy)A Award	Director	AAward	+40K sh	$3.53	+$141K	40,000
2004-04-26	VITESSE SEMICONDUCTOR CORPP Purchase	Director	PPurchase	+10K sh	$4.99	+$49.9K	126,720
2004-01-01	VITESSE SEMICONDUCTOR CORPNon-qualified Stock OptionA Award	Director	AAward	+40K sh	—	—	40,000

Recent filings

Accepted (ET)
Mar 24
GIGA TRONICS INC0001437749-15-003801
SEC(opens sec.gov)
Aug 184
GIGA TRONICS INC0001437749-14-015729
SEC(opens sec.gov)
Jul 74
GIGA TRONICS INC0001437749-14-012493
SEC(opens sec.gov)
May 24
COLE JAMES A0001437749-13-005201
SEC(opens sec.gov)
Dec 194
COLE JAMES A0001437749-11-009618
SEC(opens sec.gov)
Aug 254
COLE JAMES A0001437749-11-006361
SEC(opens sec.gov)
Jun 44
COLE JAMES A0001191807-10-000002
SEC(opens sec.gov)
Aug 194
COLE JAMES A0001191807-09-000002
SEC(opens sec.gov)
Jan 34
COLE JAMES A0001181431-06-000295
SEC(opens sec.gov)
Feb 44
COLE JAMES A0001191807-05-000003
SEC(opens sec.gov)
Jan 44
COLE JAMES A0001181431-05-000571
SEC(opens sec.gov)
Apr 264
COLE JAMES A0001181431-04-022320
SEC(opens sec.gov)
Jan 54
COLE JAMES A0001181431-04-000520
SEC(opens sec.gov)

Companies

Address

PO BOX 7688

THOUSAND OAKS, CA, 91359