Insider · CIK 0001200652

THOMAS JAMES A

Reports to the SEC for 3 companies · NEW HAVEN, CT

sec.gov

Transactions

Companies

Filings

CIK

0001200652

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-10-27	People's United Financial, Inc.S Sale	Director	SSale	−5,771 sh	$12.83	−$74K	153,267
2011-10-03	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+124.118 sh	$32.55	+$4,040.041	9,476.063
2011-07-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+122K sh	$32.59	+$3.99M	9,351.945
2011-04-21	People's United Financial, Inc.A Award	Director	AAward	+7,401 sh	—	—	159,038
2011-04-05	UIL HOLDINGS CORPA Award	Director	AAward	+1,068 sh	$30.77	+$32.9K	11,613
2011-04-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+128.156 sh	$30.68	+$3,931.826	9,229.62
2011-03-15	UIL HOLDINGS CORPS Sale	Director	SSale	−7,500 sh	$29.05	−$218K	3,694
2011-03-04	UIL HOLDINGS CORPM Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$27.11	+$203K	11,194
2011-03-04	UIL HOLDINGS CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	$27.11	−$203K	0
2011-01-03	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+128.799 sh	$30.09	+$3,876.206	9,101.464
2010-12-17	UIL HOLDINGS CORPS Sale	Director	SSale	−1,600 sh	$29.83	−$47.7K	6,094
2010-12-17	UIL HOLDINGS CORPS Sale	Director	SSale	−2,400 sh	$29.82	−$71.6K	3,694
2010-10-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+134.698 sh	$28.34	+$3,818.015	8,972.665
2010-07-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+149.158 sh	$25.16	+$3,753.561	8,837.967
2010-05-06	People's United Financial, Inc.A Award	Director	AAward	+6,313 sh	—	—	151,637
2010-04-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+133.593 sh	$27.66	+$3,695.85	8,688.809
2010-03-22	UIL HOLDINGS CORPA Award	Director	AAward	+3,294 sh	$28.23	+$93K	12,750
2010-03-15	UIL HOLDINGS CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$23.64	+$59.1K	7,989
2010-03-15	UIL HOLDINGS CORPS Sale	Director	SSale	−2,500 sh	$27.99	−$70K	5,489
2010-03-15	UIL HOLDINGS CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	$23.64	−$59.1K	0
2010-01-26	People's United Financial, Inc.S Sale	Director	SSale	−3,102 sh	$15.91	−$49.4K	145,324
2010-01-04	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+128.453 sh	$28.34	+$3,640.358	8,555.216
2009-10-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+135.824 sh	$26.37	+$3,581.679	8,426.763
2009-07-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+153.116 sh	$22.96	+$3,515.543	8,290.939
2009-06-09	People's United Financial, Inc.S Sale	Director	SSale	−6,450 sh	$15.66	−$101K	148,426
2009-05-07	People's United Financial, Inc.A Award	Director	AAward	+5,876 sh	—	—	154,876
2009-04-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+153.203 sh	$22.52	+$3,449.366	8,137.823
2009-03-23	UIL HOLDINGS CORPA Award	Director	AAward	+4,163 sh	$22.34	+$93K	11,456
2009-01-02	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+113.16 sh	$30.05	+$3,400.458	7,984.62
2009-01-02	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+113.16 sh	$30.05	+$3,400.458	7,984.62
2008-07-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+111.486 sh	$29.70	+$3,310.577	7,774.861
2008-03-24	UIL HOLDINGS CORPRestricted Common StockA Award	Director	AAward	+3,088 sh	$30.12	+$93K	9,293
2008-01-02	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+86.97 sh	$37.10	+$3,226.587	7,555.948
2008-01-02	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+86.97 sh	$37.10	+$3,226.587	7,555.948
2007-10-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+98.606 sh	$32.29	+$3,183.988	7,468.978
2007-07-02	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+94.742 sh	$33.17	+$3,143.066	7,370.372
2006-07-03	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+52.051 sh	$57.65	+$3,000.74	4,219.756
2006-01-03	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+56.124 sh	$47.12	+$2,644.282	3,728.712
2005-10-03	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+49.324 sh	$52.89	+$2,608.746	3,672.588
2005-07-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+47.359 sh	$54.37	+$2,574.672	3,623.264
2005-06-14	IMAGISTICS INTERNATIONAL INCA Award	Director	AAward	+2,000 sh	—	—	10,000
2005-03-28	UIL HOLDINGS CORPRetricted Common StockA Award	Director	AAward	+1,200 sh	$50.48	+$60.6K	3,600
2005-03-10	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+377.41 sh	$50.73	+$19.1K	3,525.683
2005-01-03	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+44.092 sh	$50.69	+$2,235.023	3,148.273
2004-10-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+44.332 sh	$49.70	+$2,203.079	3,104.181
2004-01-02	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+40.322 sh	$45.42	+$1,831.627	2,584.234
2003-10-01	UIL HOLDINGS CORPPhantom Stock UnitsA Award	Director	AAward	+50.354 sh	$35.66	+$1,795.372	2,543.912
2003-08-22	UIL HOLDINGS CORPS Sale	Director	SSale	−600 sh	$35.84	−$21.5K	1,973
2003-08-22	UIL HOLDINGS CORPS Sale	Director	SSale	−129 sh	$35.85	−$4,624.65	1,844
2003-03-25	UIL HOLDINGS CORPRetricted Common StockA Award	Director	AAward	+1,200 sh	$34.11	+$40.9K	1,200

Recent filings

Accepted (ET)
Oct 274
THOMAS JAMES A0001209191-11-052973
SEC(opens sec.gov)
Oct 54
THOMAS JAMES A0001140361-11-048508
SEC(opens sec.gov)
Jul 64
THOMAS JAMES A0001140361-11-035818
SEC(opens sec.gov)
Apr 254
THOMAS JAMES A0001209191-11-024253
SEC(opens sec.gov)
Apr 74
THOMAS JAMES A0001140361-11-021368
SEC(opens sec.gov)
Apr 64
THOMAS JAMES A0001140361-11-021060
SEC(opens sec.gov)
Mar 154
THOMAS JAMES A0001140361-11-016935
SEC(opens sec.gov)
Mar 84
THOMAS JAMES A0001140361-11-015120
SEC(opens sec.gov)
Jan 54
THOMAS JAMES A0001140361-11-001505
SEC(opens sec.gov)
Dec 204
THOMAS JAMES A0001140361-10-050364
SEC(opens sec.gov)
Oct 54
THOMAS JAMES A0001140361-10-040105
SEC(opens sec.gov)
Jul 64
THOMAS JAMES A0001140361-10-028584
SEC(opens sec.gov)
May 74
THOMAS JAMES A0001209191-10-025969
SEC(opens sec.gov)
Apr 64
THOMAS JAMES A0001140361-10-015579
SEC(opens sec.gov)
Mar 244
THOMAS JAMES A0001140361-10-013528
SEC(opens sec.gov)
Mar 174
THOMAS JAMES A0001140361-10-012512
SEC(opens sec.gov)

Companies

Address

C/O UIL HOLDINGS CORPORATION 157 CHURCH STREET

NEW HAVEN, CT, 06510