Insider · CIK 0001198023

HANDWERKER KEVIN

Reports to the SEC for 5 companies · RYE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001198023

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-04-05	GAMCO INVESTORS, INC. ET ALF Tax Payment	Executive VP & General Counsel	FTax Payment	−368 sh	$19.45	−$7,157.6	14,536
2020-03-05	GAMCO INVESTORS, INC. ET ALA Award	Executive VP & General Counsel	AAward	+3,000 sh	—	—	14,904
2019-07-01	GAMCO INVESTORS, INC. ET ALA Award	Executive VP & General Counsel	AAward	+3,500 sh	—	—	11,904
2018-08-07	GAMCO INVESTORS, INC. ET ALA Award	Executive VP & General Counsel	AAward	+5,500 sh	—	—	8,404
2018-04-04	GAMCO INVESTORS, INC. ET ALA Award	Executive VP & General Counsel	AAward	+2,500 sh	—	—	2,904
2018-01-12	GAMCO INVESTORS, INC. ET ALF Tax Payment	Executive VP & General Counsel	FTax Payment	−428 sh	$29.94	−$12.8K	404
2017-09-15	GAMCO INVESTORS, INC. ET ALF Tax Payment	Executive VP & General Counsel	FTax Payment	−168 sh	$28.79	−$4,836.72	832
2017-06-15	ACGPAssociated Capital Group, Inc.F Tax Payment	Executive VP & General Counsel	FTax Payment	−559 sh	$34.35	−$19.2K	441
2015-10-23	GAMCO INVESTORS, INC. ET ALF Tax Payment	Executive VP & General Counsel	FTax Payment	−27 sh	$57.86	−$1,562.22	2,755
2015-10-23	GAMCO INVESTORS, INC. ET ALS Sale	Executive VP & General Counsel	SSale	−1,755 sh	$59.25	−$104K	1,000
2015-10-19	GAMCO INVESTORS, INC. ET ALF Tax Payment	Executive VP & General Counsel	FTax Payment	−1,218 sh	$57.86	−$70.5K	2,782
2014-09-15	GAMCO INVESTORS, INC. ET ALA Award	Executive VP & General Counsel	AAward	+1,000 sh	—	—	4,000
2003-10-31	NEUBERGER BERMAN INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	General Counsel, SVP, General Counsel, SVP	DDisposition to Issuer	−40K sh	—	—	0
2003-10-31	NEUBERGER BERMAN INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	General Counsel, SVP, General Counsel, SVP	DDisposition to Issuer	−6,221 sh	—	—	0
2003-10-31	NEUBERGER BERMAN INCD Disposition to Issuer	General Counsel, SVP, General Counsel, SVP	DDisposition to Issuer	−27.8K sh	—	—	0
2003-10-31	NEUBERGER BERMAN INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	General Counsel, SVP, General Counsel, SVP	DDisposition to Issuer	−2,006 sh	—	—	0
2003-10-31	NEUBERGER BERMAN INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	General Counsel, SVP, General Counsel, SVP	DDisposition to Issuer	−2,185 sh	—	—	0
2003-10-31	NEUBERGER BERMAN INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	General Counsel, SVP, General Counsel, SVP	DDisposition to Issuer	−22.5K sh	—	—	0
2003-10-31	NEUBERGER BERMAN INCEmployee Stock Option (Right to Buy)D Disposition to Issuer	General Counsel, SVP, General Counsel, SVP	DDisposition to Issuer	−1,903 sh	—	—	0
2003-10-29	NEUBERGER BERMAN INCF Tax Payment	General Counsel, SVP, General Counsel, SVP	FTax Payment	−2,055 sh	$42.80	−$88K	27,786

Recent filings

Accepted (ET)
Apr 64
HANDWERKER KEVIN0000807249-21-000069
SEC(opens sec.gov)
Mar 54
HANDWERKER KEVIN0000807249-20-000051
SEC(opens sec.gov)
Jul 14
HANDWERKER KEVIN0000807249-19-000102
SEC(opens sec.gov)
Aug 94
HANDWERKER KEVIN0000807249-18-000153
SEC(opens sec.gov)
Apr 54
HANDWERKER KEVIN0000807249-18-000065
SEC(opens sec.gov)
Jan 164
HANDWERKER KEVIN0000807249-18-000008
SEC(opens sec.gov)
Sep 184
HANDWERKER KEVIN0000807249-17-000154
SEC(opens sec.gov)
Jun 164
Associated Capital Group, Inc.0000807249-17-000096
SEC(opens sec.gov)
Oct 264
GAMCO INVESTORS, INC. ET AL0000807249-15-000240
SEC(opens sec.gov)
Oct 204
GAMCO INVESTORS, INC. ET AL0000807249-15-000228
SEC(opens sec.gov)
Sep 174
GAMCO INVESTORS, INC. ET AL0000807249-14-000241
SEC(opens sec.gov)
Nov 44
HANDWERKER KEVIN0001068144-03-000143
SEC(opens sec.gov)
Oct 314
HANDWERKER KEVIN0001068144-03-000134
SEC(opens sec.gov)

Companies

Address

C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER

RYE, NY, 10580