Insider · CIK 0001196100

HERNON JOSEPH P

Reports to the SEC for 2 companies · MIDDLETOWN, RI

sec.gov

Transactions

Companies

Filings

CIK

0001196100

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-10-02	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−92 sh	$0.97	−$89.24	358,352
2023-10-02	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+3,906 sh	$0.97	+$3,788.82	358,444
2023-08-04	RCATRed Cat Holdings, Inc.G Gift	CFO	GGift	−118K sh	$1.00	−$118K	354,538
2023-08-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+30K sh	$0.85	+$25.5K	473,243
2023-08-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−3,877 sh	$0.85	−$3,295.45	472,538
2023-05-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−3,877 sh	$0.85	−$3,295.45	443,243
2023-05-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+30K sh	$0.85	+$25.5K	447,120
2023-02-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+30K sh	$1.21	+$36.3K	424,155
2023-02-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−7,305 sh	$1.21	−$8,839.05	417,120
2022-11-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−705 sh	$1.27	−$895.35	394,155
2022-11-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+30K sh	$1.27	+$38.1K	394,860
2022-08-26	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−36K sh	$2.27	−$81.8K	364,860
2022-08-26	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+223K sh	$2.27	+$506K	400,885
2022-08-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−7,305 sh	$2.13	−$15.6K	178,165
2022-08-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+30K sh	$2.13	+$63.9K	185,470
2022-05-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−9,165 sh	$2.03	−$18.6K	155,470
2022-05-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+30K sh	$2.03	+$60.9K	164,635
2022-02-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+30K sh	$1.80	+$54K	141,670
2022-02-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−7,035 sh	$1.80	−$12.7K	134,635
2021-11-01	RCATRed Cat Holdings, Inc.F Tax Payment	CFO	FTax Payment	−10.6K sh	$2.99	−$31.6K	111,670
2021-11-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+45K sh	$2.99	+$135K	122,222
2021-07-01	RCATRed Cat Holdings, Inc.A Award	CFO	AAward	+375K sh	$2.51	+$941K	375,000
2020-09-27	RCATRed Cat Holdings, Inc.M Exercise/Conversion	CFO	MExercise/Conversion	+77.2K sh	$3.60	+$278K	77,222
2020-09-27	RCATRed Cat Holdings, Inc. · Stock OptionC Conversion	CFO	CConversion	−100K sh	$0.82	−$82K	1,000,000
2015-11-23	TOWERSTREAM CORPStock OptionA Award	Chief Financial Officer	AAward	+16.7K sh	—	—	16,667
2015-09-11	TOWERSTREAM CORPStock OptionA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2015-07-30	TOWERSTREAM CORPStock OptionA Award	Chief Financial Officer	AAward	+27.1K sh	—	—	27,084
2014-09-26	TOWERSTREAM CORPStock OptionA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2014-09-25	TOWERSTREAM CORPG Gift	Chief Financial Officer	GGift	−40K sh	—	—	139,956
2014-07-22	TOWERSTREAM CORPStock OptionA Award	Chief Financial Officer	AAward	+15.8K sh	—	—	15,806
2014-06-05	TOWERSTREAM CORPStock OptionJ Other	Chief Financial Officer	JOther	−8,000 sh	—	—	88,000
2014-06-05	TOWERSTREAM CORPStock OptionJ Other	Chief Financial Officer	JOther	−6,250 sh	—	—	76,250
2013-07-03	TOWERSTREAM CORPStock OptionX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	−10K sh	—	—	103,426
2013-07-03	TOWERSTREAM CORPA Award	Chief Financial Officer	AAward	+31.7K sh	$0.78	+$24.7K	194,181
2013-07-03	TOWERSTREAM CORPA Award	Chief Financial Officer	AAward	+10K sh	$1.45	+$14.5K	204,181
2013-07-03	TOWERSTREAM CORPG Gift	Chief Financial Officer	GGift	−24.2K sh	—	—	179,956
2013-07-03	TOWERSTREAM CORPStock OptionX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	−31.7K sh	—	—	0
2013-06-03	TOWERSTREAM CORPStock OptionA Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2013-02-25	TOWERSTREAM CORPStock OptionA Award	Chief Financial Officer	AAward	+25K sh	—	—	25,000
2012-09-25	TOWERSTREAM CORPStock OptionX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	−35K sh	—	—	31,665
2012-09-25	TOWERSTREAM CORPA Award	Chief Financial Officer	AAward	+8,334 sh	$0.69	+$5,750.46	137,516
2012-09-25	TOWERSTREAM CORPA Award	Chief Financial Officer	AAward	+25K sh	$1.45	+$36.3K	162,516
2012-09-25	TOWERSTREAM CORPA Award	Chief Financial Officer	AAward	+28K sh	$0.78	+$21.9K	190,534
2012-09-25	TOWERSTREAM CORPG Gift	Chief Financial Officer	GGift	−28K sh	—	—	162,516
2012-09-25	TOWERSTREAM CORPStock OptionX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	−8,334 sh	—	—	0
2012-09-25	TOWERSTREAM CORPStock OptionX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	−25K sh	—	—	113,426
2011-11-30	TOWERSTREAM CORPA Award	Chief Financial Officer	AAward	+22.2K sh	—	—	140,293
2011-11-30	TOWERSTREAM CORPStock OptionX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	−11.6K sh	—	—	138,426
2011-11-30	TOWERSTREAM CORPStock OptionX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	−10.6K sh	—	—	66,665
2011-11-30	TOWERSTREAM CORPG Gift	Chief Financial Officer	GGift	−11.1K sh	—	—	129,182

Recent filings

Accepted (ET)
Oct 44
HERNON JOSEPH P0001554795-23-000321
SEC(opens sec.gov)
Aug 44
HERNON JOSEPH P0001554795-23-000245
SEC(opens sec.gov)
May 54
HERNON JOSEPH P0001554795-23-000152
SEC(opens sec.gov)
Feb 94
HERNON JOSEPH P0001554795-23-000029
SEC(opens sec.gov)
Nov 34
HERNON JOSEPH P0001554795-22-000369
SEC(opens sec.gov)
Aug 304
HERNON JOSEPH P0001554795-22-000320
SEC(opens sec.gov)
Aug 24
HERNON JOSEPH P0001554795-22-000267
SEC(opens sec.gov)
May 34
HERNON JOSEPH P0001554795-22-000161
SEC(opens sec.gov)
Jan 284
HERNON JOSEPH P0001554795-22-000035
SEC(opens sec.gov)

Companies

Address

C/O TOWERSTREAM CORPORATION 55 HAMMARLUND WAY

MIDDLETOWN, RI, 02842