Insider · CIK 0001200403

KARN ROBERT B III

Reports to the SEC for 11 companies · ST. LOUIS, MO

sec.gov

Transactions

Companies

Filings

CIK

0001200403

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-04-03	BTUPEABODY ENERGY CORPJ Other	FORMER DIRECTOR	JOther	−2,612 sh	—	—	0
2017-04-03	BTUPEABODY ENERGY CORPJ Other	FORMER DIRECTOR	JOther	−6,122 sh	—	—	0
2017-03-21	Guggenheim Enhanced Equity Income FundJ Other	Director, Trustee	JOther	+2,086.642 sh	$8.66	+$18.1K	2,086.642
2017-02-13	NRPNATURAL RESOURCE PARTNERS LPM Exercise/Conversion	Director	MExercise/Conversion	+370 sh	—	—	870
2017-02-13	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−370 sh	$36.54	−$13.5K	500
2017-02-13	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsM Exercise/Conversion	Director	MExercise/Conversion	−370 sh	—	—	0
2016-08-30	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−32 sh	$18.76	−$600.323	0
2016-08-30	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−32 sh	$18.76	−$600.323	0
2016-02-14	NRPNATURAL RESOURCE PARTNERS LPM Exercise/Conversion	Director	MExercise/Conversion	+3,700 sh	—	—	8,700
2016-02-14	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−3,700 sh	$1.03	−$3,825.8	5,000
2016-02-14	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,700 sh	—	—	0
2016-01-04	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+4,333 sh	—	—	6,122
2015-02-11	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsA Award	Director	AAward	+4,100 sh	—	—	4,100
2015-02-10	NRPNATURAL RESOURCE PARTNERS LPM Exercise/Conversion	Director	MExercise/Conversion	+3,580 sh	—	—	8,580
2015-02-10	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−3,580 sh	$8.95	−$32K	5,000
2015-02-10	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,580 sh	—	—	0
2015-01-02	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+16.8K sh	—	—	38,507
2014-10-24	BTUPEABODY ENERGY CORPP Purchase	FORMER DIRECTOR	PPurchase	+9,000 sh	$10.35	+$93.1K	27,541
2014-03-17	Guggenheim Credit Allocation FundP Purchase	Director, Trustee	PPurchase	+1,000 sh	$23.44	+$23.4K	1,000
2014-03-17	Guggenheim Equal Weight Enhanced Equity Income FundP Purchase	Director, Trustee	PPurchase	+1,000 sh	$18.89	+$18.9K	1,000
2014-03-17	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	Director, Trustee	PPurchase	+1,000 sh	$21.19	+$21.2K	1,000
2014-02-25	BTUPEABODY ENERGY CORPM Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	+4,525 sh	$11.05	+$50K	26,236
2014-02-25	BTUPEABODY ENERGY CORPG Gift	FORMER DIRECTOR	GGift	−4,525 sh	—	—	21,711
2014-02-25	BTUPEABODY ENERGY CORPG Gift	FORMER DIRECTOR	GGift	+4,525 sh	—	—	18,541
2014-02-25	BTUPEABODY ENERGY CORP · Stock Option (Right to Buy)M Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	−4,525 sh	$11.05	−$50K	0
2014-02-12	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsA Award	Director	AAward	+3,885 sh	—	—	3,885
2014-02-11	NRPNATURAL RESOURCE PARTNERS LPM Exercise/Conversion	Director	MExercise/Conversion	+3,475 sh	—	—	8,475
2014-02-11	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−3,475 sh	$15.81	−$54.9K	5,000
2014-02-11	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,475 sh	—	—	0
2014-02-10	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−1,435 sh	$16.33	−$23.4K	14,016
2014-02-10	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−840 sh	$16.33	−$13.7K	0
2014-02-05	BTUPEABODY ENERGY CORPG Gift	FORMER DIRECTOR	GGift	−6,861 sh	—	—	21,711
2014-02-05	BTUPEABODY ENERGY CORPG Gift	FORMER DIRECTOR	GGift	+6,861 sh	—	—	15,451
2014-01-02	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+6,653 sh	—	—	28,572
2013-02-26	NRPNATURAL RESOURCE PARTNERS LPM Exercise/Conversion	Director	MExercise/Conversion	+3,375 sh	—	—	8,375
2013-02-26	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−3,375 sh	$22.32	−$75.3K	5,000
2013-02-26	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,375 sh	—	—	0
2013-02-13	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsA Award	Director	AAward	+3,700 sh	—	—	3,700
2013-01-02	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+5,031 sh	—	—	21,799
2012-10-18	NRPNATURAL RESOURCE PARTNERS LP · Common UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	—	—	—
2012-02-28	NRPNATURAL RESOURCE PARTNERS LPM Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	—	—	8,000
2012-02-28	NRPNATURAL RESOURCE PARTNERS LPD Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$26.40	−$79.2K	5,000
2012-02-28	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	—	—	0
2012-02-14	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsA Award	Director	AAward	+3,700 sh	—	—	3,700
2012-02-14	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsA Award	Director	AAward	+580 sh	—	—	580
2012-02-14	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsA Award	Director	AAward	+475 sh	—	—	475
2012-02-14	NRPNATURAL RESOURCE PARTNERS LP · Phantom UnitsA Award	Director	AAward	+375 sh	—	—	375
2012-01-03	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+6,617 sh	—	—	16,706
2011-03-18	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−4,500 sh	$70.28	−$316K	8,590
2011-02-13	NRPNATURAL RESOURCE PARTNERS LPM Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	—	—	8,000

Recent filings

Accepted (ET)
Apr 54
PEABODY ENERGY CORP0000899243-17-009589
SEC(opens sec.gov)
Mar 214
Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)0001179110-17-004984
SEC(opens sec.gov)
Feb 154
NATURAL RESOURCE PARTNERS LP0001140361-17-007826
SEC(opens sec.gov)
Aug 314
NATURAL RESOURCE PARTNERS LP0001140361-16-078398
SEC(opens sec.gov)
Feb 174
NATURAL RESOURCE PARTNERS LP0001140361-16-053761
SEC(opens sec.gov)
Jan 64
PEABODY ENERGY CORP0000899243-16-011114
SEC(opens sec.gov)
Feb 124
NATURAL RESOURCE PARTNERS LP0001140361-15-006036
SEC(opens sec.gov)
Jan 64
PEABODY ENERGY CORP0001209191-15-001787
SEC(opens sec.gov)
Oct 284
PEABODY ENERGY CORP0001209191-14-065051
SEC(opens sec.gov)
Mar 184
Guggenheim Credit Allocation Fund0001179110-14-005343
SEC(opens sec.gov)
Mar 184
Guggenheim Equal Weight Enhanced Equity Income Fund0001179110-14-005342
SEC(opens sec.gov)

Companies

Address

C/O PEABODY ENERGY CORPORATION, 701 MARKET STREET

ST. LOUIS, MO, 63101-1826