Insider · CIK 0001199402

GAYNOR JOSEPH J JR

Reports to the SEC for 2 companies · ORLANDO, FL

sec.gov

Transactions

Companies

Filings

CIK

0001199402

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-10-26	LPTHLIGHTPATH TECHNOLOGIES INCM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+8,451 sh	—	—	193,991
2019-10-26	LPTHLIGHTPATH TECHNOLOGIES INCD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−2,058 sh	$0.72	−$1,481.76	191,933
2019-10-26	LPTHLIGHTPATH TECHNOLOGIES INC · Restricted stock unitM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−8,451 sh	—	—	8,452
2019-05-15	LPTHLIGHTPATH TECHNOLOGIES INCP Purchase	Director, President and CEO	PPurchase	+3,000 sh	$1.15	+$3,450	185,540
2019-01-10	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+4,000 sh	$1.34	+$5,360	182,540
2018-11-15	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock option (right-to-buy)A Award	Director, President and CEO	AAward	+6,092 sh	—	—	6,092
2018-10-26	LPTHLIGHTPATH TECHNOLOGIES INCM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+8,451 sh	—	—	180,598
2018-10-26	LPTHLIGHTPATH TECHNOLOGIES INCF Tax Payment	Director, President and CEO	FTax Payment	−2,058 sh	$1.82	−$3,745.56	178,540
2018-10-26	LPTHLIGHTPATH TECHNOLOGIES INC · Restricted stock unitM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−8,451 sh	—	—	16,903
2018-07-09	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+3,160 sh	$2.07	+$6,541.2	172,147
2018-06-20	LPTHLIGHTPATH TECHNOLOGIES INCM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+20K sh	$0.98	+$19.6K	168,987
2018-06-20	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock option (right-to-buy)M Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−20K sh	—	—	20,000
2018-05-30	LPTHLIGHTPATH TECHNOLOGIES INCM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+13K sh	$0.87	+$11.3K	148,987
2018-05-30	LPTHLIGHTPATH TECHNOLOGIES INC · Stock Option (right-to-buy)M Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−13K sh	—	—	0
2018-01-22	LPTHLIGHTPATH TECHNOLOGIES INCM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+30K sh	$2.10	+$63K	135,987
2018-01-22	LPTHLIGHTPATH TECHNOLOGIES INC · Stock Option (right-to-buy)M Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−30K sh	—	—	0
2018-01-05	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+3,278 sh	$2.07	+$6,785.46	105,987
2017-11-06	LPTHLIGHTPATH TECHNOLOGIES INCM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+15K sh	$3.05	+$45.8K	107,709
2017-11-06	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock option (right to buy)M Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−15K sh	—	—	0
2017-10-26	LPTHLIGHTPATH TECHNOLOGIES INC · Restricted stock unitA Award	Director, President and CEO	AAward	+25.4K sh	—	—	25,354
2017-10-26	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock optionA Award	Director, President and CEO	AAward	+28.8K sh	$4.24	+$122K	28,795
2017-07-07	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+1,191 sh	$2.43	+$2,894.13	87,709
2017-01-06	LPTHLIGHTPATH TECHNOLOGIES INCP Purchase	Director, President and CEO	PPurchase	+2,014 sh	$1.39	+$2,799.46	86,518
2016-12-21	LPTHLIGHTPATH TECHNOLOGIES INCP Purchase	Director, President and CEO	PPurchase	+33K sh	$1.21	+$39.9K	84,504
2016-10-27	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock optionA Award	Director, President and CEO	AAward	+117K sh	—	—	117,108
2016-10-27	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock optionA Award	Director, President and CEO	AAward	+60.9K sh	—	—	60,870
2016-07-08	LPTHLIGHTPATH TECHNOLOGIES INCP Purchase	Director, President and CEO	PPurchase	+1,784 sh	$1.57	+$2,800.88	51,504
2016-01-08	LPTHLIGHTPATH TECHNOLOGIES INCP Purchase	Director, President and CEO	PPurchase	+1,689 sh	$2.55	+$4,306.95	49,720
2015-10-29	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock option (right-to-buy)A Award	Director, President and CEO	AAward	+23K sh	—	—	23,000
2015-10-29	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock option (right-to-buy)A Award	Director, President and CEO	AAward	+55.6K sh	—	—	55,556
2015-07-08	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+1,431 sh	$1.58	+$2,260.98	48,031
2014-10-30	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive Stock Option (right-to-buy)A Award	Director, President and CEO	AAward	+50K sh	—	—	50,000
2013-10-31	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive Stock Option (right-to-buy)A Award	Director, President and CEO	AAward	+50K sh	—	—	50,000
2013-09-23	LPTHLIGHTPATH TECHNOLOGIES INCX Exercise of In-Money	Director, President and CEO	XExercise of In-Money	+3,158 sh	$0.87	+$2,747.46	46,600
2013-09-23	LPTHLIGHTPATH TECHNOLOGIES INC · Common Stock Purchase WarrantX Exercise of In-Money	Director, President and CEO	XExercise of In-Money	—	—	—	0
2013-08-01	LPTHLIGHTPATH TECHNOLOGIES INCX Exercise of In-Money	Director, President and CEO	XExercise of In-Money	+5,276 sh	$1.68	+$8,863.68	43,442
2013-08-01	LPTHLIGHTPATH TECHNOLOGIES INC · Common Stock Purchase WarrantX Exercise of In-Money	Director, President and CEO	XExercise of In-Money	—	—	—	0
2013-03-25	LPTHLIGHTPATH TECHNOLOGIES INCC Conversion	Director, President and CEO	CConversion	+12.2K sh	$1.54	+$18.8K	26,608
2013-03-25	LPTHLIGHTPATH TECHNOLOGIES INCJ Other	Director, President and CEO	JOther	+11.6K sh	—	—	38,167
2013-03-25	LPTHLIGHTPATH TECHNOLOGIES INC · 8% Convertible DebtC Conversion	Director, President and CEO	CConversion	—	—	—	0
2013-01-31	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock optionA Award	Director, President and CEO	AAward	+13K sh	$0.87	+$11.3K	373,135
2012-10-25	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock optionA Award	Director, President and CEO	AAward	+40K sh	$0.98	+$39.2K	360,135
2012-08-01	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+1,457 sh	$1.03	+$1,500.71	1,457
2011-10-27	LPTHLIGHTPATH TECHNOLOGIES INC · Incentive stock optionA Award	Director, President and CEO	AAward	+40K sh	$1.39	+$55.6K	218,678
2011-08-01	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+722 sh	$2.08	+$1,501.76	722
2010-11-03	LPTHLIGHTPATH TECHNOLOGIES INC · incentive stock optionA Award	Director, President and CEO	AAward	+25K sh	$2.69	+$67.3K	190,932
2010-11-03	LPTHLIGHTPATH TECHNOLOGIES INC · incentive stock optionA Award	Director, President and CEO	AAward	+25K sh	$2.69	+$67.3K	190,932
2010-04-08	LPTHLIGHTPATH TECHNOLOGIES INCA Award	Director, President and CEO	AAward	+2,273 sh	$2.20	+$5,000.6	12,252
2010-04-08	LPTHLIGHTPATH TECHNOLOGIES INC · Common stock warrantA Award	Director, President and CEO	AAward	−228 sh	$2.48	−$565.44	175,913
2010-02-04	LPTHLIGHTPATH TECHNOLOGIES INC · Common stock optionA Award	Director, President and CEO	AAward	+50K sh	$2.66	+$133K	0

Recent filings

Accepted (ET)
Oct 314
GAYNOR JOSEPH J JR0001654954-19-012153
SEC(opens sec.gov)
May 154
GAYNOR JOSEPH J JR0001654954-19-006107
SEC(opens sec.gov)
Jan 104
GAYNOR JOSEPH J JR0001654954-19-000281
SEC(opens sec.gov)
Nov 164
GAYNOR JOSEPH J JR0001654954-18-012875
SEC(opens sec.gov)
Oct 304
GAYNOR JOSEPH J JR0001654954-18-011695
SEC(opens sec.gov)
Jul 94
GAYNOR JOSEPH J JR0001654954-18-007416
SEC(opens sec.gov)
Jun 204
GAYNOR JOSEPH J JR0001654954-18-006795
SEC(opens sec.gov)
May 304
GAYNOR JOSEPH J JR0001654954-18-006027
SEC(opens sec.gov)
Jan 224
GAYNOR JOSEPH J JR0001654954-18-000605
SEC(opens sec.gov)
Jan 54
GAYNOR JOSEPH J JR0001654954-18-000124
SEC(opens sec.gov)
Nov 74
GAYNOR JOSEPH J JR0001654954-17-010111
SEC(opens sec.gov)
Oct 274
GAYNOR JOSEPH J JR0001654954-17-009760
SEC(opens sec.gov)

Companies

Address

2603 CHALLENGER TECH COURT SUITE 100

ORLANDO, FL, 32826