Insider · CIK 0001197028

CALDWELL BARRY H

Reports to the SEC for 2 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001197028

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-01-06	Rubicon Technologies, Inc.A Award	Director	AAward	+126K sh	—	—	125,628
2018-05-04	WMWASTE MANAGEMENT INCG Gift	Sr VP Corp Affairs/Chief Peopl	GGift	−1,190 sh	—	—	31,446.786
2018-05-04	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−10.8K sh	$84.00	−$911K	20,602.786
2018-02-27	WMWASTE MANAGEMENT INCG Gift	Sr VP Corp Affairs/Chief Peopl	GGift	−1,200 sh	—	—	32,636.786
2018-02-27	WMWASTE MANAGEMENT INC · Phantom Stock UnitsC Conversion	Sr VP Corp Affairs/Chief Peopl	CConversion	−7,147.71 sh	—	—	0
2018-02-23	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−13.6K sh	$85.08	−$1.16M	33,836.786
2018-02-16	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−1,840 sh	$84.10	−$155K	47,450.786
2018-02-15	WMWASTE MANAGEMENT INCA Award	Sr VP Corp Affairs/Chief Peopl	AAward	+22.6K sh	$85.39	+$1.93M	56,476.786
2018-02-15	WMWASTE MANAGEMENT INCF Tax Payment	Sr VP Corp Affairs/Chief Peopl	FTax Payment	−7,186 sh	$85.39	−$614K	49,290.786
2017-11-28	WMWASTE MANAGEMENT INCG Gift	Sr VP Corp Affairs/Chief Peopl	GGift	−2,500 sh	—	—	33,836.786
2017-11-28	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−1,650 sh	$81.10	−$134K	36,336.786
2017-07-19	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)M Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	−13.1K sh	$54.63	−$718K	13,136
2017-07-19	WMWASTE MANAGEMENT INCM Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	+13.1K sh	$54.63	+$718K	49,049.786
2017-07-19	WMWASTE MANAGEMENT INCF Tax Payment	Sr VP Corp Affairs/Chief Peopl	FTax Payment	−11.1K sh	$75.00	−$830K	37,986.786
2017-04-21	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−8,142 sh	$73.52	−$599K	35,915.786
2017-04-13	WMWASTE MANAGEMENT INCG Gift	Sr VP Corp Affairs/Chief Peopl	GGift	−2,055 sh	—	—	44,057.786
2017-04-07	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−2,700 sh	$73.50	−$198K	46,112.786
2017-04-07	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−400 sh	$73.51	−$29.4K	48,812.786
2017-03-07	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)M Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	−9,462 sh	$41.37	−$391K	0
2017-03-07	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−2,980 sh	$72.82	−$217K	53,326.786
2017-03-07	WMWASTE MANAGEMENT INCM Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	+9,462 sh	$41.37	+$391K	56,306.786
2017-03-07	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−4,114 sh	$72.89	−$300K	49,212.786
2017-02-28	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)A Award	Sr VP Corp Affairs/Chief Peopl	AAward	+22K sh	—	—	22,021
2017-02-17	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−2,332 sh	$72.15	−$168K	46,844.786
2017-02-16	WMWASTE MANAGEMENT INCF Tax Payment	Sr VP Corp Affairs/Chief Peopl	FTax Payment	−4,541 sh	$70.39	−$320K	49,176.786
2017-02-16	WMWASTE MANAGEMENT INCA Award	Sr VP Corp Affairs/Chief Peopl	AAward	+15.7K sh	$70.39	+$1.1M	53,717.786
2016-05-13	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)M Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	−9,922 sh	$36.88	−$366K	0
2016-05-13	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)M Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	−9,462 sh	$41.37	−$391K	9,462
2016-05-13	WMWASTE MANAGEMENT INCM Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	+9,462 sh	$41.37	+$391K	53,283.786
2016-05-13	WMWASTE MANAGEMENT INCM Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	+9,922 sh	$36.88	+$366K	43,821.786
2016-05-13	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−15.2K sh	$62.00	−$945K	38,049.786
2016-02-26	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)A Award	Sr VP Corp Affairs/Chief Peopl	AAward	+26.5K sh	—	—	26,480
2016-02-25	WMWASTE MANAGEMENT INCG Gift	Sr VP Corp Affairs/Chief Peopl	GGift	−2,500 sh	—	—	33,899.786
2016-02-24	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−12.8K sh	$56.02	−$716K	36,399.786
2016-02-22	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−907 sh	$55.96	−$50.8K	50,523.786
2016-02-22	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−1,339 sh	$55.95	−$74.9K	49,184.786
2016-02-18	WMWASTE MANAGEMENT INCA Award	Sr VP Corp Affairs/Chief Peopl	AAward	+15.2K sh	$54.95	+$833K	55,622.786
2016-02-18	WMWASTE MANAGEMENT INCF Tax Payment	Sr VP Corp Affairs/Chief Peopl	FTax Payment	−4,192 sh	$54.95	−$230K	51,430.786
2015-10-08	WMWASTE MANAGEMENT INCF Tax Payment	Sr VP Corp Affairs/Chief Peopl	FTax Payment	−20.6K sh	$52.00	−$1.07M	40,458.786
2015-10-08	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−4,262 sh	$52.04	−$222K	61,010.786
2015-10-08	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)M Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	−9,922 sh	$36.88	−$366K	9,922
2015-10-08	WMWASTE MANAGEMENT INCM Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	+9,922 sh	$36.88	+$366K	65,972.786
2015-10-08	WMWASTE MANAGEMENT INCM Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	+15.2K sh	$34.94	+$531K	56,050.786
2015-10-08	WMWASTE MANAGEMENT INCG Gift	Sr VP Corp Affairs/Chief Peopl	GGift	−700 sh	—	—	65,272.786
2015-10-08	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)M Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	−15.2K sh	$34.94	−$531K	0
2015-03-02	WMWASTE MANAGEMENT INC · Stock Option (Right to Buy)M Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	−46.6K sh	$37.19	−$1.73M	0
2015-03-02	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−38K sh	$54.65	−$2.08M	40,732.029
2015-03-02	WMWASTE MANAGEMENT INCM Exercise/Conversion	Sr VP Corp Affairs/Chief Peopl	MExercise/Conversion	+46.6K sh	$37.19	+$1.73M	78,732.029
2015-02-27	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−1,639 sh	$54.65	−$89.6K	37,332.029
2015-02-27	WMWASTE MANAGEMENT INCS Sale	Sr VP Corp Affairs/Chief Peopl	SSale	−200 sh	$54.66	−$10.9K	38,971.029

Recent filings

Accepted (ET)
Jan 104
CALDWELL BARRY H0001829126-23-000708
SEC(opens sec.gov)
May 84
CALDWELL BARRY H0001225208-18-008875
SEC(opens sec.gov)
Mar 14
CALDWELL BARRY H0001225208-18-005003
SEC(opens sec.gov)
Feb 274
CALDWELL BARRY H0001225208-18-004378
SEC(opens sec.gov)
Feb 204
CALDWELL BARRY H0001225208-18-003278
SEC(opens sec.gov)
Nov 304
CALDWELL BARRY H0001225208-17-017774
SEC(opens sec.gov)
Jul 204
CALDWELL BARRY H0001225208-17-012775
SEC(opens sec.gov)
Apr 254
WASTE MANAGEMENT INC0001225208-17-008318
SEC(opens sec.gov)
Apr 184
WASTE MANAGEMENT INC0001225208-17-008112
SEC(opens sec.gov)
Apr 114
WASTE MANAGEMENT INC0001225208-17-007968
SEC(opens sec.gov)
Mar 94
WASTE MANAGEMENT INC0001225208-17-005950
SEC(opens sec.gov)

Companies

Address

1001 FANNIN STREET SUITE 4000

HOUSTON, TX, 77002