Insider · CIK 0001192858

Chavez Christopher G.

Reports to the SEC for 6 companies · SANTA ANA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001192858

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-09-21	Nuvectra CorpM Exercise/Conversion	Director	MExercise/Conversion	+968 sh	$1.53	+$1,481.04	1,937
2019-09-21	Nuvectra CorpRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−968 sh	—	—	1,936
2019-06-21	Nuvectra CorpRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−969 sh	—	—	2,904
2019-06-21	Nuvectra CorpM Exercise/Conversion	Director	MExercise/Conversion	+969 sh	$3.60	+$3,488.4	969
2019-03-21	Nuvectra CorpRestricted Stock UnitA Award	Director	AAward	+3,873 sh	—	—	3,873
2019-03-21	Nuvectra CorpStock Option (right to buy)A Award	Director	AAward	+6,455 sh	—	—	28,776
2019-02-01	Nuvectra CorpStock Option (right to buy)A Award	Director	AAward	+22.3K sh	—	—	22,321
2018-05-29	ENDOLOGIX INC /DE/S Sale	Director	SSale	−8 sh	$5.64	−$45.12	378,354
2018-05-29	ENDOLOGIX INC /DE/S Sale	Director	SSale	−8 sh	$5.70	−$45.6	378,346
2017-05-31	ENDOLOGIX INC /DE/A Award	Director	AAward	+22.8K sh	—	—	378,362
2016-04-25	ENDOLOGIX INC /DE/J Other	Director	JOther	+329K sh	—	—	355,540
2016-02-29	ENDOLOGIX INC /DE/J Other	Director	JOther	+65.6K sh	—	—	65,640
2016-02-29	ENDOLOGIX INC /DE/J Other	Director	JOther	+65.6K sh	—	—	65,640
2016-02-29	ENDOLOGIX INC /DE/J Other	Director	JOther	+65.6K sh	—	—	65,640
2016-02-29	ENDOLOGIX INC /DE/J Other	Director	JOther	+65.6K sh	—	—	65,640
2016-02-29	ENDOLOGIX INC /DE/J Other	Director	JOther	+285K sh	—	—	312,234
2016-02-03	TriVascular Technologies, Inc.Stock Options (Right to buy)M Exercise/Conversion	Director, President, CEO and Chairman	MExercise/Conversion	−29.7K sh	—	—	0
2016-02-03	TriVascular Technologies, Inc.M Exercise/Conversion	Director, President, CEO and Chairman	MExercise/Conversion	+83.6K sh	—	—	743,555
2016-02-03	TriVascular Technologies, Inc.D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−8,441 sh	—	—	659,952
2016-02-03	TriVascular Technologies, Inc.F Tax Payment	Director, President, CEO and Chairman	FTax Payment	−21.3K sh	$5.62	−$120K	668,393
2016-02-03	TriVascular Technologies, Inc.Restricted Stock Units (RSU)M Exercise/Conversion	Director, President, CEO and Chairman	MExercise/Conversion	−83.6K sh	—	—	0
2016-02-03	TriVascular Technologies, Inc.M Exercise/Conversion	Director, President, CEO and Chairman	MExercise/Conversion	+29.7K sh	$3.25	+$96.6K	689,672
2016-02-03	TriVascular Technologies, Inc.F Tax Payment	Director, President, CEO and Chairman	FTax Payment	−23.4K sh	$5.62	−$132K	720,120
2016-02-03	ENDOLOGIX INC /DE/A Award	Director	AAward	+27K sh	—	—	26,954
2016-02-03	TriVascular Technologies, Inc.D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−660K sh	—	—	0
2016-02-03	TriVascular Technologies, Inc.D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−60.2K sh	—	—	659,952
2015-03-02	TriVascular Technologies, Inc.Restricted Stock Units (RSU)A Award	Director, President, CEO and Chairman	AAward	+38.5K sh	—	—	38,503
2015-03-02	TriVascular Technologies, Inc.Stock Option (right to buy)A Award	Director, President, CEO and Chairman	AAward	+85.1K sh	—	—	85,100
2015-03-02	TriVascular Technologies, Inc.Restricted Stock Units (RSU)A Award	Director, President, CEO and Chairman	AAward	+45.1K sh	—	—	45,100
2014-02-26	TriVascular Technologies, Inc.Stock Option (right to buy)A Award	Director, President, CEO and Chairman	AAward	+29.7K sh	—	—	29,720
2013-11-30	TriVascular Technologies, Inc.Stock Option (right to buy)A Award	Director, President, CEO and Chairman	AAward	+169K sh	—	—	168,865
2010-12-14	ST JUDE MEDICAL, LLCRestricted Stock UnitsA Award	President, ANS Division	AAward	+7,000 sh	—	—	7,000
2010-12-14	ST JUDE MEDICAL, LLCStock Option (Right to Buy)A Award	President, ANS Division	AAward	+40K sh	—	—	40,000
2009-12-14	ST JUDE MEDICAL, LLCStock Option (Right to Buy)A Award	President, ANS Division	AAward	+60K sh	—	—	60,000
2009-05-01	ST JUDE MEDICAL, LLCP Purchase	President, ANS Division	PPurchase	+15K sh	$33.17	+$498K	16,224
2009-02-26	ABBOTT MEDICAL OPTICS INCD Disposition to Issuer	Director	DDisposition to Issuer	−3,650 sh	$22.00	−$80.3K	0
2009-02-26	ABBOTT MEDICAL OPTICS INCD Disposition to Issuer	Director	DDisposition to Issuer	−6,740 sh	$22.00	−$148K	0
2009-02-26	ABBOTT MEDICAL OPTICS INCD Disposition to Issuer	Director	DDisposition to Issuer	−2,079 sh	$22.00	−$45.7K	0
2009-02-25	ABBOTT MEDICAL OPTICS INCA Award	Director	AAward	+6,740 sh	—	—	6,740
2009-02-25	ABBOTT MEDICAL OPTICS INCA Award	Director	AAward	+2,079 sh	—	—	2,079
2009-02-25	ABBOTT MEDICAL OPTICS INCU Disposition from Tender	Director	UDisposition from Tender	−13K sh	$22.00	−$287K	0
2009-02-25	ABBOTT MEDICAL OPTICS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	0
2009-02-25	ABBOTT MEDICAL OPTICS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,500 sh	—	—	0
2009-02-25	ABBOTT MEDICAL OPTICS INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−9,500 sh	—	—	0
2009-02-25	ABBOTT MEDICAL OPTICS INCA Award	Director	AAward	+3,650 sh	—	—	3,650
2008-05-29	ABBOTT MEDICAL OPTICS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,166 sh	—	—	13,027
2008-05-29	ABBOTT MEDICAL OPTICS INCRestricted Stock UnitsA Award	Director	AAward	+2,079 sh	—	—	2,079
2008-05-29	ABBOTT MEDICAL OPTICS INCRestricted Stock UnitsA Award	Director	AAward	+6,740 sh	—	—	6,740
2008-05-29	ABBOTT MEDICAL OPTICS INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,166 sh	—	—	0
2005-05-26	ABBOTT MEDICAL OPTICS INCA Award	Director	AAward	+780 sh	—	—	3,402

Recent filings

Accepted (ET)
Sep 234
Chavez Christopher G.0001437749-19-018894
SEC(opens sec.gov)
Jun 214
Chavez Christopher G.0001437749-19-012450
SEC(opens sec.gov)
Mar 254
Chavez Christopher G.0001437749-19-005607
SEC(opens sec.gov)
Feb 114
Chavez Christopher G.0001437749-19-002238
SEC(opens sec.gov)
May 304
Chavez Christopher G.0001013606-18-000084
SEC(opens sec.gov)
Jun 24
ENDOLOGIX INC /DE/0001013606-17-000082
SEC(opens sec.gov)
Apr 254/A
ENDOLOGIX INC /DE/0001013606-16-000221
SEC(opens sec.gov)
Mar 24
ENDOLOGIX INC /DE/0001013606-16-000212
SEC(opens sec.gov)
Feb 54
ENDOLOGIX INC /DE/0001013606-16-000178
SEC(opens sec.gov)
Feb 44
TriVascular Technologies, Inc.0001562180-16-001511
SEC(opens sec.gov)

Companies

Address

C/O ABBOTT MEDICAL OPTICS INC. 1700 E. ST. ANDREW PLACE

SANTA ANA, CA, 92705