Insider · CIK 0001203467

LIU VIVIAN H

Reports to the SEC for 4 companies · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001203467

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-07-28	AYTUAYTU BIOPHARMA, INCA Award	Director	AAward	+10K sh	—	—	29,825
2025-10-03	AYTUAYTU BIOPHARMA, INCA Award	Director	AAward	+10K sh	—	—	19,825
2024-11-06	AYTUAYTU BIOPHARMA, INCA Award	Director	AAward	+1,500 sh	—	—	9,825
2023-08-11	AYTUAYTU BIOPHARMA, INCA Award	Director	AAward	+1,500 sh	—	—	1,841
2023-08-11	AYTUAYTU BIOPHARMA, INCA Award	Director	AAward	+1,500 sh	—	—	8,325
2023-02-08	AYTUAYTU BIOPHARMA, INCA Award	Director	AAward	+6,500 sh	—	—	6,825
2022-07-01	AYTUAYTU BIOPHARMA, INCA Award	Director	AAward	+6,500 sh	—	—	6,500
2020-01-02	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+10.1K sh	$0.89	+$8,999.68	42,902
2019-10-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+4,286 sh	$2.10	+$9,000.6	32,790
2019-07-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+3,948 sh	$1.52	+$6,000.96	28,504
2019-04-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+1,095 sh	$5.48	+$6,000.6	24,556
2019-01-02	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+89.6K sh	$0.07	+$5,999.984	2,461,314
2018-10-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+50K sh	$0.12	+$6,000	2,371,762
2018-07-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+54.5K sh	$0.11	+$5,999.95	2,321,762
2018-04-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+49.1K sh	$0.12	+$5,999.916	2,267,217
2018-02-23	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+35.9K sh	$0.08	+$2,999.988	1,718,158
2018-02-23	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+500K sh	$0.18	+$89.5K	2,218,158
2017-12-29	THMOThermoGenesis Holdings, Inc. · Stock OptionsA Award	Director	AAward	+250K sh	—	—	250,000
2017-10-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+33K sh	$0.09	+$2,999.997	1,682,230
2017-07-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+26.6K sh	$0.11	+$3,000.002	1,649,263
2017-04-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+27.5K sh	$0.11	+$3,000.007	1,622,620
2017-02-24	THMOThermoGenesis Holdings, Inc. · Stock OptionsA Award	Director	AAward	+25K sh	—	—	25,000
2017-02-24	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+25K sh	$2.89	+$72.3K	25,000
2017-01-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+15.1K sh	$0.20	+$3,000.129	1,595,097
2016-11-16	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+417K sh	$0.25	+$104K	1,024,271
2016-10-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+11.5K sh	$0.26	+$2,999.88	607,604
2016-04-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+44.7K sh	$0.21	+$9,420.186	596,066
2016-04-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitsA Award	Director	AAward	+44.7K sh	$0.07	+$2,999.974	582,241
2016-01-29	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitA Award	Director	AAward	+417K sh	$0.04	+$16.7K	537,532
2016-01-04	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitA Award	Director	AAward	+42.9K sh	$0.07	+$2,999.99	120,865
2015-10-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitA Award	Director	AAward	+31.6K sh	$0.10	+$3,000.005	78,008
2015-07-02	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitA Award	Director	AAward	+25K sh	$0.12	+$3,000	46,429
2015-04-01	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitA Award	Director	AAward	+21.4K sh	$0.14	+$3,000.06	21,429
2015-03-31	INNOVUS PHARMACEUTICALS, INC.Restricted Stock UnitA Award	Director	AAward	+500K sh	—	—	500,000
2015-01-02	INNOVUS PHARMACEUTICALS, INC.A Award	Director	AAward	+18.8K sh	—	—	901,219
2014-12-18	INNOVUS PHARMACEUTICALS, INC.G Gift	Director	GGift	−135K sh	—	—	882,469
2014-10-01	INNOVUS PHARMACEUTICALS, INC.A Award	Director	AAward	+8,108 sh	—	—	1,017,469
2014-07-01	INNOVUS PHARMACEUTICALS, INC.A Award	Director	AAward	+11.1K sh	—	—	1,009,361
2014-02-19	INNOVUS PHARMACEUTICALS, INC.C Conversion	Director	CConversion	+146K sh	—	—	990,929
2014-02-04	INNOVUS PHARMACEUTICALS, INC.A Award	Director	AAward	+7,500 sh	—	—	844,915
2013-10-16	INNOVUS PHARMACEUTICALS, INC.A Award	Director	AAward	+3,750 sh	—	—	837,415
2010-12-31	SEELOS THERAPEUTICS, INC.A Award	Director, Executive Vice President	AAward	+47.6K sh	—	—	230,458
2010-12-31	SEELOS THERAPEUTICS, INC.A Award	Director, Executive Vice President	AAward	+22.4K sh	—	—	260,427
2010-12-31	SEELOS THERAPEUTICS, INC.A Award	Director, Executive Vice President	AAward	+7,540 sh	—	—	237,998
2010-05-24	SEELOS THERAPEUTICS, INC.A Award	Director, Executive Vice President	AAward	+250K sh	—	—	1,743,631
2010-05-24	SEELOS THERAPEUTICS, INC.A Award	Director, Executive Vice President	AAward	+1M sh	—	—	2,743,631
2010-05-24	SEELOS THERAPEUTICS, INC.A Award	Director, Executive Vice President	AAward	+52.6K sh	—	—	1,493,631
2010-04-01	SEELOS THERAPEUTICS, INC.G Gift	Director, Executive Vice President	GGift	−3,000 sh	—	—	257,427
2006-08-03	SEELOS THERAPEUTICS, INC.Stock OptionsA Award	Director, Executive Vice President	AAward	+100K sh	—	—	100,000
2004-08-19	SEELOS THERAPEUTICS, INC.G Gift	Director, Executive Vice President	GGift	−25K sh	—	—	216,271

Recent filings

Accepted (ET)
Jul 304
LIU VIVIAN H0001437749-26-025078
SEC(opens sec.gov)
Oct 74
LIU VIVIAN H0001437749-25-030639
SEC(opens sec.gov)
Nov 84
LIU VIVIAN H0000912282-24-000754
SEC(opens sec.gov)
Nov 84/A
LIU VIVIAN H0000912282-24-000752
SEC(opens sec.gov)
Aug 154
LIU VIVIAN H0000912282-23-000302
SEC(opens sec.gov)
Feb 104
LIU VIVIAN H0001567619-23-002409
SEC(opens sec.gov)
Jul 14
LIU VIVIAN H0001567619-22-013590
SEC(opens sec.gov)
Jan 74
LIU VIVIAN H0001437749-20-000323
SEC(opens sec.gov)
Oct 24
LIU VIVIAN H0001437749-19-019543
SEC(opens sec.gov)
Jul 34
LIU VIVIAN H0001437749-19-013454
SEC(opens sec.gov)
Apr 24
LIU VIVIAN H0001437749-19-006429
SEC(opens sec.gov)
Jan 44
LIU VIVIAN H0001437749-19-000338
SEC(opens sec.gov)
Oct 24
LIU VIVIAN H0001437749-18-017793
SEC(opens sec.gov)
Jul 194
LIU VIVIAN H0001415889-18-001141
SEC(opens sec.gov)
Apr 34
LIU VIVIAN H0001415889-18-000535
SEC(opens sec.gov)
Feb 274
LIU VIVIAN H0001415889-18-000328
SEC(opens sec.gov)
Jan 34
LIU VIVIAN H0001437749-18-000117
SEC(opens sec.gov)
Oct 24
LIU VIVIAN H0001415889-17-001597
SEC(opens sec.gov)
Jul 34
INNOVUS PHARMACEUTICALS, INC.0001415889-17-001078
SEC(opens sec.gov)

Companies

Address

C/O AYTU BIOPHARMA, INC. 7900 EAST UNION AVENUE, SUITE 920

DENVER, CO, 80237