STEPHENS W THOMAS

CIK 000119650310 companies

SEC Profile

Transactions

Companies

Filings

CIK

0001196503

Recent Transactions

21 trades

Disposition to Issuer
BOISE INC.
Common Stock
2010-04-30−16,006→ 270,967 total
Award
BOISE INC.
Common Stock
2010-03-15+18,315→ 286,973 total
Exercise/Conversion
BOISE INC.
Common Stock
2010-03-15+232,558→ 268,658 total
Exercise/Conversion
BOISE INC.
Restricted Stock Units
2010-03-15−232,558→ 0 total
Other
PUTNAM MANAGED MUNICIPAL INCOME TRUST$PMM
Closed End Fund
2009-07-01$5.88/sh+100→ 100 total
Other
PUTNAM MUNICIPAL OPPORTUNITIES TRUST$PMO
Closed End Fund
2009-07-01$9.86/sh+100→ 100 total
Purchase
HIGH INCOME SECURITIES FUND$PCF
Closed End Fund
2009-06-03$6.14/sh+100→ 100 total
Purchase
PUTNAM MASTER INTERMEDIATE INCOME TRUST$PIM
Closed End Fund
2009-06-03$4.97/sh+100→ 100 total
Purchase
PUTNAM PREMIER INCOME TRUST$PPT
Closed End Fund
2009-06-03$4.88/sh+100→ 100 total
Award
BOISE INC.
Restricted Stock Units
2009-03-16+232,558→ 232,558 total
Exercise/Conversion
BOISE INC.
Common Stock
2009-03-02+36,100→ 36,100 total
Exercise/Conversion
BOISE INC.
Restricted Stock Units
2009-03-02−36,100→ 0 total
Award
BOISE INC.
Restricted Stock Units
2008-05-02+36,100→ 36,100 total
Other
PUTNAM TAX FREE HEALTH CARE FUND
Common shares
2007-09-17$14.07/sh−100→ 0 total
Other
PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST
Common Shares
2007-06-25$13.38/sh−100→ 0 total
Sale
PUTNAM MANAGED HIGH YIELD TRUST
Closed-End Fund
2006-10-27$9.07/sh−216.786→ 0 total
Sale
PUTNAM MANAGED HIGH YIELD TRUST
Closed-End Fund
2006-10-27$9.07/sh−210.943→ 0 total
Other
PUTNAM MANAGED HIGH YIELD TRUST
Closed-end fund
2006-05-31$8.85/sh+15.7→ 210.94 total
Other
PUTNAM MANAGED HIGH YIELD TRUST
Closed-End Fund
2005-05-31$7.90/sh+14.24→ 195.24 total
Other
PUTNAM PREMIER INCOME TRUST$PPT
Closed-End Fund
2005-02-25$7.23/sh+101.176→ 201.176 total
Other
PUTNAM INVESTMENT GRADE MUNICIPAL TRUST
Closed-End Fund
2004-11-30$9.09/sh+10.92→ 160.59 total

Companies

Recent Filings

View on SEC.gov