Insider · CIK 0001198860

DALY RICHARD J

Reports to the SEC for 3 companies · LAKE SUCCESS, NY

sec.gov

Transactions

Companies

Filings

CIK

0001198860

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-04-01	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Director, Executive Chairman	FTax Payment	−604 sh	$244.72	−$148K	103,489.995
2025-02-04	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Director, Executive Chairman	AAward	+4,241 sh	—	—	4,241
2024-11-21	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.G Gift	Director, Executive Chairman	GGift	−1,000 sh	—	—	104,093.995
2024-09-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−9,038 sh	$207.66	−$1.88M	117,993.995
2024-09-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−14.5K sh	—	—	0
2024-09-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+14.5K sh	$117.34	+$1.7M	127,031.995
2024-09-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−12.9K sh	$207.66	−$2.68M	105,093.995
2024-08-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Director, Executive Chairman	AAward	+1,239 sh	—	—	112,521.995
2024-04-01	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Director, Executive Chairman	FTax Payment	−438 sh	$203.23	−$89K	111,282.995
2024-02-15	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Director, Executive Chairman	AAward	+5,086 sh	—	—	5,086
2023-08-28	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−8,297 sh	$185.40	−$1.54M	111,720.995
2023-08-21	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−32.5K sh	$178.29	−$5.79M	159,617.995
2023-08-21	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−43.5K sh	—	—	14,510
2023-08-21	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+36.8K sh	$98.31	+$3.62M	192,067.995
2023-08-21	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−39.6K sh	$178.29	−$7.06M	120,017.995
2023-08-21	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+43.5K sh	$117.34	+$5.11M	155,287.995
2023-08-21	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−36.8K sh	—	—	0
2023-08-18	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−31.6K sh	$178.82	−$5.64M	111,760.995
2023-08-18	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−5,000 sh	$179.19	−$896K	15,000
2023-08-18	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−9,484 sh	$179.16	−$1.7M	0
2023-08-18	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−5,000 sh	$178.91	−$895K	15,000
2023-08-15	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Director, Executive Chairman	AAward	+898 sh	—	—	143,325.995
2023-04-01	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Director, Executive Chairman	FTax Payment	−742 sh	$146.57	−$109K	142,427.995
2023-02-15	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Director, Executive Chairman	AAward	+5,714 sh	—	—	5,714
2022-08-26	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−36.8K sh	$98.31	−$3.62M	36,780
2022-08-26	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−35.8K sh	$93.88	−$3.36M	0
2022-08-26	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+35.8K sh	$93.88	+$3.36M	216,152.995
2022-08-26	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+36.8K sh	$98.31	+$3.62M	180,335.995
2022-08-26	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−64.3K sh	$175.39	−$11.3M	143,169.995
2022-08-26	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−1,985 sh	$176.34	−$350K	0
2022-08-26	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−8,683 sh	$175.04	−$1.52M	207,469.995
2022-08-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Director, Executive Chairman	AAward	+1,523 sh	—	—	143,555.995
2022-04-01	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Director, Executive Chairman	FTax Payment	−5,921 sh	$156.31	−$926K	142,032.995
2022-02-14	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Director, Executive Chairman	AAward	+4,117 sh	—	—	4,117
2021-10-07	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−8,349 sh	$93.88	−$784K	35,817
2021-10-07	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−73.6K sh	$98.31	−$7.23M	73,560
2021-10-07	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−73.3K sh	$168.43	−$12.3M	147,953.995
2021-10-07	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+8,349 sh	$93.88	+$784K	221,253.995
2021-10-07	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+73.6K sh	$98.31	+$7.23M	212,904.995
2021-10-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−88.8K sh	$165.50	−$14.7M	139,344.995
2021-10-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−3,747 sh	—	—	0
2021-10-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−3,216 sh	$165.50	−$532K	228,137.995
2021-10-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+99.1K sh	$93.88	+$9.3M	227,606.995
2021-10-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+3,747 sh	$67.32	+$252K	231,353.995
2021-10-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−99.1K sh	—	—	44,166
2021-10-05	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	+39K sh	$67.32	+$2.63M	206,167.995
2021-10-05	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−44.5K sh	$164.02	−$7.31M	128,506.995
2021-10-05	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Director, Executive Chairman	SSale	−33.1K sh	$164.02	−$5.43M	173,049.995
2021-10-05	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director, Executive Chairman	MExercise/Conversion	−39K sh	—	—	3,747
2021-08-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Director, Executive Chairman	AAward	+12.2K sh	—	—	167,167.995

Recent filings

Accepted (ET)
Apr 34
DALY RICHARD J0001225208-25-004008
SEC(opens sec.gov)
Feb 54
DALY RICHARD J0001225208-25-001230
SEC(opens sec.gov)
Nov 224
DALY RICHARD J0001225208-24-010109
SEC(opens sec.gov)
Sep 94
DALY RICHARD J0001225208-24-008558
SEC(opens sec.gov)
Aug 144
DALY RICHARD J0001225208-24-007999
SEC(opens sec.gov)
Apr 24
DALY RICHARD J0001225208-24-004803
SEC(opens sec.gov)
Feb 164
DALY RICHARD J0001225208-24-002269
SEC(opens sec.gov)
Aug 294
DALY RICHARD J0001225208-23-008524
SEC(opens sec.gov)
Aug 224
DALY RICHARD J0001225208-23-008384
SEC(opens sec.gov)
Aug 214
DALY RICHARD J0001225208-23-008373
SEC(opens sec.gov)

Companies

Address

1981 MARCUS AVENUE

LAKE SUCCESS, NY, 11042