Insider · CIK 0001199170

COTE DAVID G

Reports to the SEC for 3 companies · SAN JOSE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001199170

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-06-18	WAVE SYSTEMS CORPRestricted Stock UnitsA Award	Director	AAward	+62.5K sh	—	—	62,500
2012-11-02	SYMMETRICOM INCF Tax Payment	Chief Executive Officer	FTax Payment	−3,668 sh	$6.14	−$22.5K	143,415
2012-11-01	SYMMETRICOM INCF Tax Payment	Chief Executive Officer	FTax Payment	−6,177 sh	$6.11	−$37.7K	147,083
2012-10-31	SYMMETRICOM INCNon-Qualified Stock Option (right to buy)A Award	Chief Executive Officer	AAward	+150K sh	$6.15	+$923K	150,000
2012-10-29	SYMMETRICOM INCF Tax Payment	Chief Executive Officer	FTax Payment	−4,585 sh	$6.23	−$28.6K	153,260
2012-10-26	SYMMETRICOM INCA Award	Chief Executive Officer	AAward	+35K sh	—	—	156,595
2012-08-10	SYMMETRICOM INCA Award	Chief Executive Officer	AAward	+33.7K sh	—	—	121,595
2011-11-02	SYMMETRICOM INCA Award	Chief Executive Officer	AAward	+40K sh	—	—	86,665
2011-11-02	SYMMETRICOM INCNon-qualified Stock Option (right to buy)A Award	Chief Executive Officer	AAward	+180K sh	$5.13	+$923K	180,000
2010-10-29	SYMMETRICOM INCNon-Qualified Stock Option (right to buy)A Award	Chief Executive Officer	AAward	+200K sh	$6.23	+$1.25M	200,000
2010-10-29	SYMMETRICOM INCA Award	Chief Executive Officer	AAward	+50K sh	—	—	50,000
2009-08-13	SYMMETRICOM INCNon-Qualified Stock Option (right to buy)A Award	Chief Executive Officer	AAward	+900K sh	$5.25	+$4.73M	900,000
2009-08-13	SYMMETRICOM INCNon-Qualified Stock Option (right to buy)A Award	Chief Executive Officer	AAward	+900K sh	$5.24	+$4.72M	900,000
2008-01-31	PACKETEER INCA Award	Director, Chief Executive Officer	AAward	+905 sh	$4.22	+$3,815.48	905
2007-02-02	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−1,000 sh	$13.38	−$13.4K	0
2007-01-31	PACKETEER INCA Award	Director, Chief Executive Officer	AAward	+1,000 sh	$7.64	+$7,641.5	1,000
2007-01-31	PACKETEER INCA Award	Director, Chief Executive Officer	AAward	+1,000 sh	$7.64	+$7,641.5	1,000
2007-01-31	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−1,000 sh	$13.40	−$13.4K	0
2007-01-24	PACKETEER INCEmployee Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+100K sh	$12.78	+$1.28M	100,000
2007-01-24	PACKETEER INCEmployee Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+100K sh	$12.78	+$1.28M	100,000
2006-08-01	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−971 sh	$9.15	−$8,884.65	0
2006-07-31	PACKETEER INCA Award	Director, Chief Executive Officer	AAward	+971 sh	$7.72	+$7,494.178	971
2006-05-25	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+38K sh	$3.50	+$133K	38,000
2006-05-25	PACKETEER INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−38K sh	$3.50	−$133K	407,000
2006-05-25	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−38K sh	$11.81	−$449K	0
2006-05-25	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+38K sh	$3.50	+$133K	38,000
2006-05-25	PACKETEER INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−38K sh	$3.50	−$133K	407,000
2006-05-25	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−38K sh	$11.81	−$449K	0
2005-08-19	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+25K sh	$3.50	+$87.5K	25,000
2005-08-19	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−25K sh	$11.35	−$284K	0
2005-08-19	PACKETEER INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−25K sh	$3.50	−$87.5K	450,000
2005-08-17	PACKETEER INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−25K sh	$3.50	−$87.5K	475,000
2005-08-17	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+25K sh	$3.50	+$87.5K	25,000
2005-08-17	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−25K sh	$11.63	−$291K	0
2005-08-01	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−1,000 sh	$12.17	−$12.2K	0
2005-07-29	PACKETEER INCA Award	Director, Chief Executive Officer	AAward	+1,000 sh	$7.72	+$7,718	1,000
2005-01-31	PACKETEER INCA Award	Director, Chief Executive Officer	AAward	+1,000 sh	$7.72	+$7,718	1,000
2005-01-31	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−1,000 sh	$14.46	−$14.5K	0
2005-01-26	PACKETEER INCEmployee Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+138K sh	$14.00	+$1.93M	138,000
2003-10-28	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−25K sh	$18.91	−$473K	0
2003-10-28	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+2,500 sh	$3.50	+$8,750	2,500
2003-10-28	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−2,500 sh	$18.01	−$45K	0
2003-10-28	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+2,500 sh	$3.50	+$8,750	2,500
2003-10-28	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−2,500 sh	$18.20	−$45.5K	0
2003-10-28	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+5,000 sh	$3.50	+$17.5K	5,000
2003-10-28	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−5,000 sh	$19.00	−$95K	0
2003-10-28	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,000 sh	$3.50	+$14K	4,000
2003-10-28	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−4,000 sh	$18.51	−$74K	0
2003-10-28	PACKETEER INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+5,000 sh	$3.50	+$17.5K	5,000
2003-10-28	PACKETEER INCS Sale	Director, Chief Executive Officer	SSale	−5,000 sh	$18.67	−$93.4K	0

Recent filings

Accepted (ET)
Jun 224
WAVE SYSTEMS CORP0001140361-15-025042
SEC(opens sec.gov)
Nov 24
COTE DAVID G0001394895-12-000023
SEC(opens sec.gov)
Oct 294
COTE DAVID G0001394895-12-000019
SEC(opens sec.gov)
Aug 144
COTE DAVID G0001394895-12-000015
SEC(opens sec.gov)
Nov 44
COTE DAVID G0001394895-11-000033
SEC(opens sec.gov)
Nov 24
COTE DAVID G0001394895-10-000035
SEC(opens sec.gov)
Aug 204/A
COTE DAVID G0001394895-09-000050
SEC(opens sec.gov)
Aug 174
COTE DAVID G0001394895-09-000040
SEC(opens sec.gov)
Feb 44
COTE DAVID G0001011344-08-000027
SEC(opens sec.gov)
Feb 24
PACKETEER INC0001011344-07-000013
SEC(opens sec.gov)
Feb 24/A
PACKETEER INC0001011344-07-000014
SEC(opens sec.gov)

Companies

Address

2300 ORCHARD PARKWAY

SAN JOSE, CA, 95131