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Insider · CIK 0001192888

CARROLL WALLACE E JR

Reports to the SEC for 1 company · BRIDGETON, MO

Transactions

12

Companies

1

Filings

10

CIK

0001192888

Forms 4 and 5

Insider transactions

12 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-05-23	KII Liquidating Inc.Stock Appreciation RightA Award	Director, 10% Owner	AAward	+2,000 sh	$0.94	+$1,880	2,000
2012-05-24	KII Liquidating Inc.Stock Appreciation RightA Award	Director, 10% Owner	AAward	+2,000 sh	$0.53	+$1,060	2,000
2011-05-25	KII Liquidating Inc.Stock Appreciation RightA Award	Director, 10% Owner	AAward	+2,000 sh	$0.20	+$400	12,000
2010-06-09	KII Liquidating Inc.Stock Appreciation RightA Award	Director, 10% Owner	AAward	+2,000 sh	$1.75	+$3,500	10,000
2008-06-26	KII Liquidating Inc.Stock Appreciation RightA Award	Director, 10% Owner	AAward	+2,000 sh	$1.15	+$2,300	6,000
2007-05-31	KII Liquidating Inc.Stock Appreciation RightA Award	Director, 10% Owner	AAward	+2,000 sh	$1.10	+$2,200	4,000
2005-05-26	KII Liquidating Inc.Options to purchase Common StockA Award	Director, 10% Owner	AAward	+2,000 sh	$3.69	+$7,380	29,000
2005-05-26	KII Liquidating Inc.A Award	Director, 10% Owner	AAward	+2,000 sh	$3.69	+$7,380	171,839
2005-01-12	KII Liquidating Inc.S Sale	Director, 10% Owner	SSale	−12.4K sh	—	—	169,839
2004-05-27	KII Liquidating Inc.Options to purchase common stockA Award	Director, 10% Owner	AAward	+2,000 sh	$5.91	+$11.8K	27,000
2004-05-27	KII Liquidating Inc.A Award	Director, 10% Owner	AAward	+500 sh	$5.91	+$2,955	182,239
2002-11-25	KII Liquidating Inc.Stock OptionsD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−7,000 sh	—	—	—

Recent filings

10

Accepted (ET)
May 294
CARROLL WALLACE E JR0001140361-13-023087
SEC(opens sec.gov)
May 314
CARROLL WALLACE E JR0001140361-12-027934
SEC(opens sec.gov)
May 264
CARROLL WALLACE E JR0001140361-11-030049
SEC(opens sec.gov)
Jun 104
CARROLL WALLACE E JR0001140361-10-025151
SEC(opens sec.gov)
Jun 274
KATY INDUSTRIES INC0001140361-08-015850
SEC(opens sec.gov)
Oct 164
CARROLL WALLACE E JR0001140361-07-019800
SEC(opens sec.gov)
May 314
CARROLL WALLACE E JR0001140361-05-004146
SEC(opens sec.gov)
Jan 274
CARROLL WALLACE E JR0001140361-05-000697
SEC(opens sec.gov)
May 284
KATY INDUSTRIES INC0001140361-04-003353
SEC(opens sec.gov)
Nov 274
KATY INDUSTRIES INC0001140361-02-000769
SEC(opens sec.gov)

Companies

1

KII Liquidating Inc.Director, 10% Owner

Address

305 ROCK INDUSTRIAL PARK DRIVE

BRIDGETON, MO, 63044