Insider · CIK 0001200993

CUNNINGHAM JOHN E IV

Reports to the SEC for 2 companies · BELLEVUE, WA

sec.gov

Transactions

Companies

Filings

CIK

0001200993

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-05-31	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	—	—	0
2016-05-31	AVANTAX, INC.M Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$8.98	+$67.4K	63,453
2016-05-24	AVANTAX, INC.A Award	Director	AAward	+11.7K sh	—	—	52,047
2016-05-24	AVANTAX, INC.A Award	Director	AAward	+3,906 sh	—	—	55,953
2016-05-24	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+15.6K sh	—	—	15,569
2016-05-24	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+5,189 sh	—	—	5,189
2015-05-28	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+10.1K sh	—	—	10,118
2015-05-28	AVANTAX, INC.A Award	Director	AAward	+6,558 sh	—	—	40,329
2015-05-28	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+3,372 sh	—	—	3,372
2015-05-28	AVANTAX, INC.A Award	Director	AAward	+2,186 sh	—	—	33,771
2015-04-02	AVANTAX, INC.S Sale	Director	SSale	−7,500 sh	$14.00	−$105K	31,585
2015-04-02	AVANTAX, INC.M Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$9.64	+$72.3K	39,085
2015-04-02	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	—	—	0
2014-11-15	REALNETWORKS INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,147 sh	—	—	0
2014-11-15	REALNETWORKS INCM Exercise/Conversion	Director	MExercise/Conversion	+6,147 sh	—	—	13,359
2014-09-22	REALNETWORKS INCRestricted Stock UnitA Award	Director	AAward	+6,224 sh	—	—	6,224
2014-09-22	REALNETWORKS INCStock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2013-11-15	REALNETWORKS INCStock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2013-11-15	REALNETWORKS INCRestricted Stock UnitA Award	Director	AAward	+6,147 sh	—	—	6,147
2013-10-23	REALNETWORKS INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,784 sh	—	—	0
2013-10-23	REALNETWORKS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,784 sh	—	—	7,212
2013-08-08	AVANTAX, INC.S Sale	Director	SSale	−8,500 sh	$21.05	−$179K	24,407
2013-05-22	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+3,900 sh	—	—	3,900
2013-05-22	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+11.1K sh	—	—	11,100
2013-05-22	AVANTAX, INC.A Award	Director	AAward	+6,000 sh	—	—	32,907
2012-10-23	REALNETWORKS INCStock Option (Right to Buy)A Award	Director	AAward	+6,250 sh	—	—	6,250
2012-10-23	REALNETWORKS INCRestricted Stock UnitsA Award	Director	AAward	+5,784 sh	—	—	5,784
2012-10-12	REALNETWORKS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,428 sh	—	—	1,428
2012-10-12	REALNETWORKS INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,428 sh	—	—	0
2012-05-31	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+3,900 sh	—	—	3,900
2012-05-31	AVANTAX, INC.A Award	Director	AAward	+6,000 sh	—	—	26,907
2012-05-31	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+11.1K sh	—	—	11,100
2012-05-17	AVANTAX, INC.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	—	—	0
2012-05-17	AVANTAX, INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$10.30	+$25.8K	20,907
2011-06-08	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+11.1K sh	—	—	11,100
2011-06-08	AVANTAX, INC.A Award	Director	AAward	+6,000 sh	—	—	18,407
2011-06-08	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+3,900 sh	—	—	3,900
2011-03-02	AVANTAX, INC.A Award	Director	AAward	+3,750 sh	—	—	12,408
2011-03-02	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+9,000 sh	—	—	9,000
2010-12-06	AVANTAX, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−1,795 sh	$10.89	−$19.5K	8,658
2010-05-11	AVANTAX, INC.Stock Option (Right to Buy)A Award	Director	AAward	+11.1K sh	—	—	11,100
2010-05-11	AVANTAX, INC.A Award	Director	AAward	+4,500 sh	—	—	10,453
2009-06-04	AVANTAX, INC.Nonemployee Director Grant 6/4/09 (Right to Buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2007-05-31	AVANTAX, INC.Non-Employee Director Grant 5/31/07 (Right to Buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2005-01-28	AVANTAX, INC.S Sale	Director	SSale	−100 sh	$47.89	−$4,789	6,353
2005-01-28	AVANTAX, INC.S Sale	Director	SSale	−292 sh	$47.87	−$14K	9,367
2005-01-28	AVANTAX, INC.S Sale	Director	SSale	−400 sh	$47.86	−$19.1K	9,659
2005-01-28	AVANTAX, INC.S Sale	Director	SSale	−286 sh	$47.85	−$13.7K	10,059
2005-01-28	AVANTAX, INC.S Sale	Director	SSale	−5,508 sh	$47.85	−$264K	10,345
2005-01-28	AVANTAX, INC.S Sale	Director	SSale	−100 sh	$47.85	−$4,784.99	15,853

Recent filings

Accepted (ET)
Jun 24
BLUCORA, INC.0001200993-16-000005
SEC(opens sec.gov)
May 264
BLUCORA, INC.0001200993-16-000003
SEC(opens sec.gov)
Jun 14
BLUCORA, INC.0001068875-15-000105
SEC(opens sec.gov)
Apr 64
BLUCORA, INC.0001068875-15-000073
SEC(opens sec.gov)
Nov 184
REALNETWORKS INC0001209191-14-069535
SEC(opens sec.gov)
Sep 234
REALNETWORKS INC0001209191-14-059460
SEC(opens sec.gov)
Nov 154
REALNETWORKS INC0001209191-13-052646
SEC(opens sec.gov)
Oct 244
REALNETWORKS INC0001209191-13-049185
SEC(opens sec.gov)

Companies

Address

601 108TH AVENUE NE, SUITE 1200

BELLEVUE, WA, 98004