Insider · CIK 0001202354

APPLETON STEVEN R

Reports to the SEC for 2 companies · SANTA CLARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001202354

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-10-11	MUMICRON TECHNOLOGY INCA Award	Chairman and CEO	AAward	+394K sh	—	—	2,369,286
2011-10-11	MUMICRON TECHNOLOGY INCA Award	Chairman and CEO	AAward	+315K sh	—	—	1,975,286
2011-10-11	MUMICRON TECHNOLOGY INC · Non-Qualified Stock OptionJ Other	Chairman and CEO	JOther	+1.12M sh	$5.16	+$5.79M	1,123,000
2011-10-11	MUMICRON TECHNOLOGY INCF Tax Payment	Chairman and CEO	FTax Payment	−23.7K sh	$5.16	−$122K	1,660,286
2011-10-09	MUMICRON TECHNOLOGY INCF Tax Payment	Chairman and CEO	FTax Payment	−33.4K sh	$4.95	−$166K	1,683,960
2011-10-05	MUMICRON TECHNOLOGY INCF Tax Payment	Chairman and CEO	FTax Payment	−24.1K sh	$4.52	−$109K	1,717,406
2011-10-03	MUMICRON TECHNOLOGY INCF Tax Payment	Chairman and CEO	FTax Payment	−39.9K sh	$5.04	−$201K	1,741,523
2011-09-23	NATIONAL SEMICONDUCTOR CORPD Disposition to Issuer	Director	DDisposition to Issuer	−36K sh	$25.00	−$900K	0
2011-09-23	NATIONAL SEMICONDUCTOR CORPStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	—	—	0
2011-09-23	NATIONAL SEMICONDUCTOR CORPStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	0
2011-09-23	NATIONAL SEMICONDUCTOR CORPD Disposition to Issuer	Director	DDisposition to Issuer	−35.6K sh	$25.00	−$890K	0
2011-04-27	MUMICRON TECHNOLOGY INC · Non-Qualified Stock OptionM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	−175K sh	$4.48	−$784K	966,000
2011-04-27	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−11.2K sh	$11.72	−$131K	1,781,459
2011-04-27	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−900 sh	$11.72	−$10.5K	1,794,345
2011-04-27	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−154K sh	$11.72	−$1.81M	1,802,312
2011-04-27	MUMICRON TECHNOLOGY INCM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	+175K sh	$4.48	+$784K	1,956,459
2011-04-27	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−7,067 sh	$11.72	−$82.8K	1,795,245
2011-04-27	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−1,700 sh	$11.72	−$19.9K	1,792,645
2011-04-25	MUMICRON TECHNOLOGY INCM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	+175K sh	$4.48	+$784K	1,956,459
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−1,600 sh	$11.36	−$18.2K	1,781,860
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−9,800 sh	$11.35	−$111K	1,896,659
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−3,200 sh	$11.36	−$36.4K	1,783,460
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−900 sh	$11.35	−$10.2K	1,895,759
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−2,700 sh	$11.36	−$30.7K	1,893,059
2011-04-25	MUMICRON TECHNOLOGY INC · Non-Qualified Stock OptionM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	−175K sh	$4.48	−$784K	1,141,000
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−50K sh	$11.35	−$568K	1,906,459
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−106K sh	$11.36	−$1.21M	1,786,660
2011-04-25	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−401 sh	$11.37	−$4,557.365	1,781,459
2011-04-20	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−100 sh	$11.27	−$1,127.25	1,782,360
2011-04-20	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−48.8K sh	$11.27	−$550K	1,782,460
2011-04-20	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−1,901 sh	$11.27	−$21.4K	1,831,259
2011-04-20	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−400 sh	$11.26	−$4,505	1,833,160
2011-04-20	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−47.7K sh	$11.26	−$537K	1,833,560
2011-04-20	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−75.2K sh	$11.25	−$846K	1,881,259
2011-04-20	MUMICRON TECHNOLOGY INCM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	+175K sh	$4.48	+$784K	1,956,459
2011-04-20	MUMICRON TECHNOLOGY INC · Non-Qualified Stock OptionM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	−175K sh	$4.48	−$784K	1,316,000
2011-04-20	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−901 sh	$11.28	−$10.2K	1,781,459
2011-04-06	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−42K sh	$11.21	−$471K	1,861,059
2011-04-06	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−79.4K sh	$11.22	−$891K	1,781,659
2011-04-06	MUMICRON TECHNOLOGY INC · Non-Qualified Stock OptionM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	−150K sh	$4.48	−$672K	1,491,000
2011-04-06	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−500 sh	$11.20	−$5,600	1,903,059
2011-04-06	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−27.9K sh	$11.19	−$312K	1,903,559
2011-04-06	MUMICRON TECHNOLOGY INCM Exercise/Conversion	Chairman and CEO	MExercise/Conversion	+150K sh	$4.48	+$672K	1,931,459
2011-04-06	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−200 sh	$11.22	−$2,244.5	1,781,459
2011-03-29	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−75K sh	$11.65	−$874K	1,781,459
2011-03-28	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−75K sh	$11.75	−$881K	1,856,459
2011-03-28	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−75K sh	$11.65	−$874K	1,931,459
2010-12-31	MUMICRON TECHNOLOGY INCA Award	Chairman and CEO	AAward	+8,000 sh	—	—	61,000
2010-12-31	MUMICRON TECHNOLOGY INCG Gift	Chairman and CEO	GGift	−8,000 sh	—	—	2,006,459
2010-11-05	MUMICRON TECHNOLOGY INCS Sale	Chairman and CEO	SSale	−45.4K sh	$8.50	−$386K	2,049,069

Recent filings

Accepted (ET)
Oct 134
APPLETON STEVEN R0000723125-11-000161
SEC(opens sec.gov)
Oct 114
APPLETON STEVEN R0000723125-11-000152
SEC(opens sec.gov)
Oct 64
APPLETON STEVEN R0000723125-11-000144
SEC(opens sec.gov)
Oct 44
APPLETON STEVEN R0000723125-11-000135
SEC(opens sec.gov)
Sep 234
APPLETON STEVEN R0001181431-11-050402
SEC(opens sec.gov)
Apr 284
APPLETON STEVEN R0000723125-11-000098
SEC(opens sec.gov)
Apr 264
APPLETON STEVEN R0000723125-11-000096
SEC(opens sec.gov)

Companies

Address

STOCK ADMINISTRATION, MAIL STOP C-1640 2900 SEMICONDUCTOR DR.

SANTA CLARA, CA, 95051