Insider · CIK 0001204507

CHRISTMAS JAMES W

Reports to the SEC for 6 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001204507

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-05-14	BATLBATTALION OIL CORPA Award	Director	AAward	+33.7K sh	—	—	105,272
2017-11-13	EQT RE, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−129K sh	—	—	0
2017-11-13	EQT RE, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−8,483 sh	—	—	128,716
2017-10-03	Yuma Energy, Inc.P Purchase	Director	PPurchase	+253K sh	$1.00	+$253K	338,340
2017-10-03	Yuma Energy, Inc.P Purchase	Director	PPurchase	+25K sh	$1.00	+$25K	25,000
2017-05-31	EQT RE, LLCA Award	Director	AAward	+8,483 sh	—	—	137,199
2017-05-04	BATLBATTALION OIL CORPA Award	Director	AAward	+26K sh	—	—	71,529
2017-04-20	Yuma Energy, Inc.A Award	Director	AAward	+17K sh	—	—	85,586
2016-11-18	BATLBATTALION OIL CORP · Warrants (Right to Buy)J Other	Director	JOther	+6,029 sh	—	—	6,029
2016-11-17	BATLBATTALION OIL CORPJ Other	Director	JOther	+22.9K sh	—	—	45,544
2016-10-18	Yuma Energy, Inc.A Award	Director	AAward	+420K sh	—	—	1,370,825
2016-09-19	BATLBATTALION OIL CORPA Award	Director	AAward	+17.3K sh	—	—	22,637
2016-09-12	BATLBATTALION OIL CORPJ Other	Director	JOther	+5,373 sh	—	—	5,373
2016-09-12	BATLBATTALION OIL CORPJ Other	Director	JOther	+1,767 sh	—	—	1,767
2016-09-09	BATLBATTALION OIL CORPJ Other	Director	JOther	−182K sh	—	—	0
2016-09-09	BATLBATTALION OIL CORP · 5.75% Series A Preferred StockJ Other	Director	JOther	−2,000 sh	—	—	0
2016-09-09	BATLBATTALION OIL CORPJ Other	Director	JOther	−60K sh	—	—	0
2016-06-01	EQT RE, LLCA Award	Director	AAward	+8,395 sh	—	—	128,716
2015-12-18	BATLBATTALION OIL CORPP Purchase	Director	PPurchase	+200K sh	$0.26	+$51.9K	300,000
2015-06-03	EQT RE, LLCA Award	Director	AAward	+7,627 sh	—	—	120,321
2015-05-08	EQT RE, LLCM Exercise/Conversion	Director	MExercise/Conversion	+7,456 sh	—	—	112,694
2015-05-08	EQT RE, LLCRestricted stock unitsM Exercise/Conversion	Director	MExercise/Conversion	−7,456 sh	—	—	0
2015-05-06	BATLBATTALION OIL CORPA Award	Director	AAward	+97.2K sh	—	—	887,255
2014-09-10	Yuma Energy, Inc.A Award	Director	AAward	+8,330 sh	—	—	950,479
2014-09-10	Yuma Energy, Inc.A Award	Director	AAward	+312K sh	—	—	311,736
2014-09-10	Yuma Energy, Inc.A Award	Director	AAward	+630K sh	—	—	942,149
2014-01-29	EQT RE, LLCA Award	Director	AAward	+5,238 sh	—	—	5,238
2014-01-29	EQT RE, LLCP Purchase	Director	PPurchase	+100K sh	$21.00	+$2.1M	105,238
2014-01-29	EQT RE, LLCP Purchase	Director	PPurchase	+25K sh	$21.00	+$525K	25,000
2014-01-29	EQT RE, LLCP Purchase	Director	PPurchase	+25K sh	$21.00	+$525K	25,000
2014-01-29	EQT RE, LLCP Purchase	Director	PPurchase	+25K sh	$21.00	+$525K	25,000
2013-08-08	BATLBATTALION OIL CORPP Purchase	Director	PPurchase	+100K sh	$5.10	+$510K	716,166
2013-06-13	BATLBATTALION OIL CORP · Series A Convertible Preferred StockP Purchase	Director	PPurchase	+2,000 sh	$1000.00	+$2M	2,000
2013-05-23	BATLBATTALION OIL CORPA Award	Director	AAward	+29K sh	—	—	616,166
2013-02-28	BATLBATTALION OIL CORPA Award	Director	AAward	+15.5K sh	—	—	587,166
2012-11-09	BATLBATTALION OIL CORPP Purchase	Director	PPurchase	+100K sh	$5.73	+$573K	100,000
2012-09-17	BATLBATTALION OIL CORPJ Other	Director	JOther	+467K sh	—	—	571,667
2012-09-13	BATLBATTALION OIL CORPP Purchase	Director	PPurchase	+100K sh	$7.24	+$724K	105,000
2012-06-07	BATLBATTALION OIL CORPA Award	Director	AAward	+5,000 sh	—	—	5,000
2011-08-20	PETROHAWK ENERGY CORPStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−71.1K sh	$33.13	−$2.36M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−71.1K sh	$34.35	−$2.44M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−59.4K sh	$33.00	−$1.96M	0
2011-08-20	PETROHAWK ENERGY CORPU Disposition from Tender	Director, Vice Chairman	UDisposition from Tender	−30.5K sh	$38.75	−$1.18M	0
2011-08-20	PETROHAWK ENERGY CORPU Disposition from Tender	Director, Vice Chairman	UDisposition from Tender	−60K sh	$38.75	−$2.33M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−148K sh	$36.51	−$5.41M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−59.4K sh	$31.16	−$1.85M	0
2011-08-20	PETROHAWK ENERGY CORPD Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−12.4K sh	$38.75	−$481K	0
2011-08-20	PETROHAWK ENERGY CORPU Disposition from Tender	Director, Vice Chairman	UDisposition from Tender	−1.92M sh	$38.75	−$74.4M	0
2011-08-20	PETROHAWK ENERGY CORPU Disposition from Tender	Director, Vice Chairman	UDisposition from Tender	−59.4K sh	$38.75	−$2.3M	0
2011-08-20	PETROHAWK ENERGY CORPStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−82.9K sh	$28.53	−$2.36M	0

Recent filings

Accepted (ET)
May 164
CHRISTMAS JAMES W0001209191-18-030635
SEC(opens sec.gov)
Nov 134
CHRISTMAS JAMES W0000899243-17-026100
SEC(opens sec.gov)
Oct 54
CHRISTMAS JAMES W0001654954-17-009174
SEC(opens sec.gov)
Jun 24
Rice Energy Inc.0000899243-17-015135
SEC(opens sec.gov)
May 84
HALCON RESOURCES CORP0001209191-17-030654
SEC(opens sec.gov)
Apr 244
Yuma Energy, Inc.0001654954-17-003595
SEC(opens sec.gov)
Nov 214
HALCON RESOURCES CORP0001209191-16-151509
SEC(opens sec.gov)
Oct 204
Yuma Energy, Inc.0001354488-16-008403
SEC(opens sec.gov)
Sep 214
HALCON RESOURCES CORP0001209191-16-142338
SEC(opens sec.gov)
Sep 134
HALCON RESOURCES CORP0001209191-16-141273
SEC(opens sec.gov)
Jun 24
Rice Energy Inc.0000899243-16-021548
SEC(opens sec.gov)
Dec 214
HALCON RESOURCES CORP0001209191-15-086252
SEC(opens sec.gov)
Jun 54
Rice Energy Inc.0001209191-15-050695
SEC(opens sec.gov)

Companies

Address

1000 LOUISIANA SUITE 5600

HOUSTON, TX, 77002