Insider · CIK 0001204410

KEIPER WILLIAM

Reports to the SEC for 5 companies · ALISO VIEJO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001204410

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-08-11	iSign Solutions Inc.Stock OptionsA Award	President	AAward	+8M sh	$0.03	+$200K	8,000,000
2011-08-11	iSign Solutions Inc.Seriec C Participating Convertible Preferred StockP Purchase	President	PPurchase	+97.5K sh	$1.00	+$97.5K	97,500
2011-08-11	iSign Solutions Inc.Warrant (Right to buy)J Other	President	JOther	+4.33M sh	$0.02	+$97.5K	4,333,333
2011-07-20	SMSISMITH MICRO SOFTWARE, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−6,668 sh	—	—	41,332
2011-07-11	SMSISMITH MICRO SOFTWARE, INC. · Stock Option (Right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$4.07	−$20.4K	0
2011-06-23	SMSISMITH MICRO SOFTWARE, INC. · Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	$4.07	+$20.4K	5,000
2011-03-31	iSign Solutions Inc.Series C Participating Convertible Preferred StockP Purchase	President	PPurchase	+668 sh	$1.00	+$668	668
2011-03-06	iSign Solutions Inc.Series C Participating Convertible Preferred StockP Purchase	President	PPurchase	+97.5K sh	$1.00	+$97.5K	97,500
2011-03-06	iSign Solutions Inc.Warrant (Right to buy)J Other	President	JOther	+4.33M sh	$0.02	+$97.5K	4,333,333
2011-02-22	SMSISMITH MICRO SOFTWARE, INC.A Award	Director	AAward	+10K sh	—	—	48,000
2010-06-24	SMSISMITH MICRO SOFTWARE, INC. · Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	$10.51	+$52.6K	5,000
2010-03-03	SMSISMITH MICRO SOFTWARE, INC.S Sale	Director	SSale	−2,000 sh	$9.22	−$18.4K	38,000
2010-03-01	SMSISMITH MICRO SOFTWARE, INC.S Sale	Director	SSale	−5,000 sh	$8.76	−$43.8K	40,000
2010-02-19	SMSISMITH MICRO SOFTWARE, INC.A Award	Director	AAward	+10K sh	—	—	45,000
2009-08-24	SMSISMITH MICRO SOFTWARE, INC. · Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	$11.59	+$58K	5,000
2009-03-02	SMSISMITH MICRO SOFTWARE, INC.A Award	Director	AAward	+10K sh	—	—	35,000
2008-05-16	SMSISMITH MICRO SOFTWARE, INC.A Award	Director	AAward	+10K sh	—	—	25,000
2007-07-18	HYPERCOM CORPD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−100K sh	—	—	120,000
2007-06-28	SMSISMITH MICRO SOFTWARE, INC. · Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	$15.45	+$77.3K	15,000
2007-02-19	SMSISMITH MICRO SOFTWARE, INC.A Award	Director	AAward	+10K sh	—	—	20,000
2006-06-29	JDA SOFTWARE GROUP INCA Award	Director	AAward	+2,000 sh	$14.34	+$28.7K	5,516
2005-08-29	HYPERCOM CORPA Award	Director, Chief Executive Officer	AAward	+150K sh	—	—	200,000
2005-08-29	HYPERCOM CORPEmployee Stock Option (right to buy)A Award	Director, Chief Executive Officer	AAward	+100K sh	—	—	100,000
2005-07-28	SMSISMITH MICRO SOFTWARE, INC. · Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	$4.95	+$24.8K	5,000
2005-07-25	ZONES INCNonQualified Stock OptionA Award	Director	AAward	+10K sh	—	—	10,000
2005-03-31	HYPERCOM CORPA Award	Director, Chief Executive Officer	AAward	+50K sh	—	—	50,000
2004-02-12	HYPERCOM CORPCommon StockD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−6,250 sh	—	—	—
2004-02-10	HYPERCOM CORPDirector Stock Option - Right to BuyA Award	Director, Chief Executive Officer	AAward	+6,250 sh	—	—	6,250
2003-10-29	JDA SOFTWARE GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+2,209 sh	$6.44	+$14.2K	3,725
2003-10-29	JDA SOFTWARE GROUP INCS Sale	Director	SSale	−2,209 sh	$21.43	−$47.3K	1,516
2003-10-29	JDA SOFTWARE GROUP INCOption to PurchaseM Exercise/Conversion	Director	MExercise/Conversion	−2,209 sh	$6.44	−$14.2K	0
2003-10-28	JDA SOFTWARE GROUP INCS Sale	Director	SSale	−500 sh	$21.13	−$10.6K	1,516
2003-10-28	JDA SOFTWARE GROUP INCS Sale	Director	SSale	−2,500 sh	$21.11	−$52.8K	2,016
2003-09-02	SMSISMITH MICRO SOFTWARE, INC. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	$0.88	−$8,800	0
2003-09-02	SMSISMITH MICRO SOFTWARE, INC.S Sale	Director	SSale	−10K sh	$3.87	−$38.7K	0
2003-09-02	SMSISMITH MICRO SOFTWARE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$0.88	+$8,800	0
2003-02-12	HYPERCOM CORPDirector Stock Option - Right to buyA Award	Director, Chief Executive Officer	AAward	+6,250 sh	—	—	—

Recent filings

Accepted (ET)
Nov 44
KEIPER WILLIAM0001140361-11-051891
SEC(opens sec.gov)
Jul 214
KEIPER WILLIAM0001209191-11-040564
SEC(opens sec.gov)
Jun 244
KEIPER WILLIAM0001209191-11-036288
SEC(opens sec.gov)
Apr 134
KEIPER WILLIAM0001140361-11-021986
SEC(opens sec.gov)
Apr 134
KEIPER WILLIAM0001140361-11-021987
SEC(opens sec.gov)
Feb 284
KEIPER WILLIAM0001209191-11-013411
SEC(opens sec.gov)
Jun 254
KEIPER WILLIAM0001209191-10-035789
SEC(opens sec.gov)
Mar 44
KEIPER WILLIAM0001209191-10-014665
SEC(opens sec.gov)
Mar 24
KEIPER WILLIAM0001209191-10-013733
SEC(opens sec.gov)
Feb 234
KEIPER WILLIAM0001209191-10-011603
SEC(opens sec.gov)
Aug 264
KEIPER WILLIAM0001209191-09-042188
SEC(opens sec.gov)
Mar 94
KEIPER WILLIAM0001209191-09-015016
SEC(opens sec.gov)
May 204
SMITH MICRO SOFTWARE INC0001209191-08-031909
SEC(opens sec.gov)
Aug 144
HYPERCOM CORP0001209191-07-048123
SEC(opens sec.gov)
Jul 34
SMITH MICRO SOFTWARE INC0001209191-07-040914
SEC(opens sec.gov)
Feb 214
SMITH MICRO SOFTWARE INC0001209191-07-012318
SEC(opens sec.gov)

Companies

Address

51 COLUMBIA SUITE 200

ALISO VIEJO, CA, 92656