Insider · CIK 0001202949

OBER DOUGLAS G

Reports to the SEC for 2 companies · BALTIMORE, MD

sec.gov

Transactions

Companies

Filings

CIK

0001202949

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-02-13	PEOADAMS NATURAL RESOURCES FUND, INC.I Discretionary Transaction	Director	IDiscretionary Transaction	−11K sh	$26.28	−$289K	47,235.14
2013-02-07	PEOADAMS NATURAL RESOURCES FUND, INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,344 sh	$6.42	+$27.9K	60,469.14
2013-02-07	PEOADAMS NATURAL RESOURCES FUND, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−1,057 sh	$26.38	−$27.9K	59,412.14
2013-02-07	PEOADAMS NATURAL RESOURCES FUND, INC.F Tax Payment	Director	FTax Payment	−1,181 sh	$26.38	−$31.2K	58,231.14
2013-02-07	PEOADAMS NATURAL RESOURCES FUND, INC. · Stock Options w/Tandem SARSM Exercise/Conversion	Director	MExercise/Conversion	−4,344 sh	—	—	0
2013-01-14	ADXADAMS DIVERSIFIED EQUITY FUND, INC.D Disposition to Issuer	Director, Chairman & CEO	DDisposition to Issuer	+5,277 sh	$11.05	+$58.3K	118,736.78
2013-01-14	ADXADAMS DIVERSIFIED EQUITY FUND, INC.F Tax Payment	Director, Chairman & CEO	FTax Payment	−1,541 sh	$11.05	−$17K	117,195.78
2013-01-14	PEOADAMS NATURAL RESOURCES FUND, INC.F Tax Payment	Director	FTax Payment	−1,563 sh	$25.03	−$39.1K	56,125.14
2013-01-10	PEOADAMS NATURAL RESOURCES FUND, INC.A Award	Director	AAward	+3,750 sh	$25.00	+$93.8K	20,275.47
2013-01-10	ADXADAMS DIVERSIFIED EQUITY FUND, INC.A Award	Director, Chairman & CEO	AAward	+8,507 sh	$11.02	+$93.7K	64,271.28
2012-12-31	ADXADAMS DIVERSIFIED EQUITY FUND, INC.J Other	Director, Chairman & CEO	JOther	+11.3K sh	—	—	55,764.28
2012-12-31	ADXADAMS DIVERSIFIED EQUITY FUND, INC.J Other	Director, Chairman & CEO	JOther	+1,945.73 sh	—	—	59,742.5
2012-12-31	PEOADAMS NATURAL RESOURCES FUND, INC.J Other	Director	JOther	+290.3 sh	—	—	16,525.47
2012-12-31	PEOADAMS NATURAL RESOURCES FUND, INC.J Other	Director	JOther	+927.03 sh	—	—	37,412.67
2012-11-30	ADXADAMS DIVERSIFIED EQUITY FUND, INC.I Discretionary Transaction	Director, Chairman & CEO	IDiscretionary Transaction	−43.6K sh	$10.47	−$457K	104,181.075
2012-11-21	ADXADAMS DIVERSIFIED EQUITY FUND, INC.I Discretionary Transaction	Director, Chairman & CEO	IDiscretionary Transaction	−2,270 sh	$10.38	−$23.6K	103,297.036
2012-11-21	ADXADAMS DIVERSIFIED EQUITY FUND, INC.J Other	Director, Chairman & CEO	JOther	+79.282 sh	$11.01	+$872.998	44,499.497
2012-11-21	ADXADAMS DIVERSIFIED EQUITY FUND, INC.I Discretionary Transaction	Director, Chairman & CEO	IDiscretionary Transaction	−2,270 sh	$10.38	−$23.6K	103,297.036
2012-11-21	ADXADAMS DIVERSIFIED EQUITY FUND, INC.J Other	Director, Chairman & CEO	JOther	+6.062 sh	$12.25	+$74.272	44,499.497
2012-11-21	PEOADAMS NATURAL RESOURCES FUND, INC.I Discretionary Transaction	Director	IDiscretionary Transaction	−1,591 sh	$23.99	−$38.2K	37,378.328
2012-11-21	PEOADAMS NATURAL RESOURCES FUND, INC.J Other	Director	JOther	+63.667 sh	—	—	16,235.175
2012-07-23	ADXADAMS DIVERSIFIED EQUITY FUND, INC.S Sale	Director, Chairman & CEO	SSale	−2,500 sh	$10.62	−$26.5K	149,360.43
2012-01-12	ADXADAMS DIVERSIFIED EQUITY FUND, INC.D Disposition to Issuer	Director, Chairman & CEO	DDisposition to Issuer	−4,187 sh	$9.97	−$41.7K	39,177
2012-01-12	ADXADAMS DIVERSIFIED EQUITY FUND, INC.F Tax Payment	Director, Chairman & CEO	FTax Payment	−1,917 sh	$9.97	−$19.1K	37,260
2012-01-12	ADXADAMS DIVERSIFIED EQUITY FUND, INC.A Award	Director, Chairman & CEO	AAward	+9,291 sh	—	—	46,551
2012-01-12	ADXADAMS DIVERSIFIED EQUITY FUND, INC.D Disposition to Issuer	Director, Chairman & CEO	DDisposition to Issuer	−4,187 sh	$9.97	−$41.7K	142,889
2012-01-12	ADXADAMS DIVERSIFIED EQUITY FUND, INC.F Tax Payment	Director, Chairman & CEO	FTax Payment	−1,917 sh	$9.97	−$19.1K	140,972
2012-01-12	ADXADAMS DIVERSIFIED EQUITY FUND, INC.A Award	Director, Chairman & CEO	AAward	+9,291 sh	—	—	150,263
2012-01-12	PEOADAMS NATURAL RESOURCES FUND, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−1,013 sh	$25.07	−$25.4K	13,415
2012-01-12	PEOADAMS NATURAL RESOURCES FUND, INC.F Tax Payment	Director	FTax Payment	−992 sh	$25.07	−$24.9K	12,423
2012-01-12	PEOADAMS NATURAL RESOURCES FUND, INC.A Award	Director	AAward	+3,748 sh	—	—	16,171
2012-01-09	ADXADAMS DIVERSIFIED EQUITY FUND, INC.M Exercise/Conversion	Director, Chairman & CEO	MExercise/Conversion	+6,971 sh	$8.94	+$62.3K	50,335
2012-01-09	ADXADAMS DIVERSIFIED EQUITY FUND, INC.M Exercise/Conversion	Director, Chairman & CEO	MExercise/Conversion	−6,971 sh	$9.97	−$69.5K	43,364
2012-01-09	ADXADAMS DIVERSIFIED EQUITY FUND, INC. · Stock Option w/tandem SARsM Exercise/Conversion	Director, Chairman & CEO	MExercise/Conversion	−6,971 sh	—	—	0
2011-12-31	PEOADAMS NATURAL RESOURCES FUND, INC.J Other	Director	JOther	+4,297 sh	—	—	38,076
2011-12-31	PEOADAMS NATURAL RESOURCES FUND, INC.J Other	Director	JOther	+275 sh	—	—	14,428
2011-12-31	ADXADAMS DIVERSIFIED EQUITY FUND, INC.J Other	Director, Chairman & CEO	JOther	+8,925 sh	—	—	103,712
2011-12-31	ADXADAMS DIVERSIFIED EQUITY FUND, INC.J Other	Director, Chairman & CEO	JOther	+1,040 sh	—	—	43,364
2011-10-20	PEOADAMS NATURAL RESOURCES FUND, INC.M Exercise/Conversion	Director	MExercise/Conversion	+5,185 sh	$4.82	+$25K	51,535
2011-10-20	PEOADAMS NATURAL RESOURCES FUND, INC.M Exercise/Conversion	Director	MExercise/Conversion	−5,185 sh	$25.45	−$132K	46,350
2011-10-20	PEOADAMS NATURAL RESOURCES FUND, INC. · Stock option w/tandem SARsM Exercise/Conversion	Director	MExercise/Conversion	−5,185 sh	—	—	0
2011-07-20	PEOADAMS NATURAL RESOURCES FUND, INC.S Sale	Director	SSale	−1,000 sh	$30.00	−$30K	46,350
2011-01-14	PEOADAMS NATURAL RESOURCES FUND, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−1,268 sh	—	—	49,403
2011-01-14	PEOADAMS NATURAL RESOURCES FUND, INC.F Tax Payment	Director	FTax Payment	−471 sh	$27.22	−$12.8K	48,932
2011-01-14	ADXADAMS DIVERSIFIED EQUITY FUND, INC.D Disposition to Issuer	Director, Chairman & CEO	DDisposition to Issuer	−1,326 sh	—	—	44,773
2011-01-14	ADXADAMS DIVERSIFIED EQUITY FUND, INC.F Tax Payment	Director, Chairman & CEO	FTax Payment	−2,269 sh	$10.81	−$24.5K	42,504
2011-01-13	PEOADAMS NATURAL RESOURCES FUND, INC.A Award	Director	AAward	+3,321 sh	—	—	50,671
2011-01-13	ADXADAMS DIVERSIFIED EQUITY FUND, INC.A Award	Director, Chairman & CEO	AAward	+8,479 sh	—	—	46,099
2011-01-11	PEOADAMS NATURAL RESOURCES FUND, INC.M Exercise/Conversion	Director	MExercise/Conversion	+3,690 sh	$10.69	+$39.4K	17,261
2011-01-11	PEOADAMS NATURAL RESOURCES FUND, INC.M Exercise/Conversion	Director	MExercise/Conversion	−3,690 sh	$27.85	−$103K	13,751

Recent filings

Accepted (ET)
Feb 144
OBER DOUGLAS G0000216851-13-000020
SEC(opens sec.gov)
Feb 114
OBER DOUGLAS G0000216851-13-000016
SEC(opens sec.gov)
Jan 164
OBER DOUGLAS G0000002230-13-000015
SEC(opens sec.gov)
Jan 164
OBER DOUGLAS G0000216851-13-000009
SEC(opens sec.gov)
Jan 144
OBER DOUGLAS G0000002230-13-000007
SEC(opens sec.gov)
Jan 144
OBER DOUGLAS G0000002230-13-000006
SEC(opens sec.gov)
Dec 34
OBER DOUGLAS G0000002230-12-000060
SEC(opens sec.gov)
Nov 264/A
OBER DOUGLAS G0000002230-12-000059
SEC(opens sec.gov)
Nov 264
OBER DOUGLAS G0000002230-12-000058
SEC(opens sec.gov)
Nov 264
OBER DOUGLAS G0000216851-12-000030
SEC(opens sec.gov)

Companies

Address

7 ST PAUL STREET STE 1140

BALTIMORE, MD, 21202