Insider · CIK 0001196666

NEWTON FREDERICK J III

Reports to the SEC for 1 company · CINCINNATI, OH

sec.gov

Transactions

Companies

Filings

CIK

0001196666

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2006-01-01	CINERGY CORPStock Option (Right to buy)A Award	EVP & Chief Administrative Off	AAward	+17.7K sh	—	—	17,700
2005-08-31	CINERGY CORPS Sale	EVP & Chief Administrative Off	SSale	−1,650 sh	$44.00	−$72.6K	27,807
2005-07-25	CINERGY CORPM Exercise/Conversion	EVP & Chief Administrative Off	MExercise/Conversion	+20K sh	$27.63	+$553K	34,375
2005-07-25	CINERGY CORPM Exercise/Conversion	EVP & Chief Administrative Off	MExercise/Conversion	+35K sh	$27.63	+$967K	69,375
2005-07-25	CINERGY CORPS Sale	EVP & Chief Administrative Off	SSale	−39.8K sh	$44.85	−$1.78M	29,596
2005-07-25	CINERGY CORPS Sale	EVP & Chief Administrative Off	SSale	−139 sh	$44.87	−$6,236.93	29,457
2005-07-25	CINERGY CORPStock Option (Right to buy)M Exercise/Conversion	EVP & Chief Administrative Off	MExercise/Conversion	−20K sh	—	—	40,000
2005-07-25	CINERGY CORPStock Option (Right to buy)M Exercise/Conversion	EVP & Chief Administrative Off	MExercise/Conversion	−35K sh	—	—	0
2005-01-01	CINERGY CORPA Award	EVP & Chief Administrative Off	AAward	+4,786 sh	—	—	14,375
2005-01-01	CINERGY CORPStock Option (Right to buy)A Award	EVP & Chief Administrative Off	AAward	+15.7K sh	—	—	15,700
2004-08-03	CINERGY CORPF Tax Payment	EVP & Chief Administrative Off	FTax Payment	−1,855 sh	$38.03	−$70.6K	11,900
2004-08-03	CINERGY CORPS Sale	EVP & Chief Administrative Off	SSale	−2,311 sh	$38.50	−$89K	9,589
2004-04-08	CINERGY CORPA Award	EVP & Chief Administrative Off	AAward	+5,162 sh	$40.24	+$208K	19,171
2004-01-01	CINERGY CORPEmployee Stock Option (right to buy)A Award	EVP & Chief Administrative Off	AAward	+15.6K sh	—	—	15,600
2004-01-01	CINERGY CORPEmployee Stock Option (right to buy)A Award	EVP & Chief Administrative Off	AAward	+14.8K sh	—	—	14,800
2003-12-03	CINERGY CORPG Gift	EVP & Chief Administrative Off	GGift	−2,849 sh	—	—	6,733
2003-12-03	CINERGY CORPG Gift	EVP & Chief Administrative Off	GGift	+2,849 sh	—	—	3,811
2003-12-03	CINERGY CORPG Gift	EVP & Chief Administrative Off	GGift	−2,849 sh	—	—	6,733
2003-12-03	CINERGY CORPG Gift	EVP & Chief Administrative Off	GGift	+2,849 sh	—	—	3,811
2003-08-29	CINERGY CORPP Purchase	EVP & Chief Administrative Off	PPurchase	+662 sh	$34.22	+$22.7K	10,244
2003-08-29	CINERGY CORPG Gift	EVP & Chief Administrative Off	GGift	−662 sh	—	—	9,582
2003-08-29	CINERGY CORPG Gift	EVP & Chief Administrative Off	GGift	+662 sh	—	—	962
2003-08-21	CINERGY CORPFELINE PRIDESS Sale	EVP & Chief Administrative Off	SSale	−395 sh	$57.50	−$22.7K	0
2003-07-28	CINERGY CORPM Exercise/Conversion	EVP & Chief Administrative Off	MExercise/Conversion	+20K sh	$27.63	+$553K	27,015
2003-07-28	CINERGY CORPS Sale	EVP & Chief Administrative Off	SSale	−233 sh	$34.21	−$7,970.93	26,782
2003-07-28	CINERGY CORPS Sale	EVP & Chief Administrative Off	SSale	−17.2K sh	$34.20	−$588K	9,582
2003-07-28	CINERGY CORPEmployee Stock Options (right to buy)M Exercise/Conversion	EVP & Chief Administrative Off	MExercise/Conversion	−20K sh	—	—	0

Recent filings

Accepted (ET)
Jan 44
NEWTON FREDERICK J III0000899652-06-000026
SEC(opens sec.gov)
Sep 14
CINERGY CORP0000899652-05-000159
SEC(opens sec.gov)
Jul 274
CINERGY CORP0000899652-05-000144
SEC(opens sec.gov)
Jan 44
NEWTON FREDERICK J III0000899652-05-000036
SEC(opens sec.gov)
Aug 44
NEWTON FREDERICK J III0000899652-04-000160
SEC(opens sec.gov)
Apr 124
NEWTON FREDERICK J III0000899652-04-000095
SEC(opens sec.gov)
Jan 274/A
NEWTON FREDERICK J III0000899652-04-000039
SEC(opens sec.gov)
Jan 54
NEWTON FREDERICK J III0000899652-04-000024
SEC(opens sec.gov)
Dec 34/A
NEWTON FREDERICK J III0000899652-03-000072
SEC(opens sec.gov)
Dec 34
NEWTON FREDERICK J III0000899652-03-000071
SEC(opens sec.gov)
Sep 34
CINERGY CORP0001196666-03-000004
SEC(opens sec.gov)

Companies

CINERGY CORPEVP & Chief Administrative Off

Address

139 EAST FOURTH STREET

CINCINNATI, OH, 45202