Insider · CIK 0001202593

Carlson David C.

Reports to the SEC for 3 companies · NEW HOPE, MN

sec.gov

Transactions

Companies

Filings

CIK

0001202593

Forms 4 and 5

Insider transactions

25 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-12-31	ORANGEHOOK, INC.J Other	Chief Financial Officer	JOther	+2,706 sh	—	—	148,248
2016-12-27	ORANGEHOOK, INC.C Conversion	Chief Financial Officer	CConversion	+146K sh	—	—	145,542
2016-12-27	ORANGEHOOK, INC.Series OH-1 Convertible Preferred StockC Conversion	Chief Financial Officer	CConversion	−6,828.45 sh	—	—	0
2016-12-01	ORANGEHOOK, INC.Series OH-1 Purchase WarrantA Award	Chief Financial Officer	AAward	+335.13 sh	—	—	335.13
2016-12-01	ORANGEHOOK, INC.10% Convertible Promissory NoteA Award	Chief Financial Officer	AAward	—	—	—	—
2016-12-01	ORANGEHOOK, INC.Series OH-1 Purchase WarrantA Award	Chief Financial Officer	AAward	+167.73 sh	—	—	167.73
2016-12-01	ORANGEHOOK, INC.Series OH-1 Convertible Preferred StockA Award	Chief Financial Officer	AAward	+6,828.45 sh	—	—	6,828.45
2016-12-01	ORANGEHOOK, INC.Series OH-2 Convertible Preferred StockA Award	Chief Financial Officer	AAward	+50 sh	—	—	50
2010-08-16	MULTIBAND CORPA Award	VP, Operational-Finance	AAward	+750 sh	$1.85	+$1,387.5	7,750
2010-04-01	MULTIBAND CORPNon-Qualified Stock OptionA Award	VP, Operational-Finance	AAward	+50K sh	$1.85	+$92.5K	50,300
2009-12-01	MULTIBAND CORPP Purchase	VP, Operational-Finance	PPurchase	+3,000 sh	$1.89	+$5,670	7,000
2008-04-06	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−60K sh	—	—	—
2008-02-09	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−30K sh	—	—	—
2007-10-12	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−15K sh	—	—	—
2007-08-03	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−20K sh	—	—	—
2006-11-30	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−56.3K sh	—	—	—
2006-07-11	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−33.8K sh	—	—	—
2005-06-29	CORVU CORPEmployee Stock Option (Right to Buy)A Award	Director, Chief Financial Officer	AAward	+30K sh	—	—	30,000
2005-06-29	CORVU CORPEmployee Stock Option (Right to Buy)A Award	Director, Chief Financial Officer	AAward	+124K sh	—	—	123,750
2003-10-07	CORVU CORPEmployee Stock Option (Right to Buy)A Award	Director, Chief Financial Officer	AAward	+67.5K sh	—	—	67,500
2003-09-30	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−67.5K sh	—	—	—
2003-01-07	CORVU CORPJ Other	Director, Chief Financial Officer	JOther	−104K sh	—	—	170,410
2002-11-11	CORVU CORPEmployee Stock Option (Right to Buy)A Award	Director, Chief Financial Officer	AAward	+100K sh	—	—	—
1999-05-28	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−45K sh	—	—	—
1998-06-26	CORVU CORPEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, Chief Financial Officer	DDisposition to Issuer	−45K sh	—	—	—

Recent filings

Accepted (ET)
Feb 264
Carlson David C.0000914190-18-000079
SEC(opens sec.gov)
Dec 134
NUVEL HOLDINGS, INC.0000914190-16-000961
SEC(opens sec.gov)
Aug 184
CARLSON DAVID C0001144204-10-045331
SEC(opens sec.gov)
Apr 54
CARLSON DAVID C0001144204-10-018591
SEC(opens sec.gov)
Dec 24
CARLSON DAVID C0001144204-09-062747
SEC(opens sec.gov)
Jun 304
CARLSON DAVID C0000914190-05-000258
SEC(opens sec.gov)
Oct 84
CARLSON DAVID C0000914190-03-000094
SEC(opens sec.gov)
Jul 295
CORVU CORP0000914190-03-000040
SEC(opens sec.gov)
Nov 134
CARLSON DAVID C0001104659-02-005896
SEC(opens sec.gov)

Companies

Address

9449 SCIENCE CENTER DRIVE

NEW HOPE, MN, 55428