Insider · CIK 0001195638

FANTONE STEPHEN D

Reports to the SEC for 3 companies · WAKEFIELD, MA

sec.gov

Transactions

Companies

Filings

CIK

0001195638

Forms 4 and 5

Insider transactions

45 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-07	ROFIN SINAR TECHNOLOGIES INCJ Other	Director	JOther	−12.7K sh	—	—	0
2016-10-28	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	−5,000 sh	—	—	14,550
2016-10-28	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	−1,850 sh	—	—	12,700
2016-10-24	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	−450 sh	—	—	19,550
2016-10-03	ROFIN SINAR TECHNOLOGIES INCA Award	Director	AAward	+3,000 sh	$31.64	+$94.9K	20,000
2015-10-01	ROFIN SINAR TECHNOLOGIES INCA Award	Director	AAward	+3,000 sh	$25.65	+$77K	17,000
2014-10-01	ROFIN SINAR TECHNOLOGIES INCA Award	Director	AAward	+3,000 sh	$22.91	+$68.7K	14,000
2013-11-13	ZYGO CORPA Award	Director	AAward	+5,000 sh	—	—	23,000
2013-11-13	ZYGO CORPA Award	Director	AAward	+5,000 sh	—	—	33,000
2013-10-01	ROFIN SINAR TECHNOLOGIES INCA Award	Director	AAward	+3,000 sh	$24.32	+$73K	11,000
2013-03-13	ZYGO CORPS Sale	Director	SSale	−4,417 sh	$15.84	−$69.9K	18,000
2013-03-12	ZYGO CORPS Sale	Director	SSale	−482 sh	$15.75	−$7,591.5	22,417
2013-03-11	ZYGO CORPS Sale	Director	SSale	−288 sh	$15.76	−$4,538.016	22,899
2013-03-08	ZYGO CORPS Sale	Director	SSale	−4,813 sh	$15.79	−$76K	23,187
2013-02-25	ROFIN SINAR TECHNOLOGIES INCS Sale	Director	SSale	−3,000 sh	$26.53	−$79.6K	8,000
2013-02-25	ROFIN SINAR TECHNOLOGIES INCS Sale	Director	SSale	−1,000 sh	$26.68	−$26.7K	12,000
2013-02-25	ROFIN SINAR TECHNOLOGIES INCS Sale	Director	SSale	−1,000 sh	$26.62	−$26.6K	11,000
2012-11-14	ZYGO CORPA Award	Director	AAward	+5,000 sh	—	—	28,000
2012-10-02	ROFIN SINAR TECHNOLOGIES INCA Award	Director	AAward	+3,000 sh	$20.38	+$61.1K	13,000
2012-10-01	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	+3,000 sh	—	—	13,000
2011-11-16	ZYGO CORPA Award	Director	AAward	+5,000 sh	—	—	23,000
2011-10-07	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	+3,000 sh	—	—	10,000
2010-11-16	ZYGO CORPA Award	Director	AAward	+5,000 sh	—	—	18,000
2010-10-01	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	+3,000 sh	—	—	4,000
2010-10-01	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	+3,000 sh	—	—	7,000
2010-02-10	ZYGO CORPA Award	Director	AAward	+5,000 sh	—	—	13,000
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+1,500 sh	$6.51	+$9,757.8	7,300
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+300 sh	$6.50	+$1,951.5	5,700
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+100 sh	$6.50	+$650	5,800
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+700 sh	$6.51	+$4,557	8,000
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+100 sh	$6.43	+$643	4,100
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+100 sh	$6.42	+$642	4,200
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+100 sh	$6.51	+$650.52	4,300
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+600 sh	$6.50	+$3,901.2	4,900
2009-11-30	ZYGO CORPP Purchase	Director	PPurchase	+500 sh	$6.51	+$3,255	5,400
2009-10-01	ROFIN SINAR TECHNOLOGIES INCG Gift	Director	GGift	+3,000 sh	—	—	4,000
2009-08-10	ROFIN SINAR TECHNOLOGIES INCS Sale	Director	SSale	−9,700 sh	$23.74	−$230K	1,000
2009-06-16	ZYGO CORPStock OptionA Award	Director	AAward	+16K sh	—	—	16,000
2007-10-01	ROFIN SINAR TECHNOLOGIES INCA Award	Director	AAward	+1,500 sh	—	—	6,000
2006-10-03	ROFIN SINAR TECHNOLOGIES INCA Award	Director	AAward	+1,500 sh	$61.09	+$91.6K	4,500
2005-06-08	BENTHOS INCG Gift	Director	GGift	−1,250 sh	$12.40	−$15.5K	35,750
2005-05-31	BENTHOS INCS Sale	Director	SSale	−13K sh	$12.21	−$159K	37,000
2003-01-25	BENTHOS INCOPTION TO PURCHASE COMMON STOCKD Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	—
2003-01-23	BENTHOS INCOPTION TO PURCHASE COMMON STOCKA Award	Director	AAward	+1,500 sh	—	—	—
2000-10-29	BENTHOS INCOPTION TO PURCHASE COMMON STOCKD Disposition to Issuer	Director	DDisposition to Issuer	−35K sh	—	—	—

Recent filings

Accepted (ET)
Nov 74
ROFIN SINAR TECHNOLOGIES INC0001019361-16-000136
SEC(opens sec.gov)
Oct 44
ROFIN SINAR TECHNOLOGIES INC0001019361-16-000123
SEC(opens sec.gov)
Oct 24
ROFIN SINAR TECHNOLOGIES INC0001019361-15-000049
SEC(opens sec.gov)
Oct 24
ROFIN SINAR TECHNOLOGIES INC0001019361-14-000028
SEC(opens sec.gov)
Nov 144/A
ZYGO CORP0000950117-13-001041
SEC(opens sec.gov)
Nov 134
ZYGO CORP0000950117-13-001029
SEC(opens sec.gov)
Oct 24
ROFIN SINAR TECHNOLOGIES INC0001019361-13-000042
SEC(opens sec.gov)
Mar 144
FANTONE STEPHEN D0000950117-13-000242
SEC(opens sec.gov)
Mar 124
FANTONE STEPHEN D0000950117-13-000234
SEC(opens sec.gov)
Feb 254
FANTONE STEPHEN D0001019361-13-000023
SEC(opens sec.gov)
Feb 224/A
FANTONE STEPHEN D0001019361-13-000017
SEC(opens sec.gov)
Nov 144
FANTONE STEPHEN D0000950117-12-001421
SEC(opens sec.gov)
Oct 24
FANTONE STEPHEN D0001019361-12-000015
SEC(opens sec.gov)

Companies

Address

OPTIKOS INC 107 AUDUBON ROAD, BLDG 3

WAKEFIELD, MA, 01880