Insider · CIK 0001203917

SWARTWOUT JAMES R

Reports to the SEC for 3 companies · SCHAUMBURG, IL

sec.gov

Transactions

Companies

Filings

CIK

0001203917

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-03-04	SPARTON CORPD Disposition to Issuer	Director	DDisposition to Issuer	−43.5K sh	$18.50	−$804K	0
2016-11-10	SPARTON CORPA Award	Director	AAward	+3,381 sh	—	—	43,466
2016-06-29	SPARTON CORPA Award	Director	AAward	+821 sh	—	—	40,085
2016-02-08	SPARTON CORPP Purchase	Director	PPurchase	+2,000 sh	$12.14	+$24.3K	39,264
2015-11-09	SPARTON CORPA Award	Director	AAward	+2,190 sh	—	—	37,264
2015-02-06	SPARTON CORPP Purchase	Director	PPurchase	+1,000 sh	$22.00	+$22K	35,074
2014-11-06	SPARTON CORPA Award	Director	AAward	+1,731 sh	—	—	34,074
2013-11-15	SPARTON CORPA Award	Director	AAward	+2,626 sh	—	—	32,343
2013-05-10	SPARTON CORPP Purchase	Director	PPurchase	+1,000 sh	$13.65	+$13.7K	29,717
2012-11-09	SPARTON CORPP Purchase	Director	PPurchase	+1,000 sh	$12.65	+$12.7K	28,717
2012-11-08	SPARTON CORPA Award	Director	AAward	+2,795 sh	—	—	27,717
2012-05-21	SPARTON CORPP Purchase	Director	PPurchase	+1,000 sh	$8.79	+$8,790	24,922
2011-11-10	SPARTON CORPA Award	Director	AAward	+3,480 sh	—	—	23,922
2011-09-30	SPARTON CORPP Purchase	Director	PPurchase	+1,000 sh	$6.45	+$6,450	20,442
2011-09-22	SPARTON CORPP Purchase	Director	PPurchase	+500 sh	$7.42	+$3,710	19,442
2011-09-19	SPARTON CORPP Purchase	Director	PPurchase	+1,500 sh	$7.59	+$11.4K	18,942
2010-11-11	SPARTON CORPA Award	Director	AAward	+1,914 sh	—	—	17,442
2010-09-10	SPARTON CORPP Purchase	Director	PPurchase	+2,000 sh	$5.07	+$10.1K	15,528
2010-05-18	ATS CORPA Award	Director	AAward	+8,275 sh	—	—	11,275
2009-12-23	SPARTON CORPP Purchase	Director	PPurchase	+1,000 sh	$5.19	+$5,190	13,528
2009-11-18	SPARTON CORPA Award	Director	AAward	+3,000 sh	—	—	12,528
2009-10-01	SPARTON CORPP Purchase	Director	PPurchase	+715 sh	$4.16	+$2,974.4	9,528
2009-09-22	SPARTON CORPP Purchase	Director	PPurchase	+513 sh	$3.84	+$1,969.92	8,813
2006-10-11	SUMMA INDUSTRIES/Common Stock OptionJ Other	Director, Chairman, CEO, President & CFO	JOther	+275K sh	—	—	0
2006-10-11	SUMMA INDUSTRIES/J Other	Director, Chairman, CEO, President & CFO	JOther	−128K sh	$15.00	−$1.92M	0
2004-09-01	SUMMA INDUSTRIES/J Other	Director, Chairman, CEO, President & CFO	JOther	+2 sh	$10.00	+$20	102,773
2003-10-23	SUMMA INDUSTRIES/Common Stock OptionA Award	Director, Chairman, CEO, President & CFO	AAward	+25K sh	—	—	275,000

Recent filings

Accepted (ET)
Mar 44
SWARTWOUT JAMES R0001736749-19-000020
SEC(opens sec.gov)
Nov 144
SPARTON CORP0001653528-16-000038
SEC(opens sec.gov)
Jul 14
SPARTON CORP0001653528-16-000022
SEC(opens sec.gov)
Feb 94
SPARTON CORP0001592740-16-000004
SEC(opens sec.gov)
Nov 124
SPARTON CORP0001653528-15-000005
SEC(opens sec.gov)
Feb 94
SPARTON CORP0001435766-15-000004
SEC(opens sec.gov)
Nov 124
SPARTON CORP0001435766-14-000010
SEC(opens sec.gov)
Nov 194
SPARTON CORP0001252305-13-000007
SEC(opens sec.gov)
May 144
SPARTON CORP0001534980-13-000002
SEC(opens sec.gov)
Nov 134
SPARTON CORP0001454924-12-000064
SEC(opens sec.gov)
May 224
SPARTON CORP0001454924-12-000031
SEC(opens sec.gov)
Nov 144
SPARTON CORP0001454924-11-000026
SEC(opens sec.gov)
Oct 34
SPARTON CORP0001454924-11-000020
SEC(opens sec.gov)
Sep 224
SPARTON CORP0001454924-11-000016
SEC(opens sec.gov)
Sep 214
SPARTON CORP0001454924-11-000015
SEC(opens sec.gov)
Nov 154
SPARTON CORP0001454924-10-000012
SEC(opens sec.gov)
Sep 144
SPARTON CORP0001203917-10-000001
SEC(opens sec.gov)
May 204
ATS CORP0000938166-10-000010
SEC(opens sec.gov)
Dec 284
SPARTON CORP0001203917-09-000014
SEC(opens sec.gov)

Companies

Address

425 MARTINGALE ROAD SUITE 2050

SCHAUMBURG, IL, 60173-2213