Insider · CIK 0001193478

BAIN HOWARD A III

Reports to the SEC for 5 companies · MILPITAS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001193478

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-14	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	—	—	0
2014-03-14	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,780 sh	—	—	0
2014-03-14	ONTOONTO INNOVATION INC.S Sale	Director	SSale	−4,280 sh	$18.26	−$78.2K	24,578
2014-03-14	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$6.65	+$16.6K	27,078
2014-03-14	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+1,780 sh	$7.28	+$13K	28,858
2013-11-20	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$2.71	+$6,775	27,078
2013-11-20	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	—	—	0
2013-11-20	ONTOONTO INNOVATION INC.S Sale	Director	SSale	−2,500 sh	$17.63	−$44.1K	24,578
2013-11-04	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+1,757 sh	$7.28	+$12.8K	26,335
2013-11-04	ONTOONTO INNOVATION INC.S Sale	Director	SSale	−1,757 sh	$18.00	−$31.6K	24,578
2013-11-04	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,757 sh	—	—	1,780
2013-11-01	ONTOONTO INNOVATION INC.S Sale	Director	SSale	−3,130 sh	$18.00	−$56.3K	24,578
2013-11-01	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,130 sh	—	—	3,537
2013-11-01	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+3,130 sh	$7.28	+$22.8K	27,708
2013-10-02	Violin Memory IncA Award	Director	AAward	+225K sh	—	—	225,000
2013-07-02	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	—	—	0
2013-07-02	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$1.20	+$3,000	24,578
2013-06-10	LEARNING TREE INTERNATIONAL, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−19.3K sh	—	—	13,789
2013-05-24	ONTOONTO INNOVATION INC.A Award	Director	AAward	+6,930 sh	—	—	22,078
2012-12-04	LEARNING TREE INTERNATIONAL, INC.A Award	Director	AAward	+10.9K sh	—	—	38,130
2012-05-24	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	−3,655 sh	—	—	3,655
2012-05-24	ONTOONTO INNOVATION INC.A Award	Director	AAward	+2,111 sh	—	—	15,148
2012-02-14	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+834 sh	$2.11	+$1,759.74	16,037
2012-02-14	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,166 sh	$1.13	+$2,447.58	15,203
2012-02-14	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−834 sh	—	—	0
2012-02-14	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,166 sh	—	—	0
2012-02-14	ONTOONTO INNOVATION INC.S Sale	Director	SSale	−3,000 sh	$19.50	−$58.5K	13,037
2011-12-07	LEARNING TREE INTERNATIONAL, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,843 sh	—	—	3,687
2011-12-07	LEARNING TREE INTERNATIONAL, INC.M Exercise/Conversion	Director	MExercise/Conversion	+1,843 sh	—	—	7,080
2011-11-02	LEARNING TREE INTERNATIONAL, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,585 sh	—	—	1,584
2011-11-02	LEARNING TREE INTERNATIONAL, INC.M Exercise/Conversion	Director	MExercise/Conversion	+1,585 sh	—	—	5,237
2011-07-27	CYBERDEFENDER CORP9% Subordinated Convertible NoteP Purchase	Director	PPurchase	+50K sh	$50000.00	+$2.5B	50,000
2011-06-09	CYBERDEFENDER CORPOption to Purchase Common StockA Award	Director	AAward	+10K sh	$1.81	+$18.1K	20,000
2011-05-26	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+3,333 sh	—	—	3,333
2011-05-26	ONTOONTO INNOVATION INC.A Award	Director	AAward	+1,985 sh	—	—	13,037
2011-04-15	CYBERDEFENDER CORPP Purchase	Director	PPurchase	+5,000 sh	$1.75	+$8,750	25,000
2011-02-18	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−833 sh	—	—	1,667
2011-02-18	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,038 sh	—	—	0
2011-02-18	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10.3K sh	—	—	6,667
2011-02-18	ONTOONTO INNOVATION INC.S Sale	Director	SSale	−13.2K sh	$19.40	−$256K	11,052
2011-02-18	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+833 sh	$11.63	+$9,687.79	24,256
2011-02-18	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,038 sh	$11.17	+$22.8K	23,423
2011-02-18	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+10.3K sh	$7.28	+$75.2K	21,385
2010-12-15	LEARNING TREE INTERNATIONAL, INC.S Sale	Director	SSale	−794 sh	$10.06	−$7,990.022	3,652
2010-12-07	LEARNING TREE INTERNATIONAL, INC.Restricted Stock UnitsA Award	Director	AAward	+5,530 sh	—	—	5,530
2010-12-01	ONTOONTO INNOVATION INC.S Sale	Director	SSale	−2,500 sh	$12.00	−$30K	11,052
2010-12-01	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−833 sh	—	—	834
2010-12-01	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+167 sh	$1.50	+$250.5	11,219
2010-12-01	ONTOONTO INNOVATION INC.M Exercise/Conversion	Director	MExercise/Conversion	+833 sh	$1.88	+$1,566.04	12,052
2010-12-01	ONTOONTO INNOVATION INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,500 sh	—	—	17,000

Recent filings

Accepted (ET)
Mar 174
NANOMETRICS INC0001209191-14-020972
SEC(opens sec.gov)
Nov 214
NANOMETRICS INC0001209191-13-053553
SEC(opens sec.gov)
Nov 54
NANOMETRICS INC0001209191-13-050877
SEC(opens sec.gov)
Oct 44
Violin Memory Inc0001181431-13-052670
SEC(opens sec.gov)
Jul 34
NANOMETRICS INC0001209191-13-035729
SEC(opens sec.gov)
Jun 114
LEARNING TREE INTERNATIONAL INC0001437749-13-007463
SEC(opens sec.gov)
May 294
BAIN HOWARD A III0001209191-13-029280
SEC(opens sec.gov)
Dec 64
BAIN HOWARD A III0001181431-12-062961
SEC(opens sec.gov)

Companies

Address

C/O NANOMETRICS, INC. 1550 BUCKEYE DRIVE

MILPITAS, CA, 95035