Insider · CIK 0001202440

STEIN ALFRED J

Reports to the SEC for 4 companies · LOS ALTOS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001202440

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2008-06-27	ESS TECHNOLOGY INCDirector Plan Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2006-09-27	SIMTEK CORPStock Option (Right to Buy)A Award	Director	AAward	+150K sh	$0.50	+$75K	349,167
2006-09-27	SIMTEK CORPStock Option (Right to Buy)A Award	Director	AAward	+150K sh	$0.50	+$75K	349,167
2006-05-26	SIMTEK CORPA Award	Director	AAward	+33.8K sh	—	—	33,757
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	+1,667 sh	—	—	3,334
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	$26.66	+$44.4K	1,667
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	+1,667 sh	—	—	1,667
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	−1,667 sh	—	—	0
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	$22.44	+$37.4K	1,667
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	−1,667 sh	—	—	0
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPOption (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	$26.66	−$44.4K	3,333
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPOption (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	$22.44	−$37.4K	1,666
2005-06-28	ELECTRONICS BOUTIQUE HOLDINGS CORPS Sale	Director	SSale	−3,334 sh	$62.89	−$210K	0
2005-06-27	ESS TECHNOLOGY INCEquity Incentive Stock Option Plan (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2005-06-27	ESS TECHNOLOGY INCDirector Plan Stock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2005-03-28	ELECTRONICS BOUTIQUE HOLDINGS CORPS Sale	Director	SSale	−5,000 sh	$44.95	−$225K	0
2005-03-28	ELECTRONICS BOUTIQUE HOLDINGS CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$14.80	+$74K	5,000
2005-03-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	−5,000 sh	—	—	0
2005-03-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	+5,000 sh	—	—	5,000
2005-03-28	ELECTRONICS BOUTIQUE HOLDINGS CORPOption (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	$14.80	−$74K	5,000
2005-02-15	SIMTEK CORPStock Option (right to buy)A Award	Director	AAward	+35K sh	$0.62	+$21.7K	164,167
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPS Sale	Director	SSale	−1,667 sh	$40.60	−$67.7K	0
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$14.80	+$74K	5,000
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	−5,000 sh	—	—	0
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	+1,667 sh	—	—	6,667
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPOption (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,667 sh	$22.44	−$37.4K	3,333
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPOption (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	$14.80	−$74K	10,000
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPS Sale	Director	SSale	−5,000 sh	$40.60	−$203K	1,667
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	−1,667 sh	—	—	0
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,667 sh	$22.44	+$37.4K	1,667
2004-12-28	ELECTRONICS BOUTIQUE HOLDINGS CORPG Gift	Director	GGift	+5,000 sh	—	—	5,000
2004-08-03	ADVANCED POWER TECHNOLOGY INCOption-right to buy $1849A Award	Director	AAward	+8,000 sh	$10.18	+$81.4K	8,000
2004-08-03	ADVANCED POWER TECHNOLOGY INCOption-right to buy $1849A Award	Director	AAward	+7,000 sh	$10.18	+$71.3K	7,000
2004-04-27	SIMTEK CORPEmployee Non-Qualified Stock OptionA Award	Director	AAward	+29.2K sh	$1.16	+$33.8K	129,167
2003-08-01	ADVANCED POWER TECHNOLOGY INC3-Option right to buy (#1594)D Disposition to Issuer	Director	DDisposition to Issuer	−7,000 sh	—	—	—
2003-08-01	ADVANCED POWER TECHNOLOGY INCOption-right to buy #1732A Award	Director	AAward	+7,000 sh	$7.95	+$55.7K	7,000
2003-08-01	ADVANCED POWER TECHNOLOGY INC3 Option - right to buyD Disposition to Issuer	Director	DDisposition to Issuer	−7,000 sh	—	—	—
2003-02-28	ELECTRONICS BOUTIQUE HOLDINGS CORPStock Option (right to buy)A Award	Director	AAward	+15K sh	$14.80	+$222K	15,000
2002-10-31	ADVANCED POWER TECHNOLOGY INCP Purchase	Director	PPurchase	+5,000 sh	$2.40	+$12K	10,000
2002-08-01	ADVANCED POWER TECHNOLOGY INC2 Option - right to buyD Disposition to Issuer	Director	DDisposition to Issuer	−6,038 sh	—	—	—
2002-08-01	ADVANCED POWER TECHNOLOGY INC2-Option right to buy (#780)D Disposition to Issuer	Director	DDisposition to Issuer	−6,038 sh	—	—	—
2001-12-27	ADVANCED POWER TECHNOLOGY INC1-Option right to buy (#635)D Disposition to Issuer	Director	DDisposition to Issuer	−27K sh	—	—	—
2001-12-27	ADVANCED POWER TECHNOLOGY INC1 Option - right to buyD Disposition to Issuer	Director	DDisposition to Issuer	−27K sh	—	—	—

Recent filings

Accepted (ET)
Jun 274
STEIN ALFRED J0001209191-08-039298
SEC(opens sec.gov)
Sep 284
SIMTEK CORP0001014909-06-000111
SEC(opens sec.gov)
Sep 284/A
SIMTEK CORP0001014909-06-000113
SEC(opens sec.gov)
May 314
SIMTEK CORP0001014909-06-000069
SEC(opens sec.gov)
Jun 304
ELECTRONICS BOUTIQUE HOLDINGS CORP0001057746-05-000017
SEC(opens sec.gov)
Jun 294
ESS TECHNOLOGY INC0001209191-05-033878
SEC(opens sec.gov)
Mar 304
STEIN ALFRED J0001057746-05-000006
SEC(opens sec.gov)

Companies

Address

401 OLD OAK COURT

LOS ALTOS, CA, 94022