Insider · CIK 0001193534

PERNICE THOMAS J

Reports to the SEC for 4 companies · MALIBU, CA

sec.gov

Transactions

Companies

Filings

CIK

0001193534

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-11	TPETTrio Petroleum CorpS Sale	Director	SSale	−25K sh	—	—	100,000
2026-05-07	TPETTrio Petroleum CorpS Sale	Director	SSale	−25K sh	—	—	125,000
2026-04-14	TPETTrio Petroleum CorpS Sale	Director	SSale	−25K sh	—	—	150,000
2026-03-12	TPETTrio Petroleum CorpS Sale	Director	SSale	−25K sh	—	—	175,000
2026-02-12	TPETTrio Petroleum CorpS Sale	Director	SSale	−25K sh	—	—	217,750
2026-01-08	TPETTrio Petroleum CorpS Sale	Director	SSale	−25K sh	—	—	242,750
2025-10-01	TPETTrio Petroleum CorpS Sale	Director	SSale	−17.8K sh	—	—	200,000
2025-08-01	TPETTrio Petroleum CorpA Award	Director	AAward	+250K sh	—	—	267,750
2025-01-15	TPETTrio Petroleum CorpS Sale	Director	SSale	−1,250 sh	$1.73	−$2,162.5	17,750
2024-12-09	TPETTrio Petroleum CorpS Sale	Director	SSale	−2,750 sh	$1.08	−$2,981.275	19,000
2024-12-04	TPETTrio Petroleum CorpA Award	Director	AAward	+12.5K sh	—	—	21,750
2024-10-17	TPETTrio Petroleum CorpS Sale	Director	SSale	−25K sh	$0.15	−$3,837.5	195,000
2024-07-01	TPETTrio Petroleum CorpS Sale	Director	SSale	−10K sh	$0.31	−$3,110	210,000
2024-06-03	TPETTrio Petroleum CorpS Sale	Director	SSale	−10K sh	$0.23	−$2,270	220,000
2024-05-01	TPETTrio Petroleum CorpS Sale	Director	SSale	−10K sh	$0.33	−$3,302	230,000
2023-09-01	TPETTrio Petroleum CorpA Award	Director	AAward	+100K sh	—	—	240,000
2007-11-21	ADVANCED BIOTHERAPY INCStock OptionA Award	Director, Secretary and Treasurer	AAward	+2M sh	—	—	2,000,000
2005-01-03	ADVANCED BIOTHERAPY INCStock OptionJ Other	Director, Secretary and Treasurer	JOther	+25K sh	—	—	85,000
2004-09-16	UNIVERSAL GUARDIAN HOLDINGS INCM Exercise/Conversion	Former Director	MExercise/Conversion	+150K sh	$0.10	+$15K	262,200
2004-09-16	UNIVERSAL GUARDIAN HOLDINGS INCCommon StockM Exercise/Conversion	Former Director	MExercise/Conversion	−150K sh	$0.10	−$15K	0
2004-09-10	UNIVERSAL GUARDIAN HOLDINGS INCS Sale	Former Director	SSale	−25K sh	$0.58	−$14.5K	193,700
2004-09-09	UNIVERSAL GUARDIAN HOLDINGS INCS Sale	Former Director	SSale	−40K sh	$0.57	−$22.7K	218,700
2004-09-08	UNIVERSAL GUARDIAN HOLDINGS INCS Sale	Former Director	SSale	−22.5K sh	$0.55	−$12.5K	258,700

Recent filings

Accepted (ET)
Jun 124
PERNICE THOMAS J0001493152-26-028394
SEC(opens sec.gov)
May 84
PERNICE THOMAS J0001493152-26-021985
SEC(opens sec.gov)
Apr 154
PERNICE THOMAS J0001493152-26-016793
SEC(opens sec.gov)
Mar 134
PERNICE THOMAS J0001493152-26-009984
SEC(opens sec.gov)
Feb 134
PERNICE THOMAS J0001493152-26-006705
SEC(opens sec.gov)
Jan 134
PERNICE THOMAS J0001493152-26-002069
SEC(opens sec.gov)
Aug 124
PERNICE THOMAS J0001493152-25-011846
SEC(opens sec.gov)
Jan 164
PERNICE THOMAS J0001493152-25-002552
SEC(opens sec.gov)
Dec 124
PERNICE THOMAS J0001493152-24-049841
SEC(opens sec.gov)
Dec 44
PERNICE THOMAS J0001493152-24-048723
SEC(opens sec.gov)
Oct 214
PERNICE THOMAS J0001493152-24-041853
SEC(opens sec.gov)
Jul 24
PERNICE THOMAS J0001493152-24-026010
SEC(opens sec.gov)
Jun 54
PERNICE THOMAS J0001493152-24-022725
SEC(opens sec.gov)
May 34
PERNICE THOMAS J0001493152-24-017720
SEC(opens sec.gov)
Sep 64
PERNICE THOMAS J0001493152-23-031820
SEC(opens sec.gov)
Dec 44
ADVANCED BIOTHERAPY INC0001193534-07-000001
SEC(opens sec.gov)
Feb 164
ADVANCED BIOTHERAPY INC0001193534-05-000002
SEC(opens sec.gov)
Jan 124/A
PERNICE THOMAS J0001193534-05-000001
SEC(opens sec.gov)

Companies

Address

23823 MALIBU ROAD, SUITE 304

MALIBU, CA, 90265