Insider · CIK 0001201589

THOMAS T PETER

Reports to the SEC for 7 companies · SANTA CLARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001201589

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-06-17	NEOPHOTONICS CORPStock Option (right to buy)A Award	Director	AAward	+7,407 sh	—	—	12,407
2011-02-07	NEOPHOTONICS CORPSeries X Preferred StockC Conversion	Director	CConversion	−188.4 sh	—	—	0
2011-02-07	NEOPHOTONICS CORPSeries 3 Preferred StockC Conversion	Director	CConversion	−150K sh	—	—	0
2011-02-07	NEOPHOTONICS CORPSeries 2 Preferred StockC Conversion	Director	CConversion	−105K sh	—	—	0
2011-02-07	NEOPHOTONICS CORPSeries 1 Preferred StockC Conversion	Director	CConversion	−329K sh	—	—	0
2011-02-07	NEOPHOTONICS CORPC Conversion	Director	CConversion	+75.4K sh	—	—	765,325
2011-02-07	NEOPHOTONICS CORPC Conversion	Director	CConversion	+150K sh	—	—	689,965
2011-02-07	NEOPHOTONICS CORPC Conversion	Director	CConversion	+329K sh	—	—	434,664
2011-02-07	NEOPHOTONICS CORPC Conversion	Director	CConversion	+105K sh	—	—	539,966
2009-01-27	TRANSMETA CORPDirector Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$19.01	−$47.5K	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	−7,581 sh	$19.01	−$144K	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	−8,194 sh	$19.01	−$156K	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	−378K sh	$19.01	−$7.19M	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	+24.2K sh	$19.01	+$459K	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	−1,333 sh	$19.01	−$25.3K	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	−64.7K sh	$19.01	−$1.23M	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	−97.5K sh	$19.01	−$1.85M	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	+1,050 sh	$19.01	+$20K	0
2009-01-27	TRANSMETA CORPD Disposition to Issuer	Director	DDisposition to Issuer	−450 sh	$19.01	−$8,553.15	0
2009-01-27	TRANSMETA CORPDirector Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$19.01	−$95K	0
2009-01-27	TRANSMETA CORPDirector Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$19.01	−$47.5K	0
2006-06-08	@ROAD, INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2006-06-02	TRANSMETA CORPEmployee Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2005-11-18	TRANSMETA CORPDirector Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2005-06-09	@ROAD, INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2004-06-18	@ROAD, INCStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2004-05-27	TRANSMETA CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+15K sh	$2.15	+$32.3K	15,000
2003-10-29	TURNSTONE SYSTEMS INCJ Other	affiliate of 10% owner	JOther	−8.08M sh	$2.85	−$23M	2,730,064
2003-10-29	TURNSTONE SYSTEMS INCJ Other	affiliate of 10% owner	JOther	+269K sh	$2.85	+$768K	310,002
2003-10-29	TURNSTONE SYSTEMS INCS Sale	affiliate of 10% owner	SSale	−269K sh	$2.82	−$760K	40,646
2003-08-19	@ROAD, INCS Sale	Director	SSale	0 sh	—	—	100,601
2003-08-19	@ROAD, INCS Sale	Director	SSale	0 sh	—	—	12,000
2003-08-19	@ROAD, INCS Sale	Director	SSale	0 sh	—	—	437,500
2003-08-19	@ROAD, INCS Sale	Director	SSale	0 sh	—	—	25,138
2003-08-19	@ROAD, INCS Sale	Director	SSale	−55.9K sh	$14.00	−$782K	0
2003-08-19	@ROAD, INCS Sale	Director	SSale	−944K sh	$14.00	−$13.2M	6,595,273

Recent filings

Accepted (ET)
Jun 204
NEOPHOTONICS CORP0001181431-11-037582
SEC(opens sec.gov)
Feb 84
NEOPHOTONICS CORP0001181431-11-008206
SEC(opens sec.gov)
Jan 294
TRANSMETA CORP0001005477-09-000374
SEC(opens sec.gov)

Companies

Address

C/O TRANSMETA CORPORATION 2540 MISSION COLLEGE BLVD.

SANTA CLARA, CA, 95054