Insider · CIK 0001194269

KAUFFMAN ROBERT R

Reports to the SEC for 2 companies · PHOENIX, AZ

sec.gov

Transactions

Companies

Filings

CIK

0001194269

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-07-24	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.45	+$4,500	635,159
2013-07-22	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.45	+$4,500	625,159
2012-11-19	CATXPerspective Therapeutics, Inc.P Purchase	Director	PPurchase	+25K sh	$0.38	+$9,500	113,802
2012-10-10	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+20K sh	$0.60	+$12K	615,159
2012-06-25	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+20K sh	$0.62	+$12.4K	595,159
2012-05-18	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+30K sh	$0.63	+$18.9K	575,159
2012-05-08	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.66	+$6,600	545,159
2012-05-02	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.70	+$7,000	535,159
2012-04-11	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsH Expiration (Short)	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	HExpiration (Short)	−165K sh	$1.50	−$247K	12,500
2012-04-11	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+250K sh	$0.75	+$188K	262,500
2012-03-23	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.72	+$7,200	525,159
2012-03-21	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+30K sh	$0.70	+$21K	515,159
2012-02-29	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+20K sh	$0.70	+$14K	485,159
2012-02-22	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.67	+$6,700	465,159
2012-02-12	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.67	+$6,700	465,159
2012-01-31	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+10K sh	$0.63	+$6,300	455,159
2011-09-22	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$0.70	+$70K	445,159
2011-07-08	ALANCO TECHNOLOGIES INCA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+112K sh	$0.98	+$110K	345,159
2011-06-24	CATXPerspective Therapeutics, Inc. · Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−25K sh	—	—	0
2011-06-24	CATXPerspective Therapeutics, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$0.99	+$24.8K	88,802
2011-06-07	CATXPerspective Therapeutics, Inc. · Stock OptionsA Award	Director	AAward	+25K sh	—	—	25,000
2010-06-29	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$0.22	+$22K	1,863,312
2010-01-27	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+55K sh	$0.30	+$16.5K	1,798,312
2010-01-27	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+20K sh	$0.30	+$6,000	1,763,312
2009-10-20	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+15K sh	$4.50	+$67.5K	15,000
2009-10-20	ALANCO TECHNOLOGIES INCS Sale	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	SSale	−100K sh	$0.52	−$52K	1,743,312
2009-09-08	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsJ Other	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	JOther	−64K sh	$0.50	−$32K	0
2009-07-13	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+200K sh	$0.50	+$100K	200,000
2009-03-06	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+50K sh	$0.23	+$11.5K	1,843,312
2008-01-20	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockJ Other	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	JOther	+51.5K sh	$1.50	+$77.2K	1,014,634
2008-01-18	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$1.50	+$150K	963,146
2008-01-18	ALANCO TECHNOLOGIES INCClass A Common Stock WarrantA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+100K sh	—	—	100,000
2007-10-03	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	0 sh	—	—	1,248,576
2007-10-02	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+20K sh	$1.70	+$34K	1,268,576
2007-06-01	CATXPerspective Therapeutics, Inc. · Stock Options (right to buy)A Award	Director	AAward	+50K sh	—	—	200,000
2007-04-23	ALANCO TECHNOLOGIES INCS Sale	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	SSale	−200K sh	$3.53	−$706K	1,190,271
2007-04-23	ALANCO TECHNOLOGIES INCM Exercise/Conversion	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	MExercise/Conversion	+200K sh	$1.07	+$214K	1,390,271
2007-04-23	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsM Exercise/Conversion	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	MExercise/Conversion	−200K sh	$1.07	−$214K	192,000
2006-07-14	ALANCO TECHNOLOGIES INCClass A Common Stock WarrantA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+180K sh	—	—	180,000
2006-07-14	ALANCO TECHNOLOGIES INCSeries A Convertible Preferred StockP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+60K sh	$1.71	+$103K	729,051
2006-06-30	ALANCO TECHNOLOGIES INCClass A Common Stock OptionsA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+500K sh	$0.73	+$365K	500,000
2006-06-19	ALANCO TECHNOLOGIES INCG Gift	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	GGift	−75K sh	—	—	507,000
2005-12-31	ALANCO TECHNOLOGIES INCG Gift	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	GGift	−60K sh	—	—	582,000
2005-10-18	ALANCO TECHNOLOGIES INCP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+30K sh	$0.63	+$18.9K	502,000
2005-06-29	ALANCO TECHNOLOGIES INCM Exercise/Conversion	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	MExercise/Conversion	+5,000 sh	$1.00	+$5,000	392,000
2005-06-29	ALANCO TECHNOLOGIES INCClass A Common Stock WarrantM Exercise/Conversion	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	MExercise/Conversion	−5,000 sh	$1.00	−$5,000	0
2005-06-29	ALANCO TECHNOLOGIES INCClass A Common Stock WarrantA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+7,500 sh	$0.95	+$7,125	7,500
2005-02-16	ALANCO TECHNOLOGIES INCClass A Common Stock OptionA Award	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	AAward	+100K sh	$0.75	+$75K	100,000
2005-02-16	ALANCO TECHNOLOGIES INCClass A Common Stock OptionM Exercise/Conversion	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	MExercise/Conversion	−100K sh	$0.75	−$75K	50,000
2005-02-16	ALANCO TECHNOLOGIES INCM Exercise/Conversion	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	MExercise/Conversion	+100K sh	$0.75	+$75K	387,000

Recent filings

Accepted (ET)
Jul 254
ALANCO TECHNOLOGIES INC0000098618-13-000009
SEC(opens sec.gov)
Jul 244
ALANCO TECHNOLOGIES INC0000098618-13-000008
SEC(opens sec.gov)
Nov 204
KAUFFMAN ROBERT R0001359820-12-000015
SEC(opens sec.gov)
Oct 114
KAUFFMAN ROBERT R0000098618-12-000034
SEC(opens sec.gov)
Jun 264
KAUFFMAN ROBERT R0000098618-12-000027
SEC(opens sec.gov)
May 214
KAUFFMAN ROBERT R0000098618-12-000025
SEC(opens sec.gov)
May 94
KAUFFMAN ROBERT R0000098618-12-000022
SEC(opens sec.gov)
May 34
KAUFFMAN ROBERT R0000098618-12-000021
SEC(opens sec.gov)
Apr 134
KAUFFMAN ROBERT R0000098618-12-000015
SEC(opens sec.gov)
Mar 274
KAUFFMAN ROBERT R0000098618-12-000012
SEC(opens sec.gov)
Mar 264
KAUFFMAN ROBERT R0000098618-12-000011
SEC(opens sec.gov)
Mar 54
KAUFFMAN ROBERT R0000098618-12-000010
SEC(opens sec.gov)
Feb 294/A
KAUFFMAN ROBERT R0000098618-12-000007
SEC(opens sec.gov)
Feb 244
KAUFFMAN ROBERT R0000098618-12-000005
SEC(opens sec.gov)
Feb 14
KAUFFMAN ROBERT R0000098618-12-000002
SEC(opens sec.gov)
Nov 104
KAUFFMAN ROBERT R0001359820-11-000007
SEC(opens sec.gov)
Sep 234
KAUFFMAN ROBERT R0000098618-11-000028
SEC(opens sec.gov)
Jul 134
KAUFFMAN ROBERT R0000098618-11-000024
SEC(opens sec.gov)

Companies

Address

15575 N. 83RD WAY SUITE 3

PHOENIX, AZ, 85260